0001144204-17-044642.txt : 20170822
0001144204-17-044642.hdr.sgml : 20170822
20170822174707
ACCESSION NUMBER: 0001144204-17-044642
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170822
DATE AS OF CHANGE: 20170822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRAHAM ROBERT A.
CENTRAL INDEX KEY: 0001658634
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36843
FILM NUMBER: 171045882
MAIL ADDRESS:
STREET 1: 112 CETON COURT
CITY: BROOMALL
STATE: PA
ZIP: 19008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENN VENTURE PARTNERS , L.P.
CENTRAL INDEX KEY: 0001658003
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36843
FILM NUMBER: 171045883
BUSINESS ADDRESS:
STREET 1: 132 STATE STREET
CITY: HARRISBURG
STATE: PA
ZIP: 17101
BUSINESS PHONE: 2159820213
MAIL ADDRESS:
STREET 1: 132 STATE STREET
CITY: HARRISBURG
STATE: PA
ZIP: 17101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOHITECH GLOBAL, INC.
CENTRAL INDEX KEY: 0001590383
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 462336496
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 RED SCHOOLHOUSE ROAD
STREET 2: SUITE 101
CITY: CHESTNUT RIDGE
STATE: NY
ZIP: 10977
BUSINESS PHONE: 845-262-1081
MAIL ADDRESS:
STREET 1: 80 RED SCHOOLHOUSE ROAD
STREET 2: SUITE 101
CITY: CHESTNUT RIDGE
STATE: NY
ZIP: 10977
FORMER COMPANY:
FORMER CONFORMED NAME: Swift Start Corp.
DATE OF NAME CHANGE: 20131107
FORMER COMPANY:
FORMER CONFORMED NAME: Swift Start Inc.
DATE OF NAME CHANGE: 20131029
4
1
v473846_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-17
0
0001590383
BIOHITECH GLOBAL, INC.
BHTG
0001658634
GRAHAM ROBERT A.
132 STATE STREET
HARRISBURG
PA
12101
1
0
0
0
0001658003
PENN VENTURE PARTNERS , L.P.
132 STATE STREET
HARRISBURG
PA
12101
0
0
1
0
Convertible Promissory Note
2.75
2017-08-17
4
X
0
1
100000
A
2017-08-17
2019-07-06
Common Stock
9091
1
I
Held by Penn Venture Partners, L.P.
Warrants
3.30
2017-08-17
4
X
0
9091
0
A
2017-08-17
2022-08-17
Common Stock
9091
9091
I
Held by Penn Ventures, L.P.
Represents the highest possible conversion price of the note.
Represents the number of shares of common stock, par value $$0.0001 per share ("Common Stock") into which the note is convertible based on the conversion price of $2.75 per share. The note is convertible into an indeterminable number of shares.
Does not include 799,877 shares held by Penn Venture Partners, L.P. ("Penn Venture") over which Mr. Graham holds voting and dispositive power. The address of Penn Venture is 132 State Street, Harrisburg, PA 12101.
Based on 120% of the conversion price of $2.75 per share. The warrants are exercisable into an indeterminable number of shares.
Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share.
/s/ Robert A. Graham
2017-08-22