The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APPLE INC | PUT | 037833950 | 1,063 | 6,900 | SH | Put | DFND | 1 | 0 | 0 | 6,900 |
| AMAZON COM INC | CALL | 023135906 | 481 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
| SALESFORCE COM INC | PUT | 79466L952 | 9,249 | 99,000 | SH | Put | DFND | 1 | 0 | 0 | 99,000 |
| ISHARES TR | PUT | 464287954 | 5,292 | 118,600 | SH | Put | DFND | 1 | 0 | 0 | 118,600 |
| ISHARES TR | PUT | 464287955 | 25,939 | 334,400 | SH | Put | DFND | 1 | 0 | 0 | 334,400 |
| SPDR S&P 500 ETF TR | PUT | 78462F953 | 276 | 1,100 | SH | Put | OTR | 2 | 0 | 0 | 1,100 |
| SPDR S&P 500 ETF TR | PUT | 78462F953 | 60,529 | 241,000 | SH | Put | DFND | 1 | 0 | 0 | 241,000 |
| SPDR S&P 500 ETF TR | PUT | 78462F953 | 327 | 1,300 | SH | Put | OTR | 3 | 0 | 0 | 1,300 |