UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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On June 17, 2024, Viridian Therapeutics, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”) at which holders of the Company’s common stock as of the close of business on April 23, 2024 (the “Record Date”) were entitled to vote. As of the close of business on the Record Date, 63,822,468 shares of the Company’s common stock were issued and outstanding.
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(e) At the Annual Meeting, the Company’s stockholders approved a further amendment and restatement of the Company’s Amended and Restated 2016 Equity Incentive Plan (as so amended, the “2016 Plan”), including an increase by 2,000,000 of the shares available for issuance thereunder.
For additional information regarding the 2016 Plan, please refer to the heading “Plan Summary” contained in Proposal 4 of the Company’s Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on April 26, 2024 (the “Proxy Statement”).
The foregoing description and the summary contained in the Proxy Statement do not purport to be complete and are qualified in their entirety by reference to the full text of the 2016 Plan, which is filed hereto as Exhibit 10.1.
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
At the Annual Meeting, each of the Company’s director nominees was elected and the other proposals voted on were approved. The final voting results are set forth below:
1. Election of the two Class III director nominees to serve until the 2027 Annual Meeting of Stockholders:
For | Withheld | Broker Non-Votes | ||||||||||
Stephen Mahoney |
56,413,440 | 156,106 | 1,902,188 | |||||||||
Arlene M. Morris |
31,631,097 | 24,938,449 | 1,902,188 |
2. Ratification of the selection of KPMG LLP as the Company’s independent auditor for 2024:
For |
Against |
Abstentions |
Broker Non-Votes | |||
58,418,569 | 31,748 | 21,417 | — |
3. Approval, on an advisory basis, of the compensation of the Company’s named executive officers:
For |
Against |
Abstentions |
Broker Non-Votes | |||
32,797,468 | 23,748,216 | 23,862 | 1,902,188 |
4. Approval of a further amendment and restatement of the Company’s Amended and Restated 2016 Equity Incentive Plan, including an increase by 2,000,000 of the shares available for issuance thereunder:
For |
Against |
Abstentions |
Broker Non-Votes | |||
32,220,474 | 24,328,888 | 20,184 | 1,902,188 |
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit Number |
Exhibit Description | |
10.1 | Viridian Therapeutics, Inc. Amended and Restated 2016 Equity Incentive Plan | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Viridian Therapeutics, Inc. | ||||||
Date: June 20, 2024 | By: | /s/ Stephen Mahoney | ||||
Stephen Mahoney | ||||||
President, Chief Executive Officer, and Director |