0001209191-19-045165.txt : 20190808 0001209191-19-045165.hdr.sgml : 20190808 20190808171525 ACCESSION NUMBER: 0001209191-19-045165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190806 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Wendy J.B. CENTRAL INDEX KEY: 0001591222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37779 FILM NUMBER: 191010583 MAIL ADDRESS: STREET 1: TWO RUAN CENTER STREET 2: 601 LOCUST STREET, 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FGL Holdings CENTRAL INDEX KEY: 0001668428 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 981354810 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 BUSINESS PHONE: 410-895-0100 MAIL ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 FORMER COMPANY: FORMER CONFORMED NAME: CF Corp DATE OF NAME CHANGE: 20160302 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-06 0 0001668428 FGL Holdings FG 0001591222 Young Wendy J.B. TWO RUAN CENTER 601 LOCUST STREET, 14TH FLOOR DES MOINES IA 50309 0 1 0 0 SVP, Chief Risk Officer Employee Stock Option (right to buy) 7.16 2019-08-06 4 A 0 31113 0.00 A 2026-08-06 Ordinary Share 31113 31113 D Employee Stock Option (right to buy) 7.16 2019-08-06 4 A 0 31112 0.00 A 2026-08-06 Ordinary Share 31112 31112 D Employee Stock Option (right to buy) 7.16 2019-08-06 4 A 0 31113 0.00 A 2026-08-06 Ordinary Share 31113 31113 D Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in four equal annual installments beginning on March 15, 2020. Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding four specified price hurdles of $12.75, $14.75, $17 and $20, respectively, or (b) the end of four one year periods ending March 15, 2020, 2021, 2022, and 2023, respectively. Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in three equal annual installments if the Issuer's return on equity meets or exceeds specified annual hurdles of 15.50% for the one year period ending December 31, 2020, 15.75% for the one year period ending December 31, 2021, and 16.00% for the one year period ending December 31, 2022. /s/ Eric Marhoun, attorney-in-fact 2019-08-08