0001209191-20-031633.txt : 20200522 0001209191-20-031633.hdr.sgml : 20200522 20200522132053 ACCESSION NUMBER: 0001209191-20-031633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Wendy J.B. CENTRAL INDEX KEY: 0001591222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37779 FILM NUMBER: 20904887 MAIL ADDRESS: STREET 1: TWO RUAN CENTER STREET 2: 601 LOCUST STREET, 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FGL Holdings CENTRAL INDEX KEY: 0001668428 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 981354810 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 BUSINESS PHONE: 410-895-0100 MAIL ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 FORMER COMPANY: FORMER CONFORMED NAME: CF Corp DATE OF NAME CHANGE: 20160302 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-20 0 0001668428 FGL Holdings FG 0001591222 Young Wendy J.B. 4TH FLOOR BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 0 1 0 0 Chief Risk Officer Ordinary Shares 2020-05-20 4 M 0 48455 10.00 A 48455 D Ordinary Shares 2020-05-20 4 M 0 96911 10.00 A 145366 D Ordinary Shares 2020-05-20 4 M 0 7778 7.16 A 153144 D Ordinary Shares 2020-05-20 4 F 0 145984 10.59 D 7160 D Employee Stock Option (right to buy) 10.00 2020-05-20 4 M 0 48455 0.00 D 2019-03-15 2025-05-15 Ordinary Shares 48455 193822 D Employee Stock Option (right to buy) 10.00 2020-05-20 4 M 0 96911 0.00 D 2019-03-15 2025-05-15 Ordinary Shares 96911 145367 D Employee Stock Option (right to buy) 7.16 2020-05-20 4 M 0 7778 0.00 D 2020-03-15 2026-08-06 Ordinary Shares 7778 23335 D Stock option to purchase 242,277 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively. Stock option to purchase 242,278 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019. Stock option to purchase 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020. /s/ Tessa Cantonwine, Attorney-in-Fact 2020-05-22