The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADOMANI INC | COM | 00726A100 | 59 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 210 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 4,785 | 110,000 | SH | SOLE | 86,000 | 0 | 24,000 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,460 | 8,000 | SH | SOLE | 5,000 | 0 | 3,000 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4,708 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,177 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 5,918 | 590,000 | SH | SOLE | 476,000 | 0 | 114,000 | ||
ALTRIA GROUP INC | COM | 02209S103 | 2,297 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 415 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 249 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 11,575 | 6,500 | SH | SOLE | 3,500 | 0 | 3,000 | ||
AMYRIS INC | COM NEW | 03236M200 | 42 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ATHENE HLDG LTD | CL A | G0684D107 | 490 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
AVEDRO INC | COM | 05355N109 | 859 | 70,000 | SH | SOLE | 49,000 | 0 | 21,000 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,137 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
BOYD GAMING CORP | COM | 103304101 | 3,010 | 110,000 | SH | Put | SOLE | 110,000 | 0 | 0 | |
BOYD GAMING CORP | COM | 103304101 | 5,347 | 195,426 | SH | SOLE | 195,426 | 0 | 0 | ||
CANOPY GROWTH CORP | COM | 138035100 | 1,301 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 1,045 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 871 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 388 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 1,093 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 496 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 1,456 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
CRITEO S A | SPONS ADS | 226718104 | 401 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CRONOS GROUP INC | COM | 22717L101 | 590 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 476 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 541 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
DARLING INGREDIENTS INC | COM | 237266101 | 5,196 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 5,352 | 168,900 | SH | Call | SOLE | 168,900 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 1,037 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ELASTIC N V | ORD SHS | N14506104 | 1,597 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ENDAVA PLC | ADS | 29260V105 | 1,430 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 721 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 6,002 | 150,000 | SH | Put | SOLE | 120,000 | 0 | 30,000 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 304 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 187 | 94,000 | SH | Call | SOLE | 94,000 | 0 | 0 | |
GLU MOBILE INC | COM | 379890106 | 459 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 237 | 52,732 | SH | SOLE | 52,732 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 2,779 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 1,388 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 868 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 920 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,697 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,686 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 12,558 | 74,500 | SH | SOLE | 67,000 | 0 | 7,500 | ||
HC2 HLDGS INC | COM | 404139107 | 123 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HUYA INC | ADS REP SHS A | 44852D108 | 563 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 817 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 658 | 42,000 | SH | Call | SOLE | 42,000 | 0 | 0 | |
INTELSAT S A | COM | L5140P101 | 1,096 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,983 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 3,444 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
ISHARES TR | EXPANDED TECH | 464287515 | 5,903 | 28,000 | SH | Put | SOLE | 28,000 | 0 | 0 | |
KKR & CO INC | CL A | 48251W104 | 1,245 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
KRYSTAL BIOTECH INC | COM | 501147102 | 296 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
LEVI STRAUSS & CO NEW | CL A COM STK | 52736R102 | 980 | 41,600 | SH | SOLE | 41,600 | 0 | 0 | ||
LIVENT CORP | COM | 53814L108 | 123 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
LIVERAMP HLDGS INC | COM | 53815P108 | 1,637 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
LOGITECH INTL S A | SHS | H50430232 | 201 | 5,100 | SH | Put | SOLE | 5,100 | 0 | 0 | |
LYFT INC | CL A COM | 55087P104 | 783 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 548 | 82,968 | SH | SOLE | 82,968 | 0 | 0 | ||
MESA AIR GROUP INC | COM NEW | 590479135 | 83 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 5,307 | 45,000 | SH | Put | SOLE | 30,000 | 0 | 15,000 | |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 155 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 1,470 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
NATERA INC | COM | 632307104 | 722 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 3,566 | 10,000 | SH | Put | SOLE | 4,000 | 0 | 6,000 | |
NETFLIX INC | COM | 64110L106 | 11,053 | 31,000 | SH | SOLE | 25,000 | 0 | 6,000 | ||
NEUROTROPE INC | COM NEW | 64129T207 | 690 | 126,685 | SH | SOLE | 120,685 | 0 | 6,000 | ||
NOODLES & CO | COM CL A | 65540B105 | 272 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
NOODLES & CO | COM CL A | 65540B105 | 408 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
NOODLES & CO | COM CL A | 65540B105 | 527 | 77,500 | SH | SOLE | 77,500 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 253 | 12,600 | SH | Call | SOLE | 12,600 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 1,471 | 73,200 | SH | Put | SOLE | 73,200 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 2,613 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
QUDIAN INC | ADR | 747798106 | 638 | 126,000 | SH | Call | SOLE | 126,000 | 0 | 0 | |
QUICKLOGIC CORP | COM | 74837P108 | 98 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
REEDS INC | COM | 758338107 | 72 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 152 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 278 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 1,183 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 20 | 4,200 | SH | Call | SOLE | 4,200 | 0 | 0 | |
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 48 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 727 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 1,246 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,474 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 900 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 366 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
STRATASYS LTD | SHS | M85548101 | 476 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
SVMK INC | COM | 78489X103 | 364 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 5,096 | 54,000 | SH | Call | SOLE | 54,000 | 0 | 0 | |
TELARIA INC | COM | 879181105 | 1,905 | 300,402 | SH | SOLE | 300,402 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 5,877 | 21,000 | SH | Put | SOLE | 12,000 | 0 | 9,000 | |
THIRD PT REINS LTD | COM | G8827U100 | 2,855 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 545 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
UPWORK INC | COM | 91688F104 | 383 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
UXIN LTD | ADS | 91818X108 | 413 | 109,000 | SH | Call | SOLE | 109,000 | 0 | 0 | |
UXIN LTD | ADS | 91818X108 | 114 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
VEEVA SYS INC | CL A COM | 922475108 | 1,015 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
VENATOR MATLS PLC | SHS | G9329Z100 | 319 | 56,700 | SH | SOLE | 56,700 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,639 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
VIEWRAY INC | COM | 92672L107 | 296 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 2,018 | 273,113 | SH | SOLE | 273,113 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 199 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
VIKING THERAPEUTICS INC | COM | 92686J106 | 497 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 2,536 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
YY INC | SPONSORED ADS A | 98426T106 | 1,008 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 850 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ZOSANO PHARMA CORP | COM NEW | 98979H202 | 343 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 426 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 640 | 120,000 | SH | SOLE | 120,000 | 0 | 0 |