0001213900-14-000455.txt : 20140124
0001213900-14-000455.hdr.sgml : 20140124
20140124210653
ACCESSION NUMBER: 0001213900-14-000455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140123
FILED AS OF DATE: 20140124
DATE AS OF CHANGE: 20140124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hennessy Capital Acquisition Corp.
CENTRAL INDEX KEY: 0001589526
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-876-1956
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns Richard Edward
CENTRAL INDEX KEY: 0001596710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36267
FILM NUMBER: 14547279
MAIL ADDRESS:
STREET 1: 10 SOUTH WACKER DRIVE, SUITE 3175
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
f4012314burns_hennessy.xml
OWNERSHIP DOCUMENT
X0306
4
2014-01-23
0
0001589526
Hennessy Capital Acquisition Corp.
HCACU
0001596710
Burns Richard Edward
10 SOUTH WACKER DR., SUITE 3175
CHICAGO
IL
60606
1
0
0
0
Warrant
5.75
2013-10-15
2014-01-23
4
P
0
600000
A
Common Stock
300000
600000
I
See Footnotes
Reported securities were acquired pursuant to that certain Sponsor Warrant Purchase Agreement dated as of October 15, 2013 by and among Hennessy Capital Partners I LLC and the Issuer. The reported securities are included within 12,125,000 warrants purchased by Hennessy Capital Partners I LLC for $.50 per warrant.
Each warrant to purchase one half share of Common Stock of the Issuer is identical to the warrants included in the units sold in the Issuer's initial public offering ("IPO"), except for those differences set forth in the Issuer's IPO prospectus filed with the Commission on January 16, 2014. Such warrants are also subject to certain transfer restrictions. Such warrants may be exercised for cash or on a cashless basis, and are not subject to being called for redemption. Reporting person is the indirect owner of 600,000 warrants to purchase shares of common stock through his membership interest in Hennessy Capital Partners I, LLC and does not have voting or dispositive control over such securities.
Each warrant is exercisable to purchase one half share of Common Stock at an exercise price of $5.75 during the period commencing on the later of (i) twelve (12) months from the date of the closing of the Issuer's initial public offering or (ii) 30 days following the consummation of the Issuer's initial business combination (the "Business Combination"), and expiring on the fifth anniversary of the consummation of the Issuer's Business Combination. No fractional shares will be issued upon exercise of the warrants. If, upon exercise of the warrants, a holder would be entitled to receive a fractional interest in a share, the Issuer will, upon exercise, round down to the nearest whole number the number of shares of common stock to be issued to the warrant holder.
Reporting person disclaims beneficial ownership except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Richard Burns
2014-01-24