0000905718-15-000312.txt : 20150318 0000905718-15-000312.hdr.sgml : 20150318 20150318161932 ACCESSION NUMBER: 0000905718-15-000312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150316 FILED AS OF DATE: 20150318 DATE AS OF CHANGE: 20150318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Presbia PLC CENTRAL INDEX KEY: 0001591096 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120/121 BAGGOT STREET LOWER CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 353-659-9446 MAIL ADDRESS: STREET 1: 120/121 BAGGOT STREET LOWER CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Presbia Ireland, Ltd DATE OF NAME CHANGE: 20131105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blumenkranz Mark S. CENTRAL INDEX KEY: 0001614869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36824 FILM NUMBER: 15710259 MAIL ADDRESS: STREET 1: C/O AVALANCHE BIOTECHNOLOGIES, INC. STREET 2: 1035 O'BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 presbia_fm4031615.xml OWNERSHIP DOCUMENT X0306 4 2015-03-16 0 0001591096 Presbia PLC LENS 0001614869 Blumenkranz Mark S. C/O PRESBIA PLC 120/121 BAGGOT STREET LOWER DUBLIN 2 L2 IRELAND 1 0 0 0 Ordinary Shares 2015-03-16 4 A 0 9270 0 A 9270 D On March 16, 2015, the Reporting Person was granted 9,270 restricted ordinary shares, which vest in five equal annual installments beginning March 16, 2016. The Reporting Person owns, directly and/or indirectly, equity interests in Presbia Holdings, an exempted company incorporated with limited liability in the Cayman Islands. Presbia Holdings holds 9,666,667 ordinary shares of Presbia PLC. Richard Ressler, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Presbia PLC held by Presbia Holdings. Richard Ressler files separate Section 16 reports. The Reporting Person disclaims beneficial ownership of the securities held by Presbia Holdings except to the extent of his pecuniary interest therein. /s/ Mark S. Blumenkranz 2015-03-17