The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 509 | 1,202 | SH | Call | SOLE | 1,202 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 280 | 10,001 | SH | SOLE | 10,001 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 913 | 38,812 | SH | SOLE | 38,812 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 226 | 752 | SH | Call | SOLE | 752 | 0 | 0 | |
AKORN INC | COM | 009728106 | 62 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,103 | 1,481 | SH | SOLE | 1,481 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 543 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 2,258 | 3,804 | SH | SOLE | 3,804 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 967 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
BAXALTA INC | COM | 07177M103 | 1,212 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BOULEVARD ACQUISITION | *W EXP 09/25/202 | 10157Q110 | 38 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 2,438 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | 214 | 515 | SH | Put | SOLE | 515 | 0 | 0 | |
BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | 338 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 4 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 3,285 | 53,352 | SH | SOLE | 53,352 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 116 | 900 | SH | Call | SOLE | 900 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 266 | 535 | SH | Call | SOLE | 535 | 0 | 0 | |
DELEK US HLDGS INC | COM | 246647101 | 3,698 | 242,652 | SH | SOLE | 242,652 | 0 | 0 | ||
DELEK US HLDGS INC | COM | 246647101 | 486 | 4,988 | SH | Call | SOLE | 4,988 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 3,140 | 117,819 | SH | SOLE | 117,819 | 0 | 0 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 771 | 23,850 | SH | SOLE | 23,850 | 0 | 0 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 696 | 3,040 | SH | Call | SOLE | 3,040 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 45 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 1,452 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 5,015 | 461,105 | SH | SOLE | 461,105 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 60 | 2,995 | SH | Put | SOLE | 2,995 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 782 | 61,714 | SH | SOLE | 61,714 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 214 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 832 | 2,666 | SH | Call | SOLE | 2,666 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 83 | 1,320 | SH | Call | SOLE | 1,320 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 224 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 804 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
NEUROMETRIX INC | *W EXP 05/29/202 | 641255153 | 49 | 247,550 | SH | SOLE | 247,550 | 0 | 0 | ||
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 610 | 53,713 | SH | SOLE | 53,713 | 0 | 0 | ||
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 141 | 2,011 | SH | Call | SOLE | 2,011 | 0 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 580 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 173 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 1,797 | 54,113 | SH | SOLE | 54,113 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 796 | 26,850 | SH | SOLE | 26,850 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 154 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 53 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 2 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 2,263 | 71,963 | SH | SOLE | 71,963 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 103 | 404 | SH | Call | SOLE | 404 | 0 | 0 | |
SEMGROUP CORP | CL A | 81663A105 | 116 | 5,182 | SH | SOLE | 5,182 | 0 | 0 | ||
SEMGROUP CORP | CL A | 81663A105 | 240 | 501 | SH | Call | SOLE | 501 | 0 | 0 | |
SKYLINE MED INC | COM NEW | 83084T309 | 7 | 37,139 | SH | SOLE | 37,139 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,329 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 372 | 3,500 | SH | Put | SOLE | 3,500 | 0 | 0 | |
SYNGENTA AG | SPONSORED ADR | 87160A100 | 1,656 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 249 | 1,200 | SH | Put | SOLE | 1,200 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 2,662 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 515 | 1,650 | SH | Put | SOLE | 1,650 | 0 | 0 | |
VIDEOCON D2H LTD | ADR | 92657J101 | 3,277 | 445,211 | SH | SOLE | 445,211 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 1,003 | 100,000 | SH | SOLE | 100,000 | 0 | 0 |