0001209191-20-031306.txt : 20200521 0001209191-20-031306.hdr.sgml : 20200521 20200521163856 ACCESSION NUMBER: 0001209191-20-031306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200519 FILED AS OF DATE: 20200521 DATE AS OF CHANGE: 20200521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marhoun Eric L. CENTRAL INDEX KEY: 0001591163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37779 FILM NUMBER: 20902388 MAIL ADDRESS: STREET 1: TWO RUAN CENTER STREET 2: 601 LOCUST STREET, 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FGL Holdings CENTRAL INDEX KEY: 0001668428 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 981354810 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 BUSINESS PHONE: 410-895-0100 MAIL ADDRESS: STREET 1: 4TH FLOOR STREET 2: BOUNDARY HALL, CRICKET SQUARE CITY: GRAND CAYMAN STATE: E9 ZIP: KY 1-1102 FORMER COMPANY: FORMER CONFORMED NAME: CF Corp DATE OF NAME CHANGE: 20160302 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-19 0 0001668428 FGL Holdings FG 0001591163 Marhoun Eric L. 4TH FLOOR BOUNDARY HALL, CRICKET SQUARE GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 0 1 0 0 General Counsel and Secretary Ordinary Shares 2020-05-19 4 M 0 42222 10.00 A 42222 D Ordinary Shares 2020-05-19 4 M 0 6233 10.00 A 48455 D Ordinary Shares 2020-05-19 4 M 0 96911 10.00 A 145366 D Ordinary Shares 2020-05-19 4 M 0 7778 7.16 A 153144 D Ordinary Shares 2020-05-19 4 S 0 50000 10.50 D 103144 D Ordinary Shares 2020-05-19 4 S 0 103144 10.52 D 0 D Employee Stock Option (right to buy) 10.00 2020-05-19 4 M 0 42222 0.00 D 2019-03-15 2025-05-15 Ordinary Shares 42222 200005 D Employee Stock Option (right to buy) 10.00 2020-05-19 4 M 0 6233 0.00 D 2019-03-15 2025-05-15 Ordinary Shares 6233 193822 D Employee Stock Option (right to buy) 10.00 2020-05-19 4 M 0 96911 0.00 D 2019-03-15 2025-05-15 Ordinary Shares 96911 145367 D Employee Stock Option (right to buy) 7.16 2020-05-19 4 M 0 7778 0.00 D 2020-03-15 2026-08-06 Ordinary Shares 7778 23335 D Stock option to purchase 242,277 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively. Stock option to buy 242,278 shares was granted pursuant to 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019. Stock option to purchase 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020. /s/ Tessa Cantonwine, Attorney-in-Fact 2020-05-21