The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN INC | COM | 018490102 | 11 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 640 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 590 | 105,200 | SH | Call | SOLE | 105,200 | 0 | 0 | |
AMERIPRISE FINL INC | COM | 03076C106 | 75 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 3,960 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 197 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,760 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 141 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 0 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 1,270 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
ASSOCIATED ESTATES RLTY CORP | COM | 045604105 | 80 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
ASSOCIATED ESTATES RLTY CORP | COM | 045604105 | 1,741 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ATLAS ENERGY LP | COM UNITS LP | 04930A104 | 1,558 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 1,404 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 73 | 36,500 | SH | Put | SOLE | 36,500 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 3,879 | 55,100 | SH | SOLE | 55,100 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 3 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
CONNS INC | COM | 208242107 | 0 | 17,700 | SH | Call | SOLE | 17,700 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 910 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 101 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 16 | 130,000 | SH | Put | SOLE | 130,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 1,093 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 296 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 1 | 53,300 | SH | Put | SOLE | 53,300 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 29 | 104,500 | SH | Put | SOLE | 104,500 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 54 | 125,100 | SH | Put | SOLE | 125,100 | 0 | 0 | |
EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | 0 | 14,100 | SH | Call | SOLE | 14,100 | 0 | 0 | |
EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | 578 | 135,400 | SH | Put | SOLE | 135,400 | 0 | 0 | |
EXTERRAN HLDGS INC | COM | 30225X103 | 28,964 | 889,003 | SH | OTR | 200,000 | 689,003 | 0 | ||
EXTERRAN HLDGS INC | COM | 30225X103 | 17 | 35,300 | SH | Call | SOLE | 35,300 | 0 | 0 | |
EXTERRAN HLDGS INC | COM | 30225X103 | 268 | 210,200 | SH | Put | SOLE | 210,200 | 0 | 0 | |
FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 1,876 | 109,500 | SH | SOLE | 109,500 | 0 | 0 | ||
FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 172 | 50,200 | SH | Call | SOLE | 50,200 | 0 | 0 | |
GASLOG LTD | SHS | G37585109 | 1,730 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
GASLOG LTD | SHS | G37585109 | 10 | 82,400 | SH | Call | SOLE | 82,400 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 2,385 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
HUBBELL INC | CL A | 443510102 | 2,332 | 20,988 | SH | SOLE | 20,988 | 0 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 1,547 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 61 | 31,100 | SH | Put | SOLE | 31,100 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 207 | 70,700 | SH | Call | SOLE | 70,700 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 39 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 42 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 15 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 146 | 114,402 | SH | SOLE | 114,402 | 0 | 0 | ||
JETBLUE AIRWAYS CORP | COM | 477143101 | 712 | 186,700 | SH | Call | SOLE | 186,700 | 0 | 0 | |
LINNCO LLC | COMSHS LTD INT | 535782106 | 91 | 71,000 | SH | Put | SOLE | 71,000 | 0 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 2,597 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 94 | 31,900 | SH | Call | SOLE | 31,900 | 0 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 3 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
MARKETAXESS HLDGS INC | COM | 57060D108 | 2 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 190 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 578 | 180,000 | SH | Call | SOLE | 180,000 | 0 | 0 | |
MODUSLINK GLOBAL SOLUTIONS I | COM | 60786L107 | 1,530 | 407,400 | SH | SOLE | 407,400 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 649 | 136,700 | SH | Call | SOLE | 136,700 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 3,948 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 6 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
NEWCASTLE INVT CORP NEW | COM PAR $0.01 | 65105M603 | 1,504 | 335,000 | SH | SOLE | 335,000 | 0 | 0 | ||
NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | 2,075 | 93,700 | SH | SOLE | 93,700 | 0 | 0 | ||
NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | 616 | 93,700 | SH | Put | SOLE | 93,700 | 0 | 0 | |
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 2,596 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 386 | 51,100 | SH | Call | SOLE | 51,100 | 0 | 0 | |
NORTHSTAR ASSET MGMT GROUP I | COM | 66705Y104 | 4 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 8 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 2,121 | 36,730 | SH | SOLE | 36,730 | 0 | 0 | ||
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 4 | 47,500 | SH | Call | SOLE | 47,500 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 164 | 55,200 | SH | Put | SOLE | 55,200 | 0 | 0 | |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 4,276 | 200,269 | SH | SOLE | 200,269 | 0 | 0 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 58 | 165,600 | SH | Call | SOLE | 165,600 | 0 | 0 | |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 204 | 94,900 | SH | Put | SOLE | 94,900 | 0 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 84 | 88,700 | SH | Put | SOLE | 88,700 | 0 | 0 | |
PILGRIMS PRIDE CORP NEW | COM | 72147K108 | 208 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 133 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
RCS CAP CORP | COM CL A | 74937W102 | 1,836 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 4 | 62,000 | SH | Call | SOLE | 62,000 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 2,759 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 52 | 15,100 | SH | Call | SOLE | 15,100 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 62 | 140,000 | SH | Put | SOLE | 140,000 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 18 | 44,500 | SH | Call | SOLE | 44,500 | 0 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 178 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
SPANSION INC | COM CL A NEW | 84649R200 | 684 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPANSION INC | COM CL A NEW | 84649R200 | 4 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 270 | 110,000 | SH | Put | SOLE | 110,000 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 3,444 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 294 | 470,000 | SH | Call | SOLE | 470,000 | 0 | 0 | |
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 1,268 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 7 | 130,000 | SH | Call | SOLE | 130,000 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 401 | 115,000 | SH | Put | SOLE | 115,000 | 0 | 0 | |
UNI PIXEL INC | COM NEW | 904572203 | 387 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
UNI PIXEL INC | COM NEW | 904572203 | 171 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
UNI PIXEL INC | COM NEW | 904572203 | 6 | 111,500 | SH | Call | SOLE | 111,500 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 1 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 1 | 120,000 | SH | Call | SOLE | 120,000 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 1,703 | 63,700 | SH | SOLE | 63,700 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 11 | 111,500 | SH | Call | SOLE | 111,500 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 1,428 | 175,200 | SH | Put | SOLE | 175,200 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 4,580 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3 | 32,500 | SH | Put | SOLE | 32,500 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 4,088 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
XPO LOGISTICS INC | COM | 983793100 | 5 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 205 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 133 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 1,410 | 530,000 | SH | SOLE | 530,000 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 15 | 1,435,800 | SH | Call | SOLE | 1,435,800 | 0 | 0 |