The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 427 | 2,423 | SH | SOLE | 0 | 0 | 2,423 | ||
ABBOTT LABS | COM | 002824100 | 459 | 5,287 | SH | SOLE | 0 | 0 | 5,287 | ||
ABBVIE INC | COM | 00287Y109 | 7,084 | 80,007 | SH | SOLE | 0 | 0 | 80,006 | ||
ADOBE INC | COM | 00724F101 | 968 | 2,936 | SH | SOLE | 0 | 0 | 2,936 | ||
ADOBE INC | COM | 00724F101 | 231 | 700 | SH | Put | SOLE | 0 | 0 | 700 | |
ALLSTATE CORP | COM | 020002101 | 524 | 4,658 | SH | SOLE | 0 | 0 | 4,658 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 631 | 472 | SH | SOLE | 27 | 0 | 445 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,763 | 1,316 | SH | SOLE | 42 | 0 | 1,274 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,020 | 120,000 | SH | SOLE | 0 | 0 | 120,000 | ||
AMAZON COM INC | COM | 023135106 | 3,234 | 1,750 | SH | SOLE | 35 | 0 | 1,715 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 957 | 7,687 | SH | SOLE | 0 | 0 | 7,687 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 307 | 1,338 | SH | SOLE | 0 | 0 | 1,338 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 331 | 1,989 | SH | SOLE | 0 | 0 | 1,989 | ||
AMGEN INC | COM | 031162100 | 1,197 | 4,965 | SH | SOLE | 0 | 0 | 4,965 | ||
ANTHEM INC | COM | 036752103 | 220 | 728 | SH | SOLE | 0 | 0 | 728 | ||
APPLE INC | COM | 037833100 | 6,725 | 22,903 | SH | SOLE | 566 | 0 | 22,337 | ||
BANK AMER CORP | COM | 060505104 | 376 | 10,683 | SH | SOLE | 0 | 0 | 10,683 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 5,433 | 16 | SH | SOLE | 0 | 0 | 16 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,372 | 10,472 | SH | SOLE | 0 | 0 | 10,472 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 63 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
BOEING CO | COM | 097023105 | 753 | 2,313 | SH | SOLE | 0 | 0 | 2,313 | ||
BP PLC | SPONSORED ADR | 055622104 | 425 | 11,262 | SH | SOLE | 0 | 0 | 11,262 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 631 | 9,100 | SH | Put | SOLE | 0 | 0 | 9,100 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 791 | 11,411 | SH | SOLE | 0 | 0 | 11,411 | ||
CATERPILLAR INC DEL | COM | 149123101 | 642 | 4,350 | SH | SOLE | 0 | 0 | 4,350 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,423 | 11,807 | SH | SOLE | 0 | 0 | 11,807 | ||
CISCO SYS INC | COM | 17275R102 | 389 | 8,106 | SH | SOLE | 0 | 0 | 8,106 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 248 | 843 | SH | SOLE | 0 | 0 | 843 | ||
DANAHER CORPORATION | COM | 235851102 | 413 | 2,691 | SH | SOLE | 260 | 0 | 2,431 | ||
DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | 1,829 | 77,255 | SH | SOLE | 57 | 0 | 77,197 | ||
DISCOVER FINL SVCS | COM | 254709108 | 429 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 538 | 3,722 | SH | SOLE | 0 | 0 | 3,722 | ||
DOCUSIGN INC | COM | 256163106 | 540 | 7,286 | SH | SOLE | 0 | 0 | 7,286 | ||
EHEALTH INC | COM | 28238P109 | 789 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
EVERBRIDGE INC | COM | 29978A104 | 781 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 637 | 9,122 | SH | SOLE | 0 | 0 | 9,122 | ||
FACEBOOK INC | CL A | 30303M102 | 6,129 | 29,859 | SH | SOLE | 366 | 0 | 29,493 | ||
FORD MTR CO DEL | COM | 345370860 | 465 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
FRESHPET INC | COM | 358039105 | 2,854 | 48,305 | SH | SOLE | 0 | 0 | 48,305 | ||
GILEAD SCIENCES INC | COM | 375558103 | 650 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 272 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 221 | 17,228 | SH | SOLE | 0 | 0 | 17,228 | ||
HOME DEPOT INC | COM | 437076102 | 1,008 | 4,618 | SH | SOLE | 110 | 0 | 4,507 | ||
HONEYWELL INTL INC | COM | 438516106 | 430 | 2,432 | SH | SOLE | 202 | 0 | 2,230 | ||
INTEL CORP | COM | 458140100 | 546 | 9,122 | SH | SOLE | 0 | 0 | 9,122 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 2,598 | 20,503 | SH | SOLE | 0 | 0 | 20,503 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 304 | 1,429 | SH | SOLE | 0 | 0 | 1,429 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 276 | 1,300 | SH | Put | SOLE | 0 | 0 | 1,300 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 243 | 11,500 | SH | SOLE | 0 | 0 | 11,500 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,147 | 79,086 | SH | SOLE | 708 | 0 | 78,378 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,374 | 62,752 | SH | SOLE | 0 | 0 | 62,751 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,643 | 9,919 | SH | SOLE | 231 | 0 | 9,688 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 274 | 6,824 | SH | SOLE | 0 | 0 | 6,824 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 409 | 6,857 | SH | SOLE | 1,264 | 0 | 5,593 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 441 | 7,580 | SH | SOLE | 0 | 0 | 7,580 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,118 | 9,588 | SH | SOLE | 128 | 0 | 9,459 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 687 | 13,487 | SH | SOLE | 0 | 0 | 13,487 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 11,628 | 178,236 | SH | SOLE | 0 | 0 | 178,235 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,647 | 103,564 | SH | SOLE | 72 | 0 | 103,492 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 4,438 | 24,875 | SH | SOLE | 0 | 0 | 24,874 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 242 | 1,251 | SH | SOLE | 0 | 0 | 1,251 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 5,265 | 16,289 | SH | SOLE | 0 | 0 | 16,289 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 1,820 | 27,740 | SH | SOLE | 250 | 0 | 27,490 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 13,152 | 189,400 | SH | Put | SOLE | 0 | 0 | 189,400 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 17,499 | 252,005 | SH | SOLE | 135 | 0 | 251,870 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 442 | 5,273 | SH | SOLE | 0 | 0 | 5,273 | ||
ISHARES TR | ESG MSCI EAFE | 46435G516 | 373 | 5,430 | SH | SOLE | 0 | 0 | 5,430 | ||
JOHNSON & JOHNSON | COM | 478160104 | 471 | 3,226 | SH | SOLE | 0 | 0 | 3,226 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 403 | 7,985 | SH | SOLE | 0 | 0 | 7,985 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,215 | 8,714 | SH | SOLE | 441 | 0 | 8,272 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 490 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
KLA CORPORATION | COM NEW | 482480100 | 299 | 1,677 | SH | SOLE | 0 | 0 | 1,677 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 330 | 1,666 | SH | SOLE | 0 | 0 | 1,666 | ||
LAM RESEARCH CORP | COM | 512807108 | 309 | 1,056 | SH | SOLE | 0 | 0 | 1,056 | ||
LILLY ELI & CO | COM | 532457108 | 255 | 1,940 | SH | SOLE | 0 | 0 | 1,940 | ||
LOWES COS INC | COM | 548661107 | 279 | 2,329 | SH | SOLE | 0 | 0 | 2,329 | ||
MASTERCARD INC | CL A | 57636Q104 | 364 | 1,220 | SH | SOLE | 0 | 0 | 1,220 | ||
MERCK & CO INC | COM | 58933Y105 | 420 | 4,615 | SH | SOLE | 0 | 0 | 4,615 | ||
MICROSOFT CORP | COM | 594918104 | 2,792 | 17,704 | SH | SOLE | 0 | 0 | 17,704 | ||
MORGAN STANLEY | COM NEW | 617446448 | 428 | 8,363 | SH | SOLE | 0 | 0 | 8,363 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 35 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
NETFLIX INC | COM | 64110L106 | 437 | 1,351 | SH | SOLE | 0 | 0 | 1,351 | ||
NIKE INC | CL B | 654106103 | 538 | 5,306 | SH | SOLE | 162 | 0 | 5,144 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 328 | 953 | SH | SOLE | 0 | 0 | 953 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 7,133 | 56,050 | SH | SOLE | 0 | 0 | 56,050 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 238 | 9,191 | SH | SOLE | 0 | 0 | 9,191 | ||
ORACLE CORP | COM | 68389X105 | 261 | 4,932 | SH | SOLE | 0 | 0 | 4,932 | ||
PEPSICO INC | COM | 713448108 | 328 | 2,397 | SH | SOLE | 0 | 0 | 2,397 | ||
PFIZER INC | COM | 717081103 | 218 | 5,552 | SH | SOLE | 0 | 0 | 5,552 | ||
PRIMO WTR CORP | COM | 74165N105 | 1,301 | 115,924 | SH | SOLE | 0 | 0 | 115,924 | ||
RAYTHEON CO | COM NEW | 755111507 | 344 | 1,565 | SH | SOLE | 0 | 0 | 1,565 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 36 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 336 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 6,954 | 42,755 | SH | SOLE | 233 | 0 | 42,522 | ||
SCHLUMBERGER LTD | COM | 806857108 | 305 | 7,581 | SH | SOLE | 0 | 0 | 7,581 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,172 | 64,575 | SH | SOLE | 0 | 0 | 64,575 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,087 | 76,270 | SH | SOLE | 0 | 0 | 76,269 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,729 | 19,097 | SH | SOLE | 0 | 0 | 19,097 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 699 | 22,282 | SH | SOLE | 0 | 0 | 22,282 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 355 | 9,452 | SH | SOLE | 0 | 0 | 9,452 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 23,207 | 72,100 | SH | Put | SOLE | 0 | 0 | 72,100 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 56,216 | 174,661 | SH | SOLE | 8,226 | 0 | 166,435 | ||
TESLA INC | COM | 88160R101 | 367 | 877 | SH | SOLE | 0 | 0 | 877 | ||
TJX COS INC NEW | COM | 872540109 | 1,126 | 18,448 | SH | SOLE | 0 | 0 | 18,448 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 609 | 20,484 | SH | SOLE | 0 | 0 | 20,484 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 607 | 20,400 | SH | Call | SOLE | 0 | 0 | 20,400 | |
UNION PACIFIC CORP | COM | 907818108 | 471 | 2,603 | SH | SOLE | 0 | 0 | 2,603 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 516 | 3,448 | SH | SOLE | 0 | 0 | 3,448 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 441 | 1,501 | SH | SOLE | 227 | 0 | 1,274 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 4,013 | 24,529 | SH | SOLE | 684 | 0 | 23,844 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 708 | 4,276 | SH | SOLE | 0 | 0 | 4,276 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,667 | 12,397 | SH | SOLE | 0 | 0 | 12,396 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,649 | 30,686 | SH | SOLE | 0 | 0 | 30,686 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 7,309 | 164,348 | SH | SOLE | 478 | 0 | 163,870 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 375 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 8,553 | 194,123 | SH | SOLE | 595 | 0 | 193,528 | ||
VARIAN MED SYS INC | COM | 92220P105 | 670 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | ||
VISA INC | COM CL A | 92826C839 | 449 | 2,391 | SH | SOLE | 0 | 0 | 2,391 | ||
WALMART INC | COM | 931142103 | 281 | 2,368 | SH | SOLE | 0 | 0 | 2,368 | ||
WELLS FARGO CO NEW | COM | 949746101 | 278 | 5,176 | SH | SOLE | 0 | 0 | 5,176 | ||
WORKDAY INC | CL A | 98138H101 | 1,013 | 6,157 | SH | SOLE | 0 | 0 | 6,157 | ||
WORKDAY INC | CL A | 98138H101 | 888 | 5,400 | SH | Put | SOLE | 0 | 0 | 5,400 |