The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 2,232 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 174 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 662 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 7,645 | 92,000 | SH | SOLE | 92,000 | 0 | 0 | ||
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 18 | 79,900 | SH | Put | SOLE | 79,900 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2,540 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 1,823 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 1,877 | 81,000 | SH | SOLE | 81,000 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 378 | 257,500 | SH | Call | SOLE | 257,500 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 15 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 3,776 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 1 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 3,870 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CORE LABORATORIES N V | COM | N22717107 | 2 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 3,363 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 28 | 81,000 | SH | Call | SOLE | 81,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 3 | 40,200 | SH | Put | SOLE | 40,200 | 0 | 0 | |
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 2 | 49,000 | SH | Call | SOLE | 49,000 | 0 | 0 | |
ENERGIZER HLDGS INC | COM | 29266R108 | 2,485 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 413 | 52,600 | SH | Call | SOLE | 52,600 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 10 | 60,100 | SH | Put | SOLE | 60,100 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 6,019 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
EXPEDIA INC DEL | COM NEW | 30212P303 | 67 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 3,012 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
EXTERRAN HLDGS INC | COM | 30225X103 | 28,374 | 849,003 | SH | OTR | 160,000 | 689,003 | 0 | ||
EXTERRAN HLDGS INC | COM | 30225X103 | 12 | 99,400 | SH | Put | SOLE | 99,400 | 0 | 0 | |
FEDERATED INVS INC PA | CL B | 314211103 | 2 | 46,000 | SH | Call | SOLE | 46,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,963 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 47 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 278 | 330,000 | SH | Call | SOLE | 330,000 | 0 | 0 | |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 30 | 101,000 | SH | Call | SOLE | 101,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 3,636 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
HORIZON PHARMA PLC | SHS | G4617B105 | 4 | 41,200 | SH | Put | SOLE | 41,200 | 0 | 0 | |
HUBBELL INC | CL A | 443510102 | 2,327 | 21,988 | SH | SOLE | 21,988 | 0 | 0 | ||
INFRAREIT INC | COM | 45685L100 | 1,430 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 1,331 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 35 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 17 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 8 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 2,669 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 10 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 451 | 250,100 | SH | Put | SOLE | 250,100 | 0 | 0 | |
MARKETAXESS HLDGS INC | COM | 57060D108 | 1 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
MODUSLINK GLOBAL SOLUTIONS I | COM NEW | 60786L206 | 1,579 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,489 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 489 | 115,000 | SH | Call | SOLE | 115,000 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 5,987 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 26 | 262,800 | SH | Put | SOLE | 262,800 | 0 | 0 | |
NEWCASTLE INVT CORP NEW | COM PAR $0.01 | 65105M603 | 1,940 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 3,501 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
OHR PHARMACEUTICAL INC | COM NEW | 67778H200 | 3 | 117,000 | SH | Call | SOLE | 117,000 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 10 | 53,500 | SH | Call | SOLE | 53,500 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 98 | 80,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,309 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 98 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
RCS CAP CORP | COM CL A | 74937W102 | 2,660 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 829 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SAIA INC | COM | 78709Y105 | 4 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 2,025 | 86,100 | SH | Call | SOLE | 86,100 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 11 | 62,000 | SH | Call | SOLE | 62,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15 | 70,100 | SH | Call | SOLE | 70,100 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 41 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 909 | 17,600 | SH | SOLE | 17,600 | 0 | 0 | ||
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 3,762 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 514 | 235,000 | SH | Call | SOLE | 235,000 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 85 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
SUNOCO LP | COM U REP LP | 86765K109 | 4,195 | 81,700 | SH | SOLE | 81,700 | 0 | 0 | ||
SUNOCO LP | COM U REP LP | 86765K109 | 5 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 2,439 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 210 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 1,243 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
TRANSATLANTIC PETROLEUM LTD | SHS NEW | G89982113 | 3 | 110,000 | SH | Call | SOLE | 110,000 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 34 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3,972 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 771 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 3 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
WYNN RESORTS LTD | COM | 983134107 | 1,888 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 5,911 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 10 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 11 | 95,300 | SH | Put | SOLE | 95,300 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 417 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 |