0001828723-23-000019.txt : 20230120 0001828723-23-000019.hdr.sgml : 20230120 20230120160907 ACCESSION NUMBER: 0001828723-23-000019 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220215 FILED AS OF DATE: 20230120 DATE AS OF CHANGE: 20230120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Felton Gregg J CENTRAL INDEX KEY: 0001590854 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39798 FILM NUMBER: 23541071 MAIL ADDRESS: STREET 1: C/O FULL CIRCLE CAPITAL CORPORATION STREET 2: 800 WESTCHESTER AVE. CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Altus Power, Inc. CENTRAL INDEX KEY: 0001828723 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 853448396 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 ATLANTIC STREET, 6TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 698-0090 MAIL ADDRESS: STREET 1: 2200 ATLANTIC STREET, 6TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: CBRE Acquisition Holdings, Inc. DATE OF NAME CHANGE: 20201016 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2022-02-15 2022-02-17 0 0001828723 Altus Power, Inc. AMPS 0001590854 Felton Gregg J C/O ALTUS POWER, INC. 2200 ATLANTICSTREET, 6TH FLOOR STAMFORD CT 06902 1 1 1 0 CO-FOUNDER CO-CEO CO-PRESIDENT Class A Common Stock 2022-02-15 4 A 0 3245212 0 A 3245212 D Class A Common Stock 13124603 I By Felton Asset Management LLC Represents 3,245,212 restricted stock units ("RSUs") granted to the Reporting Person on the transaction date pursuant to the Altus Power, Inc. 2021 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs are subject the Reporting Person's continued service to the Issuer and vesting as follows: approximately 33.3% vesting on the third anniversary of the grant date, approximately 33.3% vesting on the fourth anniversary of the grant date, and approximately 33.4% of these RSUs vesting on the fifth anniversary of the grant date, with 2,596,170 of such RSUs further conditioned upon a stock price performance hurdle which will be satisfied if the stock price attains 25% annual compound annual growth rate measured based on an initial value of $10.00 per Share (i.e. on each of the third anniversary, the fourth anniversary, and the fifth anniversary of the date of grant, the stock price performance hurdle shall be $19.53, $24.41, $30.51, respectively). Shares held by Felton Asset Management LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. This Form 4/A amends the Form 4 filed by the Reporting Person on February 15, 2022 (the "Original Form 4") solely to correct the number of securities reported in column 5 of Table I: (a) to remove an aggregate of 10,741,488 shares held by two irrevocable trusts for the benefit of the Reporting Person's children where the Reporting Person is not the trustee and is thus not deemed to be the beneficial owner of the shares held by the irrevocable trusts; and (b) to correct a typographical error in the number of shares held by Felton Asset Management LLC. No other amendments or changes have been made to the Original Form 4. /s/ Sophia Lee, as Attorney-in-Fact 2023-01-20