0001590976-21-000026.txt : 20210216
0001590976-21-000026.hdr.sgml : 20210216
20210216210701
ACCESSION NUMBER: 0001590976-21-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Springer Jackie D. Jr.
CENTRAL INDEX KEY: 0001598726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36290
FILM NUMBER: 21642257
MAIL ADDRESS:
STREET 1: 5075 KIMBERLY WAY
CITY: LOUDON
STATE: TN
ZIP: 37774
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MALIBU BOATS, INC.
CENTRAL INDEX KEY: 0001590976
STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5075 KIMBERLY WAY
CITY: LOUDON
STATE: TN
ZIP: 37774
BUSINESS PHONE: 865-458-5478
MAIL ADDRESS:
STREET 1: 5075 KIMBERLY WAY
CITY: LOUDON
STATE: TN
ZIP: 37774
FORMER COMPANY:
FORMER CONFORMED NAME: Malibu Boats, Inc.
DATE OF NAME CHANGE: 20131104
4
1
wf-form4_161352757476108.xml
FORM 4
X0306
4
2021-02-11
0
0001590976
MALIBU BOATS, INC.
MBUU
0001598726
Springer Jackie D. Jr.
5075 KIMBERLY WAY
LOUDON
TN
37774
1
1
0
0
Chief Executive Officer
Class A Common Stock
2021-02-11
4
C
0
38935
0
A
106027
I
See footnote
Class A Common Stock
2021-02-11
4
S
0
23941
76.75
D
82086
I
See footnote
Class A Common Stock
2021-02-11
4
S
0
22182
77.62
D
59904
I
See footnote
Class A Common Stock
2021-02-11
4
S
0
11265
78.55
D
48639
I
See footnote
Class A Common Stock
2021-02-11
4
S
0
4350
79.19
D
44289
I
See footnote
Class A Common Stock
2021-02-11
4
S
0
150
80.08
D
44139
I
See footnote
Class A Common Stock
2021-02-11
4
S
0
4117
76.50
D
75864
D
Class A Common Stock
2021-02-11
4
S
0
11377
77.06
D
64487
D
Class A Common Stock
2021-02-11
4
S
0
1847
77.98
D
62640
D
Units of Malibu Boats Holdings, LLC
2021-02-11
4
C
0
38935
0
D
Class A Common Stock
38935.0
13800
I
See footnote
Units of Malibu Boats Holdings, LLC
2021-02-11
5
G
0
E
8800
0
D
Class A Common Stock
8800.0
5000
I
See footnote
Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for cash payment equal to the market value of the LLC Units. The LLC Units have no expiration dates.
The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.
The shares of Class A Common Stock and LLC Units are held directly by a limited liability company. The reporting person and his wife each own a 50% membership interest in, and the reporting person is the managing member of, the limited liability company. Includes 30,000 shares of Class A Common Stock held indirectly which were previously inadvertently reported as held directly by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.99, inclusive. The reporting person undertakes to provide any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), (8), (9), (11) and (12).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.02 to $77.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.04 to $80.17, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.92 to $76.91, inclusive.
As of the filing date hereof, also includes 2,750 shares of restricted stock vesting on November 6, 2021, 6,000 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2021, 11,039 shares of restricted stock vesting in three substantially equal annual installments beginning on November 6, 2021, and 12,979 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2021. Does not include 30,000 shares of Class A Common Stock held indirectly which were previously inadvertently reported as held directly by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.93 to $77.83, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.94 to $77.99, inclusive.
The reporting person transferred his indirectly held LLC Units to another entity for no consideration.
Jackie D. Springer Jr., /s/ Wayne Wilson as attorney-in-fact
2021-02-16