The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADMA Biologics Inc | COM | 000899104 | 1,466 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 63 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
AKORN INC | COM | 009728106 | 10 | 179 | SH | Call | SOLE | 179 | 0 | 0 | |
Alexion Pharmaceuticals Inc | COM | 015351109 | 1,242 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Allergan Plc | SHS | G0177J108 | 3,334 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AngioDynamics Inc | COM | 03475V101 | 1,131 | 50,842 | SH | SOLE | 50,842 | 0 | 0 | ||
ACCURAY INC | COM | 004397105 | 15 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
ACCURAY INC | COM | 004397105 | 3 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
ACCURAY INC | COM | 004397105 | 30 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
ACCURAY INC | COM | 004397105 | 15 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Ardelyx Inc | COM | 039697107 | 370 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Athenahealth Inc | COM | 04685W103 | 3,342 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
ATHENAHEALTH INC | COM | 04685W103 | 125 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 122 | 125 | SH | Call | SOLE | 125 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 375 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 14 | 1,147 | SH | Call | SOLE | 1,147 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 666 | 294,533 | SH | SOLE | 294,533 | 0 | 0 | ||
Avrobio Inc | COM | 05455M100 | 1,499 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 193 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 2,954 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
bluebird bio Inc | COM | 09609G100 | 785 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Boston Scientific Corp | COM | 101137107 | 818 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 110 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 79 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 203 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Catalyst Pharmaceuticals Inc | COM | 14888U101 | 468 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CELLECTIS S A | SPONSORED ADS | 15117K103 | 990 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 37 | 975 | SH | Put | SOLE | 975 | 0 | 0 | |
CELLDEX THERAPEUTICS INC NEW | COM | 15117B103 | 15 | 3,020 | SH | Call | SOLE | 3,020 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1 | 16 | SH | Call | SOLE | 16 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 98 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Collegium Pharmaceutical Inc | COM | 19459J104 | 1,245 | 52,219 | SH | SOLE | 52,219 | 0 | 0 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 183 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
CORCEPT THERAPEUTICS INC | COM | 218352102 | 0 | 2 | SH | Put | SOLE | 2 | 0 | 0 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 14 | 80 | SH | Call | SOLE | 80 | 0 | 0 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 35 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 1 | 246 | SH | Call | SOLE | 246 | 0 | 0 | |
DexCom Inc | COM | 252131107 | 2,375 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Eiger Biopharmaceuticals Inc | COM | 28249U105 | 488 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Foamix Pharmaceuticals Ltd | SHS | M46135105 | 121 | 24,100 | SH | SOLE | 24,100 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 11 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 2 | 103 | SH | Call | SOLE | 103 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 4 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
GERON CORP | COM | 374163103 | 310 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 76 | 762 | SH | Call | SOLE | 762 | 0 | 0 | |
Glaukos Corp | COM | 377322102 | 2,032 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 3,406 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 96 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
Halyard Health Inc | COM | 40650V100 | 2,004 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 78 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Histogenics Corp | COM | 43358V109 | 34 | 13,526 | SH | SOLE | 13,526 | 0 | 0 | ||
Hologic Inc | COM | 436440101 | 3,478 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
HOLOGIC INC | COM | 436440101 | 10 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
ICU MED INC | COM | 44930G107 | 7,048 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 323 | 275 | SH | Call | SOLE | 275 | 0 | 0 | |
ICU MED INC | COM | 44930G107 | 59 | 75 | SH | Call | SOLE | 75 | 0 | 0 | |
Immunomedics Inc | COM | 452907108 | 1,193 | 50,400 | SH | SOLE | 50,400 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 61 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 7,142 | 200,280 | SH | SOLE | 200,280 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 2,715 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 353 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Invacare Corp | COM | 461203101 | 2,283 | 122,735 | SH | SOLE | 122,735 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 85 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 3 | 61 | SH | Put | SOLE | 61 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 63 | 450 | SH | Put | SOLE | 450 | 0 | 0 | |
KemPharm Inc | COM | 488445107 | 390 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 6,992 | 70,050 | SH | SOLE | 70,050 | 0 | 0 | ||
LIVANOVA PLC | SHS | G5509L101 | 333 | 450 | SH | Call | SOLE | 450 | 0 | 0 | |
LIVANOVA PLC | SHS | G5509L101 | 288 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
LIVANOVA PLC | SHS | G5509L101 | 405 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Madrigal Pharmaceuticals Inc | COM | 558868105 | 3,664 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
Medtronic PLC | SHS | G5960L103 | 4,281 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 1,821 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MOTUS GI HLDGS INC | COM | 62014P108 | 719 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
METTLER TOLEDO INTERNATIONAL | COM | 592688105 | 122 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 1 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 1 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 2,710 | 198,117 | SH | SOLE | 198,117 | 0 | 0 | ||
NEWLINK GENETICS CORP | COM | 651511107 | 0 | 113 | SH | Call | SOLE | 113 | 0 | 0 | |
Nuvectra Corp | COM | 67075N108 | 1,334 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 362 | 350 | SH | Put | SOLE | 350 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 117 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
Obseva Sa | COM | H5861P103 | 1,363 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Orthopediatrics Corp | COM | 68752L100 | 1,982 | 74,385 | SH | SOLE | 74,385 | 0 | 0 | ||
Otonomy Inc | COM | 68906L105 | 319 | 82,794 | SH | SOLE | 82,794 | 0 | 0 | ||
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 1,979 | 271,159 | SH | SOLE | 271,159 | 0 | 0 | ||
QIAGEN NV | SHS NEW | N72482123 | 88 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Rigel Pharmaceuticals Inc | COM NEW | 766559603 | 1,557 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
Rocket Pharmaceuticals Inc | COM | 77313F106 | 1,010 | 51,459 | SH | SOLE | 51,459 | 0 | 0 | ||
Sarepta Therapeutics Inc | COM | 803607100 | 2,115 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 884 | 1,254 | SH | Call | SOLE | 1,254 | 0 | 0 | |
Sientra Inc | COM | 82621J105 | 3,588 | 183,900 | SH | SOLE | 183,900 | 0 | 0 | ||
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 569 | 1,307 | SH | Call | SOLE | 1,307 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 228 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 34 | 125 | SH | Put | SOLE | 125 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 79 | 175 | SH | Call | SOLE | 175 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 3,100 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Syneos Health Inc | CL A | 87166B102 | 3,283 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 170 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
T2 Biosystems Inc | COM | 89853L104 | 1,161 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TG Therapeutics Inc | COM | 88322Q108 | 658 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Vertex Pharmaceuticals Inc | COM | 92532F100 | 2,549 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Viewray Inc | COM | 92672L107 | 2,999 | 433,315 | SH | SOLE | 433,315 | 0 | 0 | ||
Viking Therapeutics Inc | COM | 92686J106 | 447 | 47,100 | SH | SOLE | 47,100 | 0 | 0 | ||
Viveve Med inc | COM NEW | 92852W204 | 200 | 73,527 | SH | SOLE | 73,527 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 110 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 27 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 1,947 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 310 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Xencor Inc | COM | 98401F105 | 555 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Xenon Pharmaceuticals Inc | COM | 98420N105 | 690 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 58 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 115 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
Zogenix Inc | Ordinary Shares | 98978L204 | 177 | 361 | SH | Put | SOLE | 361 | 0 | 0 | |
Zogenix Inc | Ordinary Shares | 98978L204 | 223 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Zogenix Inc | Ordinary Shares | 98978L204 | 2,001 | 45,268 | SH | SOLE | 45,268 | 0 | 0 |