0000904454-22-000633.txt : 20221215 0000904454-22-000633.hdr.sgml : 20221215 20221215170943 ACCESSION NUMBER: 0000904454-22-000633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221213 FILED AS OF DATE: 20221215 DATE AS OF CHANGE: 20221215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soteropoulos Paula CENTRAL INDEX KEY: 0001692444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36294 FILM NUMBER: 221465594 MAIL ADDRESS: STREET 1: 49 WINONA STREET CITY: PEABODY STATE: MA ZIP: 01960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: uniQure N.V. CENTRAL INDEX KEY: 0001590560 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PAASHEUVELWEG 25A CITY: AMSTERDAM STATE: P7 ZIP: 1105 BP BUSINESS PHONE: 1-339-970-7000 MAIL ADDRESS: STREET 1: PAASHEUVELWEG 25A CITY: AMSTERDAM STATE: P7 ZIP: 1105 BP FORMER COMPANY: FORMER CONFORMED NAME: uniQure B.V. DATE OF NAME CHANGE: 20131030 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2022-12-13 0 0001590560 uniQure N.V. QURE 0001692444 Soteropoulos Paula C/O UNIQURE N.V. PAASHEUVELWEG 25A AMSTERDAM P7 11058BP NETHERLANDS 1 0 0 0 Ordinary Shares 2022-12-13 4 M 0 3000 5.37 A 19382 D Ordinary Shares 2022-12-13 4 S 0 3000 23.45 D 16382 D Ordinary Shares 2022-12-14 4 M 0 3800 A 20182 D Ordinary Shares 2022-12-14 4 S 0 3800 23.43 D 16382 D Stock Option (Right to Buy) 5.37 2022-12-13 4 M 0 3000 0 D 2018-01-27 2027-01-27 Ordinary Shares 3000 8000 D Stock Option (Right to Buy) 2022-12-14 4 M 0 3800 0 D 2023-06-06 Ordinary Shares 3800 0 D The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058. The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016. /s/ Christian Klemt, Attorney-in-Fact 2022-12-15