The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | PUT | 037833950 | 998 | 5,900 | SH | Put | DFND | 1 | 0 | 0 | 5,900 |
ISHARES TR | PUT | 464287955 | 9,731 | 138,400 | SH | Put | SOLE | 0 | 0 | 138,400 | |
ISHARES TR | PUT | 464287954 | 1,786 | 37,900 | SH | Put | SOLE | 0 | 0 | 37,900 | |
ISHARES TR | PUT | 464287955 | 28,659 | 358,300 | SH | Put | DFND | 1 | 0 | 0 | 358,300 |
ISHARES TR | PUT | 464287954 | 7,162 | 152,000 | SH | Put | DFND | 1 | 0 | 0 | 152,000 |
SALESFORCE COM INC | PUT | 79466L952 | 7,596 | 74,300 | SH | Put | DFND | 1 | 0 | 0 | 74,300 |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 934 | 3,500 | SH | Call | OTR | 3 | 0 | 0 | 3,500 |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 640 | 2,400 | SH | Put | OTR | 3 | 0 | 0 | 2,400 |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 326,583 | 1,223,800 | SH | Call | DFND | 1 | 0 | 0 | 1,223,800 |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 534 | 2,000 | SH | Put | OTR | 2 | 0 | 0 | 2,000 |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 240 | 900 | SH | Put | OTR | 0 | 0 | 900 | |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 801 | 3,000 | SH | Call | OTR | 2 | 0 | 0 | 3,000 |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 180,985 | 678,200 | SH | Put | DFND | 1 | 0 | 0 | 678,200 |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 20,388 | 76,400 | SH | Put | SOLE | 0 | 0 | 76,400 | |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 240 | 900 | SH | Call | OTR | 0 | 0 | 900 | |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 80 | 300 | SH | Call | SOLE | 1 | 0 | 0 | 300 |
SPDR S&P 500 ETF TR | CALL | 78462F903 | 95,829 | 359,100 | SH | Call | SOLE | 0 | 0 | 359,100 |