The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc | COM | 00287Y109 | 5,816 | 79,980 | SH | SOLE | 79,980 | 0 | 0 | ||
Abiomed Inc | COM | 003654100 | 176 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
Abiomed Inc | COM | 003654100 | 3 | 150 | SH | Put | SOLE | 150 | 0 | 0 | |
ACASTI PHARMA INC | CL A NEW | 00430K402 | 380 | 333,099 | SH | SOLE | 333,099 | 0 | 0 | ||
Accuray Inc | COM | 004397105 | 120 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 1,691 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
Allergan Plc | SHS | G0177J108 | 7,887 | 47,109 | SH | SOLE | 47,109 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 4,561 | 235,204 | SH | SOLE | 235,204 | 0 | 0 | ||
Amyris Inc | COM NEW | 03236M200 | 882 | 247,668 | SH | SOLE | 247,668 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 392 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
APYX MED CORP | COM | 03837C106 | 2,670 | 397,272 | SH | SOLE | 397,272 | 0 | 0 | ||
ArQule Inc | COM | 04269E107 | 6,978 | 633,789 | SH | SOLE | 633,789 | 0 | 0 | ||
ArQule Inc | COM | 04269E107 | 13 | 20 | SH | Call | SOLE | 20 | 0 | 0 | |
ArQule Inc | COM | 04269E107 | 1,407 | 10,617 | SH | Call | SOLE | 10,617 | 0 | 0 | |
AVANOS MED INC | COM | 05350V106 | 3,707 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
AVANTOR INC | COM | 05352A100 | 4,773 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
AXOGEN INC | COM | 05463X106 | 326 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
AXONICS MODULATION TECH INC | COM | 05465P101 | 2,663 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
AXONICS MODULATION TECH INC | COM | 05465P101 | 1,600 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Axsome Therapeutics Inc | COM | 05464T104 | 201 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 3,071 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 159 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 2,907 | 625,235 | SH | SOLE | 625,235 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 2,025 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
BioTelemetry Inc | COM | 090672106 | 108 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Boston Scientific Corp | COM | 101137107 | 10,100 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
Brooks Automation Inc | COM | 114340102 | 3,681 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
Bruker Corp | COM | 116794108 | 4,995 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Catalent Inc | COM | 148806102 | 4,337 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Coherus BioSciences Inc | COM | 19249H103 | 2,413 | 109,196 | SH | SOLE | 109,196 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 17 | 2,249 | SH | Call | SOLE | 2,249 | 0 | 0 | |
Conmed Corp | COM | 207410101 | 4,279 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CryoLife Inc | COM | 228903100 | 2,095 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 7,146 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DexCom Inc | COM | 252131107 | 9,333 | 62,287 | SH | SOLE | 62,287 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 10,764 | 489,490 | SH | SOLE | 489,490 | 0 | 0 | ||
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 244 | 4,250 | SH | Put | SOLE | 4,250 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 105 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 2,957 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 6,756 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Glaukos Corp | COM | 377322102 | 2,262 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Glaukos Corp | COM | 377322102 | 114 | 650 | SH | Call | SOLE | 650 | 0 | 0 | |
GLOBUS MED INC | CL A | 379577208 | 450 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
GREENLANE HLDGS INC | CL A | 395330103 | 4,459 | 464,998 | SH | SOLE | 464,998 | 0 | 0 | ||
Guardant Health Inc | COM | 40131M109 | 6,043 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Guardant Health Inc | COM | 40131M109 | 78 | 1,422 | SH | Put | SOLE | 1,422 | 0 | 0 | |
HEALTH SCIENCES ACQUSTN CORP | UNIT 04/01/2024 | 42227C201 | 1,590 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Histogenics Corp | COM | 43358V109 | 42 | 222,222 | SH | SOLE | 222,222 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 19,931 | 79,119 | SH | SOLE | 79,119 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 347 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
Incyte Corp | COM | 45337C102 | 2,406 | 28,318 | SH | SOLE | 28,318 | 0 | 0 | ||
Incyte Corp | COM | 45337C102 | 173 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Inogen Inc | COM | 45780L104 | 265 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 24,260 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 435 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
INTEGRA LIFESCIENCES HLDGS C | COM NEW | 457985208 | 1,396 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 7,074 | 310,826 | SH | SOLE | 310,826 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 94 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Intersect ENT Inc | COM | 46071F103 | 68 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 265 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 310 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 2 | 149 | SH | Put | SOLE | 149 | 0 | 0 | |
Intrexon Corp | COM | 46122T102 | 20 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Invacare Corp | COM | 461203101 | 4,825 | 929,576 | SH | SOLE | 929,576 | 0 | 0 | ||
Irhythm Technologies Inc | COM | 450056106 | 365 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 175 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 133 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Kala Pharmaceuticals Inc | COM | 483119103 | 1,905 | 298,599 | SH | SOLE | 298,599 | 0 | 0 | ||
Kala Pharmaceuticals Inc | COM | 483119103 | 3 | 137 | SH | Put | SOLE | 137 | 0 | 0 | |
LivaNova PLC | SHS | G5509L101 | 2,159 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 115 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
Masimo Corp | COM | 574795100 | 5,581 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 128 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Misonix Inc | COM | 604871103 | 2,365 | 93,045 | SH | SOLE | 93,045 | 0 | 0 | ||
Myriad Genetics Inc | COM | 62855J104 | 500 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 21,880 | 720,915 | SH | SOLE | 720,915 | 0 | 0 | ||
NanoString Technologies Inc | COM | 63009R109 | 1,091 | 1,750 | SH | Call | SOLE | 1,750 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 277 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
Novavax Inc | COM NEW | 670002401 | 8 | 3,034 | SH | Call | SOLE | 3,034 | 0 | 0 | |
Novavax Inc | COM NEW | 670002401 | 1 | 244 | SH | Call | SOLE | 244 | 0 | 0 | |
Omnicell Inc | COM | 68213N109 | 118 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 4,960 | 93,794 | SH | SOLE | 93,794 | 0 | 0 | ||
Orthopediatrics Corp | COM | 68752L100 | 5,632 | 144,408 | SH | SOLE | 144,408 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 2,732 | 993,463 | SH | SOLE | 993,463 | 0 | 0 | ||
Personalis Inc | COM | 71535D106 | 1,765 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
Protalix Biotherapeutics Inc | COM | 74365A101 | 765 | 1,630,573 | SH | SOLE | 1,630,573 | 0 | 0 | ||
Protalix Biotherapeutics Inc | COM | 74365A101 | 1 | 316 | SH | Call | SOLE | 316 | 0 | 0 | |
Quotient Ltd | SHS | G73268107 | 2,045 | 218,676 | SH | SOLE | 218,676 | 0 | 0 | ||
Quotient Ltd | SHS | G73268107 | 31 | 1,125 | SH | Call | SOLE | 1,125 | 0 | 0 | |
R1 RCM Inc | COM | 749397105 | 8,141 | 647,141 | SH | SOLE | 647,141 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 6,260 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Silk Road Medical Inc | COM | 82710M100 | 2,423 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Smith & Nephew PLC | SPDN ADR NEW | 83175M205 | 10,885 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Smith & Nephew PLC | SPDN ADR NEW | 83175M205 | 128 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 25 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 129 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Spectrum Pharmaceuticals Inc | COM | 84763A108 | 638 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 15,824 | 538,600 | SH | SOLE | 538,600 | 0 | 0 | ||
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 129 | 562 | SH | Call | SOLE | 562 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 653 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Stemline Therapeutics Inc | COM | 85858C107 | 2,353 | 153,598 | SH | SOLE | 153,598 | 0 | 0 | ||
Stryker Corp | COM | 863667101 | 260 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
Syneos Health Inc | CL A | 87166B102 | 255 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Tandem Diabetes Care Inc | COM NEW | 875372203 | 645 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TELIGENT INC NEW | COM | 87960W104 | 29 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
TG Therapeutics Inc | COM | 88322Q108 | 3,068 | 354,719 | SH | SOLE | 354,719 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 3,044 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 87 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
VANECK VECTORS ETF TR | PHARMACEUTICAL | 92189F692 | 68 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
VAPOTHERM INC | COM | 922107107 | 3,220 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 7,489 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 36 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
VistaGen Therapeutics Inc | COM NEW | 92840H202 | 308 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 28 | 73,527 | SH | SOLE | 73,527 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 3,653 | 122,500 | SH | SOLE | 122,500 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 18,838 | 160,000 | SH | SOLE | 160,000 | 0 | 0 |