0001144204-17-044642.txt : 20170822 0001144204-17-044642.hdr.sgml : 20170822 20170822174707 ACCESSION NUMBER: 0001144204-17-044642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170822 DATE AS OF CHANGE: 20170822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAHAM ROBERT A. CENTRAL INDEX KEY: 0001658634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36843 FILM NUMBER: 171045882 MAIL ADDRESS: STREET 1: 112 CETON COURT CITY: BROOMALL STATE: PA ZIP: 19008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENN VENTURE PARTNERS , L.P. CENTRAL INDEX KEY: 0001658003 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36843 FILM NUMBER: 171045883 BUSINESS ADDRESS: STREET 1: 132 STATE STREET CITY: HARRISBURG STATE: PA ZIP: 17101 BUSINESS PHONE: 2159820213 MAIL ADDRESS: STREET 1: 132 STATE STREET CITY: HARRISBURG STATE: PA ZIP: 17101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOHITECH GLOBAL, INC. CENTRAL INDEX KEY: 0001590383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 462336496 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 RED SCHOOLHOUSE ROAD STREET 2: SUITE 101 CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 BUSINESS PHONE: 845-262-1081 MAIL ADDRESS: STREET 1: 80 RED SCHOOLHOUSE ROAD STREET 2: SUITE 101 CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 FORMER COMPANY: FORMER CONFORMED NAME: Swift Start Corp. DATE OF NAME CHANGE: 20131107 FORMER COMPANY: FORMER CONFORMED NAME: Swift Start Inc. DATE OF NAME CHANGE: 20131029 4 1 v473846_4.xml OWNERSHIP DOCUMENT X0306 4 2017-08-17 0 0001590383 BIOHITECH GLOBAL, INC. BHTG 0001658634 GRAHAM ROBERT A. 132 STATE STREET HARRISBURG PA 12101 1 0 0 0 0001658003 PENN VENTURE PARTNERS , L.P. 132 STATE STREET HARRISBURG PA 12101 0 0 1 0 Convertible Promissory Note 2.75 2017-08-17 4 X 0 1 100000 A 2017-08-17 2019-07-06 Common Stock 9091 1 I Held by Penn Venture Partners, L.P. Warrants 3.30 2017-08-17 4 X 0 9091 0 A 2017-08-17 2022-08-17 Common Stock 9091 9091 I Held by Penn Ventures, L.P. Represents the highest possible conversion price of the note. Represents the number of shares of common stock, par value $$0.0001 per share ("Common Stock") into which the note is convertible based on the conversion price of $2.75 per share. The note is convertible into an indeterminable number of shares. Does not include 799,877 shares held by Penn Venture Partners, L.P. ("Penn Venture") over which Mr. Graham holds voting and dispositive power. The address of Penn Venture is 132 State Street, Harrisburg, PA 12101. Based on 120% of the conversion price of $2.75 per share. The warrants are exercisable into an indeterminable number of shares. Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share. /s/ Robert A. Graham 2017-08-22