0001589176-23-000012.txt : 20231113
0001589176-23-000012.hdr.sgml : 20231113
20231113105256
ACCESSION NUMBER: 0001589176-23-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
EFFECTIVENESS DATE: 20231113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPX Gestao de Recursos Ltda
CENTRAL INDEX KEY: 0001589176
IRS NUMBER: 000000000
STATE OF INCORPORATION: D5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18920
FILM NUMBER: 231396363
BUSINESS ADDRESS:
STREET 1: RUA HUMAITA, 275, 6 ANDAR
STREET 2: HUMAITA
CITY: RIO DE JANEIRO
STATE: D5
ZIP: 22261000
BUSINESS PHONE: 552132031580
MAIL ADDRESS:
STREET 1: RUA HUMAITA, 275, 6 ANDAR
STREET 2: HUMAITA
CITY: RIO DE JANEIRO
STATE: D5
ZIP: 22261000
FORMER COMPANY:
FORMER CONFORMED NAME: SPX Equities Gestao de Recursos Ltda
DATE OF NAME CHANGE: 20131011
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001589176
XXXXXXXX
09-30-2023
09-30-2023
SPX Gestao de Recursos Ltda
RUA HUMAITA, 275, 6 ANDAR
HUMAITA
RIO DE JANEIRO
D5
22261000
13F HOLDINGS REPORT
028-18920
N
Marilia Lorena
Legal and Compliance Manager
552132033943
Marilia Lorena
Rio de Janeiro
D5
11-13-2023
1
102
1900878389
false
1
0001894749
000297944
SPX Capital Management LLC
INFORMATION TABLE
2
13f.xml
SPX 13F INFORMATION TABLE
WARNER MUSIC GROUP CORP-CL A
COM CL A
934550203
25365077
807805
SH
DFND
1
0
807805
0
KENVUE INC ORD
COM
49177J102
15084417
751216
SH
DFND
1
0
751216
0
CORTEVA INC
COM
22052L104
24326580
475500
SH
DFND
1
0
475500
0
ON HOLDING AG-CLASS A
NAMEN AKT A
H5919C104
5881148
211400
SH
DFND
1
0
211400
0
ISHARES MSCI JAPAN ETF
MSCI JPN ETF NEW
46434G822
38706180
642000
SH
DFND
1
0
642000
0
HYATT HOTELS CORP-CL A
COM CL A
448579102
26713066
251820
SH
DFND
1
0
251820
0
ISHARES TRUST ISHARES 1-5 YEAR INVESTMEN
ISHS 1-5YR INVS
464288646
272529638
5469188
SH
DFND
1
0
5469188
0
THE BOEING COMPANY
COM
097023105
2372807
12379
SH
DFND
1
0
12379
0
CALL- ASHR 100 @ 28 EXP 11/17/2023
CALL
99D62F6H7
1025000
50000
SH
Call
DFND
1
0
50000
0
CALL- ASHR 100 @ 27 EXP 11/17/2023
CALL
99D62F6B0
2760000
60000
SH
Call
DFND
1
0
60000
0
MICROSOFT CORPORATION
COM
594918104
41429558
131210
SH
DFND
1
0
131210
0
NETFLIX INC
COM
64110L106
16357632
43320
SH
DFND
1
0
43320
0
PETROLEO BRASILEIRO ADR
SPONSORED ADR
71654V408
197196568
13155208
SH
DFND
1
0
13155208
0
META PLATFORMS INC
CL A
30303M102
39312500
130950
SH
DFND
1
0
130950
0
T-MOBILE US INC COM STK
COM
872590104
25310256
180723
SH
DFND
1
0
180723
0
UNION PACIFIC CP
COM
907818108
10548034
51800
SH
DFND
1
0
51800
0
CALL- DIS 100 @ 90 EXP 11/17/2023
CALL
99D4Y69J0
259860
2440
SH
Call
DFND
1
0
2440
0
AMAZON.COM INC
COM
023135106
8005763
62978
SH
DFND
1
0
62978
0
WALT DISNEY CO
COM
254687106
5916650
73000
SH
DFND
1
0
73000
0
WALMART INC
COM
931142103
24773157
154900
SH
DFND
1
0
154900
0
FINANCIAL SELECT SECTOR SPDR
FINANCIAL
81369Y605
13040752
393149
SH
DFND
1
0
393149
0
ICICI BANK LTD
ADR
45104G104
6593338
285179
SH
DFND
1
0
285179
0
INDUSTRIAL SPDR
SBI INT-INDS
81369Y704
16624597
163983
SH
DFND
1
0
163983
0
SKECHERS USA
CL A
830566105
15098138
308440
SH
DFND
1
0
308440
0
FEDEX CORP
COM
31428X106
31177375
117686
SH
DFND
1
0
117686
0
CALL- FDX 100 @ 280 EXP 10/20/2023
CALL
99D28K4Q1
26850
300
SH
Call
DFND
1
0
300
0
HDFC BK LTD
SPONSORED ADS
40415F101
6280611
106433
SH
DFND
1
0
106433
0
EMBRAER SA
SPONSORED ADS
29082A107
33331011
2429374
SH
DFND
1
0
2429374
0
FIRST SOLAR INC
COM
336433107
10422555
64500
SH
DFND
1
0
64500
0
CNH INDUSTRAL NV
SHS
N20944109
6268683
518073
SH
DFND
1
0
518073
0
VALVOLINE INC
COM
92047W101
7415200
230000
SH
DFND
1
0
230000
0
PUT - NU 100 @ 5.5 EXP 10/20/2023
PUT
99D2HKQY0
400000
200000
SH
Put
DFND
1
0
200000
0
CROCS INC
COM
227046109
4334828
49131
SH
DFND
1
0
49131
0
CARPENTER TECH
COM
144285103
19005644
282780
SH
DFND
1
0
282780
0
PDD HOLDINGS INC
SPONSORED ADS
722304102
4903500
50000
SH
DFND
1
0
50000
0
ISHARE CHINA LARGE CAP ETF
CHINA LG-CAP ETF
464287184
79343749
2990718
SH
DFND
1
0
2990718
0
ISHR DJ REAL EST
U.S. REAL ES ETF
464287739
8787546
112459
SH
DFND
1
0
112459
0
ISHARES IBOXX $ INVEST GRADE CORP BD
IBOXX INV CP ETF
464287242
340914215
3341641
SH
DFND
1
0
3341641
0
PUT - SPY 100 @ 450 EXP 01/19/2024
PUT
99C2FDZW3
2808576
1150
SH
Put
DFND
1
0
1150
0
PUT - SPY 100 @ 445 EXP 10/20/2023
PUT
99D2L5RP6
3003492
1700
SH
Put
DFND
1
0
1700
0
MONDELEZ INT CLA
CL A
609207105
14587880
210200
SH
DFND
1
0
210200
0
CONSUMER STAPLES SPDR
SBI CONS STPLS
81369Y308
14795870
215025
SH
DFND
1
0
215025
0
UTILITIES SPDR
SBI INT-UTILS
81369Y886
25166999
427066
SH
DFND
1
0
427066
0
BOYD GAMING
COM
103304101
10947088
179962
SH
DFND
1
0
179962
0
EMERSON ELECTRIC CO
COM
291011104
21148830
219000
SH
DFND
1
0
219000
0
DUPONT DE NEMOURS INC
COM
26614N102
28947260
388085
SH
DFND
1
0
388085
0
SCHLUMBERGER LTD
COM STK
806857108
24057903
412657
SH
DFND
1
0
412657
0
NVIDIA CORP
COM
67066G104
9939522
22850
SH
DFND
1
0
22850
0
LAS VEGAS SANDS
COM
517834107
14283744
311600
SH
DFND
1
0
311600
0
PHILIP MORRIS
COM
718172109
11757660
127000
SH
DFND
1
0
127000
0
CALL- PM 100 @ 105 EXP 12/15/2023
CALL
99D3DX5L5
60000
2000
SH
Call
DFND
1
0
2000
0
CALL- PM 100 @ 97 EXP 10/20/2023
CALL
99D68D0X7
33000
600
SH
Call
DFND
1
0
600
0
CRH PLC ORD
ORD
G25508105
9156329
167300
SH
DFND
1
0
167300
0
TRIP.COM GROUP LTD
ADS
89677Q107
3184088
91052
SH
DFND
1
0
91052
0
STREETTRACKS SPDR OIL & GAS EXPLORATION
S&P OILGAS EXP
78468R556
8578780
58000
SH
DFND
1
0
58000
0
BP PLC
SPONSORED ADR
055622104
15776464
407450
SH
DFND
1
0
407450
0
BRASKEM SA-SPON ADR
SP ADR PFD A
105532105
535998
65286
SH
DFND
1
0
65286
0
WALDENCAST ACQ CL A -CW27
*W EXP 07/27/202
G9503X111
1784
1988
SH
DFND
1
0
1988
0
ALIBABA GROUP HOLDING LTD
SPONSORED ADS
01609W102
45790306
527903
SH
DFND
1
0
527903
0
CENTRAIS ELETRICAS BR-SP ADR
SPONSORED ADR
15234Q207
659442
90211
SH
DFND
1
0
90211
0
SHELL PLC-ADR
SPON ADS
780259305
32264037
501150
SH
DFND
1
0
501150
0
PAGSEGURO DIGITAL LTD-CL A
COM CL A
G68707101
9318147
1082247
SH
DFND
1
0
1082247
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
2270307
165595
SH
DFND
1
0
165595
0
ZANITE ACQ CL A -CW25
*W EXP 05/09/202
29970N112
1067846
1503796
SH
DFND
1
0
1503796
0
COMPANHIA SIDERURGICA NACIONAL
SPONSORED ADR
20440W105
1721
720
SH
DFND
1
0
720
0
VASTA PLATFORM LTD
CL A
G9440A109
3872243
937589
SH
DFND
1
0
937589
0
NATURA &CO HOLDING-ADR
ADS
63884N108
612705
106188
SH
DFND
1
0
106188
0
GERDAU SA
SPON ADR REP PFD
373737105
7909409
1658157
SH
DFND
1
0
1658157
0
COPA HOLDINGS SA
CL A
P31076105
20070715
225210
SH
DFND
1
0
225210
0
PATRIA INVESTMENTS LTD-A
COM CL A
G69451105
5580947
382781
SH
DFND
1
0
382781
0
COMPNHIA ENRG
SP ADR N-V PFD
204409601
9192150
3798409
SH
DFND
1
0
3798409
0
ALBEMARLE
COM
012653101
6769803
39813
SH
DFND
1
0
39813
0
VALE SA SP ADR
SPONSORED ADS
91912E105
7555912
563874
SH
DFND
1
0
563874
0
VITRU LTD
COM
G9440D103
25717
1462
SH
DFND
1
0
1462
0
SABESP
SPONSORED ADR
20441A102
3882618
320348
SH
DFND
1
0
320348
0
VINCI PARTNERS INVESTMENTS-A
COM CL A
G9451V109
1573860
154300
SH
DFND
1
0
154300
0
PUT - SPY 100 @ 440 EXP 10/20/2023
PUT
99D2L5RB7
4024920
3000
SH
Put
DFND
1
0
3000
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
26552920
62115
SH
DFND
1
0
62115
0
INTER & CO INC - CL A
CLASS A COM
G4R20B107
534536
133634
SH
DFND
1
0
133634
0
ISHARES MSCI BRAZIL ETF
MSCI BRAZIL ETF
464286400
6382151
208091
SH
DFND
1
0
208091
0
ITAU UNIBANCO HOLDING SA
SPON ADR REP PFD
465562106
28715275
5347351
SH
DFND
1
0
5347351
0
ALMACENES EXITO SA-ADR-W/I
SPON ADS
02028M105
559996
102189
SH
DFND
1
0
102189
0
AMBIPAR EMERGENCY RESPONS-28
*W EXP 99/99/999
G02532110
707899
1573109
SH
DFND
1
0
1573109
0
COMPANIA
SPON ADS
20441B605
13279078
1514148
SH
DFND
1
0
1514148
0
TELEFONICA BRASIL SA-ADR
NEW ADR
87936R205
257697
30140
SH
DFND
1
0
30140
0
ULTRAPAR PARTICIPACOES
SP ADR REP COM
90400P101
32553
8870
SH
DFND
1
0
8870
0
CARMAX GROUP
COM
143130102
3692106
52200
SH
DFND
1
0
52200
0
BANCO SANTANDER
ADS REP 1 UNIT
05967A107
547397
106705
SH
DFND
1
0
106705
0
COMPHANIA DE BEBIDAS DAS AMERICAS AMBEV
SPONSORED ADR
02319V103
2710680
1050651
SH
DFND
1
0
1050651
0
UBS GROUP AG
SHS
H42097107
7103045
288156
SH
DFND
1
0
288156
0
BHP BILLITON LTD -SPON ADR
SPONSORED ADS
088606108
7849
138
SH
DFND
1
0
138
0
BANCO BRADESCO
SPONSORED ADR
059460402
0
0
SH
DFND
1
0
0
0
NU HOLDINGS LTD/CAYMAN ISL-A
ORD SHS CL A
G6683N103
2970949
409786
SH
DFND
1
0
409786
0
BANCO BRADESCO
SP ADR PFD NEW
059460303
1160252
407106
SH
DFND
1
0
407106
0
SUZANO SA
SPON ADS
86959K105
237597
22102
SH
DFND
1
0
22102
0
COMPANHIA BRASILEIRA DE DISTRIBUIACAO SA
SPONSORED ADR
20440T300
7662
11496
SH
DFND
1
0
11496
0
AMBIPAR EMERGENCY RESPONSE
CL A ORD SHS
G02532102
640993
92629
SH
DFND
1
0
92629
0
EQUINOR ASA
SPONSORED ADR
29446M102
298389
9100
SH
DFND
1
0
9100
0
RIO TINTO PLC
SPONSORED ADR
767204100
7626490
119838
SH
DFND
1
0
119838
0
ISHARES JPMORGAN USD EMERGING MARKET BND
JPMORGAN USD EMG
464288281
27726720
336000
SH
DFND
1
0
336000
0
CENTRAIS ELEC BRAS-ADR PREF
SPON ADR PFD B
15234Q108
33612
4089
SH
DFND
1
0
4089
0
SPDR S&P HOMEBUILDERS
S&P HOMEBUILD
78464A888
35988
470
SH
DFND
1
0
470
0