The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,426 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 1,866 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 159 | 60,000 | SH | Call | SOLE | 600 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 3 | 13,000 | SH | Put | SOLE | 130 | 0 | 0 | |
ALON USA ENERGY INC | COM | 020520102 | 742 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 676 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 171 | 10,000 | SH | Call | SOLE | 100 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 137 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 3,465 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 56 | 50,000 | SH | Put | SOLE | 500 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 3,093 | 47,000 | SH | SOLE | 47,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 45 | 25,000 | SH | Call | SOLE | 250 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 484 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 26 | 110,000 | SH | Put | SOLE | 1,100 | 0 | 0 | |
CORE LABORATORIES N V | COM | N22717107 | 5 | 18,000 | SH | Call | SOLE | 180 | 0 | 0 | |
CORE LABORATORIES N V | COM | N22717107 | 20 | 10,000 | SH | Put | SOLE | 100 | 0 | 0 | |
DELEK US HLDGS INC | COM | 246647101 | 1,476 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 21 | 205,000 | SH | Call | SOLE | 2,050 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 4 | 150,000 | SH | Put | SOLE | 1,500 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 467 | 703,000 | SH | Call | SOLE | 7,030 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 2,336 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 274 | 137,400 | SH | Call | SOLE | 1,374 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 15 | 151,000 | SH | Put | SOLE | 1,510 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 2,496 | 74,000 | SH | SOLE | 74,000 | 0 | 0 | ||
EXTERRAN CORP | COM | 30227H106 | 3,045 | 189,734 | SH | SOLE | 189,734 | 0 | 0 | ||
FERRARI N V | COM | N3167J106 | 1,200 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 29 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 1,446 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 1,470 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HERSHEY CO | COM | 427866108 | 8 | 56,000 | SH | Call | SOLE | 560 | 0 | 0 | |
HRG GROUP INC | COM | 40434J100 | 5,831 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 10 | 100,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 1,634 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 5 | 30,000 | SH | Put | SOLE | 300 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 218 | 250,000 | SH | Put | SOLE | 2,500 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 89 | 60,000 | SH | Put | SOLE | 600 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 1,727 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
ITC HLDGS CORP | COM | 465685105 | 104 | 54,800 | SH | Call | SOLE | 548 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 0 | 20,000 | SH | Call | SOLE | 200 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1 | 50,000 | SH | Call | SOLE | 500 | 0 | 0 | |
LAREDO PETROLEUM INC | COM | 516806106 | 20 | 425,900 | SH | Call | SOLE | 4,259 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 2 | 249,900 | SH | Call | SOLE | 2,499 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 8,899 | 551,000 | SH | SOLE | 551,000 | 0 | 0 | ||
MEDIA GEN INC NEW | COM | 58441K100 | 162 | 281,500 | SH | Call | SOLE | 2,815 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 42 | 280,500 | SH | Put | SOLE | 2,805 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 7 | 140,000 | SH | Put | SOLE | 1,400 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 66 | 50,000 | SH | Put | SOLE | 500 | 0 | 0 | |
NEUROMETRIX INC | *W EXP 05/29/202 | 641255153 | 74 | 247,550 | SH | SOLE | 247,550 | 0 | 0 | ||
NEUSTAR INC | CL A | 64126X201 | 2 | 39,500 | SH | Call | SOLE | 395 | 0 | 0 | |
NEUSTAR INC | CL A | 64126X201 | 822 | 267,500 | SH | Put | SOLE | 2,675 | 0 | 0 | |
NEW YORK REIT INC | COM | 64976L109 | 2,300 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEW YORK REIT INC | COM | 64976L109 | 854 | 683,100 | SH | Call | SOLE | 6,831 | 0 | 0 | |
NEW YORK REIT INC | COM | 64976L109 | 19 | 250,000 | SH | Put | SOLE | 2,500 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 1,174 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OLD DOMINION FGHT LINES INC | COM | 679580100 | 9 | 45,700 | SH | Put | SOLE | 457 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 8 | 300,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 2 | 60,000 | SH | Put | SOLE | 600 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 1 | 47,500 | SH | Call | SOLE | 475 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,247 | 1,084,300 | SH | Call | SOLE | 10,843 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 8,083 | 131,000 | SH | SOLE | 131,000 | 0 | 0 | ||
POST HLDGS INC | COM | 737446104 | 26 | 70,000 | SH | Put | SOLE | 700 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 259 | 200,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
POZEN INC | COM | 73941U102 | 195 | 390,000 | SH | Call | SOLE | 3,900 | 0 | 0 | |
POZEN INC | COM | 73941U102 | 1,947 | 285,000 | SH | SOLE | 285,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 51 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
QUNAR CAYMAN IS LTD | SPNS ADR CL B | 74906P104 | 61 | 40,000 | SH | Call | SOLE | 400 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 1,846 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 30 | 20,000 | SH | Call | SOLE | 200 | 0 | 0 | |
SKYLINE MED INC | UNIT 99/99/9999 | 83084T408 | 221 | 31,633 | SH | SOLE | 31,633 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 488 | 225,000 | SH | Put | SOLE | 2,250 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 2,036 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 212 | 290,100 | SH | Call | SOLE | 2,901 | 0 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 20 | 80,000 | SH | Put | SOLE | 800 | 0 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 1,037 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 2,430 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 44 | 70,000 | SH | Put | SOLE | 700 | 0 | 0 | |
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 1,155 | 132,500 | SH | SOLE | 132,500 | 0 | 0 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 7 | 29,000 | SH | Call | SOLE | 290 | 0 | 0 | |
VAPOR CORP DEL | COM PAR$ | 922099304 | 189 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
VAPOR CORP DEL | UNIT 99/99/9999 | 922099502 | 1,634 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VIDEOCON D2H LTD | ADR | 92657J101 | 4,166 | 469,136 | SH | SOLE | 469,136 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 996 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 1,845 | 746,700 | SH | Call | SOLE | 7,467 | 0 | 0 |