The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 948 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 7,067 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 51 | 50 | SH | Call | SOLE | 50 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 236 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 2,143 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 62 | 1,300 | SH | Call | SOLE | 1,300 | 0 | 0 | |
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 596 | 1,754 | SH | Put | SOLE | 1,754 | 0 | 0 | |
APPLE INC | COM | 037833100 | 139 | 1,150 | SH | Call | SOLE | 1,150 | 0 | 0 | |
APPLE INC | COM | 037833100 | 312 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 1,217 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 88 | 475 | SH | Call | SOLE | 475 | 0 | 0 | |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 16 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 315 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 2,060 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 11 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 1,744 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 83 | 355 | SH | Put | SOLE | 355 | 0 | 0 | |
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 3,490 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 920 | 1,800 | SH | Call | SOLE | 1,800 | 0 | 0 | |
CONAGRA FOODS INC | COM | 205887102 | 2,504 | 61,800 | SH | SOLE | 61,800 | 0 | 0 | ||
CONCORDIA HEALTHCARE CORP | COM | 206519100 | 855 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CONSOL ENERGY INC | COM | 20854P109 | 871 | 2,002 | SH | Put | SOLE | 2,002 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854P109 | 9 | 1,050 | SH | Call | SOLE | 1,050 | 0 | 0 | |
DELEK US HLDGS INC | COM | 246647101 | 2,936 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
DEPOMED INC | COM | 249908104 | 1,037 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
DEPOMED INC | COM | 249908104 | 19 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 500 | 901 | SH | Put | SOLE | 901 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 414 | 600 | SH | Call | SOLE | 600 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 4,056 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 997 | 6,922 | SH | Put | SOLE | 6,922 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 9,365 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 566 | 5,750 | SH | Call | SOLE | 5,750 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 3,286 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 340 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,245 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 111 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
EXTERRAN HLDGS INC | COM | 30225X103 | 15,102 | 839,003 | SH | SOLE | 150,000 | 689,003 | 0 | ||
EXTERRAN HLDGS INC | COM | 30225X103 | 7 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
GREAT BASIN SCIENTIFIC INC | COM | 39013L106 | 405 | 3,992,239 | SH | SOLE | 3,992,239 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 2,131 | 161,454 | SH | SOLE | 161,454 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 41 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 1,425 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 1,479 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 2,111 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
HUBBELL INC | CALL | 443510902 | 2,498 | 23,103 | SH | SOLE | 23,103 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 2,391 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 556 | 490 | SH | Put | SOLE | 490 | 0 | 0 | |
LAREDO PETROLEUM INC | COM | 516806106 | 253 | 3,650 | SH | Call | SOLE | 3,650 | 0 | 0 | |
LAZARD LTD | SHS A | G54050102 | 239 | 460 | SH | Put | SOLE | 460 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 601 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 24 | 622 | SH | Call | SOLE | 622 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 92 | 750 | SH | Put | SOLE | 750 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 272 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 38 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
MODUSLINK GLOBAL SOLUTIONS I | COM NEW | 60786L206 | 1,430 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,964 | 2,410 | SH | Call | SOLE | 2,410 | 0 | 0 | |
NEUROMETRIX INC | *W EXP 05/29/202 | 641255138 | 124 | 990,200 | SH | SOLE | 990,200 | 0 | 0 | ||
NEUROMETRIX INC | COM PAR $0.0001 | 641255302 | 20 | 23,208 | SH | SOLE | 23,208 | 0 | 0 | ||
NEUSTAR INC | CL A | 64126X201 | 774 | 2,393 | SH | Put | SOLE | 2,393 | 0 | 0 | |
NEW YORK REIT INC | COM | 64976L109 | 2,817 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,280 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 190 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 38 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 8,865 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
POST HLDGS INC | COM | 737446104 | 476 | 1,220 | SH | Put | SOLE | 1,220 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 2,079 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 429 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 314 | 1,501 | SH | Put | SOLE | 1,501 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 3,660 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
STRATASYS LTD | SHS | M85548101 | 662 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
STRATASYS LTD | SHS | M85548101 | 57 | 1,525 | SH | Call | SOLE | 1,525 | 0 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,720 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 90 | 1,550 | SH | Call | SOLE | 1,550 | 0 | 0 | |
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 571 | 1,502 | SH | Put | SOLE | 1,502 | 0 | 0 | |
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 1,592 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 1,449 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 41 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 674 | 45,900 | SH | SOLE | 45,900 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 892 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 838 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
VIDEOCON D2H LTD | ADR | 92657J101 | 3,334 | 345,520 | SH | SOLE | 345,520 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 5,393 | 64,902 | SH | SOLE | 64,902 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 662 | 1,400 | SH | Put | SOLE | 1,400 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 563 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 2,860 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 1,792 | 10,726 | SH | Call | SOLE | 10,726 | 0 | 0 |