The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 00653A107 | 64,601 | 69,839 | SH | SOLE | 69,839 | 0 | 0 | |||
ALASKA AIR GROUP INC | COM | 011659109 | 781,001 | 14,686 | SH | SOLE | 14,686 | 0 | 0 | |||
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 305,000 | 13,978 | SH | SOLE | 13,978 | 0 | 0 | |||
ALGOMA STL GROUP INC | COM | 015658107 | 329,035 | 46,343 | SH | SOLE | 46,343 | 0 | 0 | |||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,083,550 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | |||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 546,156 | 13,929 | SH | SOLE | 13,929 | 0 | 0 | |||
APA CORPORATION | COM | 03743Q108 | 624,115 | 18,265 | SH | SOLE | 18,265 | 0 | 0 | |||
APPLIED DIGITAL CORP | COM NEW | 038169207 | 187,000 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | |||
ARDMORE SHIPPING CORP | COM | Y0207T100 | 281,691 | 22,809 | SH | SOLE | 22,809 | 0 | 0 | |||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 220,700 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 1,025,128 | 221,410 | SH | SOLE | 221,410 | 0 | 0 | |||
BANC OF CALIFORNIA INC | COM | 05990K106 | 115,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
BANK AMERICA CORP | COM | 060505104 | 892,259 | 31,100 | SH | SOLE | 31,100 | 0 | 0 | |||
BANKFINANCIAL CORP | COM | 06643P104 | 454,783 | 55,597 | SH | SOLE | 55,597 | 0 | 0 | |||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 319,750 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | |||
BURFORD CAP LTD | ORD SHS | G17977110 | 1,708,671 | 140,285 | SH | SOLE | 140,285 | 0 | 0 | |||
CALLON PETE CO DEL | COM | 13123X508 | 410,319 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | |||
CHINOOK THERAPEUTICS INC | COM | 16961L106 | 307,360 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | |||
CITIGROUP INC | COM NEW | 172967424 | 460,400 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
CITIZENS FINL GROUP INC | COM | 174610105 | 1,014,512 | 38,900 | SH | SOLE | 38,900 | 0 | 0 | |||
COMERICA INC | COM | 200340107 | 1,171,423 | 27,654 | SH | SOLE | 27,654 | 0 | 0 | |||
COMPANHIA BRASILEIRA DE DIST | SPONSORED ADR | 20440T300 | 192,057 | 49,885 | SH | SOLE | 49,885 | 0 | 0 | |||
CONOCOPHILLIPS | COM | 20825C104 | 331,345 | 3,198 | SH | SOLE | 3,198 | 0 | 0 | |||
CVB FINL CORP | COM | 126600105 | 345,280 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | |||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 499,170 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | |||
DEVON ENERGY CORP NEW | COM | 25179M103 | 749,270 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | |||
DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 | 202,500 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | |||
EOG RES INC | COM | 26875P101 | 560,756 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | |||
EVANS BANCORP INC | COM NEW | 29911Q208 | 484,016 | 19,415 | SH | SOLE | 19,415 | 0 | 0 | |||
FIFTH THIRD BANCORP | COM | 316773100 | 707,670 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | |||
FIRST FINANCIAL NORTHWEST IN | COM | 32022K102 | 275,541 | 24,234 | SH | SOLE | 24,234 | 0 | 0 | |||
FIRST HORIZON CORPORATION | COM | 320517105 | 589,421 | 52,300 | SH | SOLE | 52,300 | 0 | 0 | |||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 3,249 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | |||
FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 207,940 | 3,960 | SH | SOLE | 3,960 | 0 | 0 | |||
FORTRESS BIOTECH INC | COM | 34960Q109 | 8,250 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | |||
FRANCHISE GROUP INC | COM | 35180X105 | 938,218 | 32,759 | SH | SOLE | 32,759 | 0 | 0 | |||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 864,000 | 21,600 | SH | Call | SOLE | 21,600 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 200,000 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | |||
GLORY STAR NEW MED GP HLDG L | SHS | G39973105 | 57,502 | 117,351 | SH | SOLE | 117,351 | 0 | 0 | |||
HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 | 174,095 | 20,057 | SH | SOLE | 20,057 | 0 | 0 | |||
HERITAGE COMM CORP | COM | 426927109 | 238,853 | 28,847 | SH | SOLE | 28,847 | 0 | 0 | |||
HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 | 459,750 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
HORIZON BANCORP INC | COM | 440407104 | 182,175 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | |||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 1,015,438 | 9,873 | SH | SOLE | 9,873 | 0 | 0 | |||
IM CANNABIS CORP | COM | 44969Q307 | 371,310 | 404,433 | SH | SOLE | 404,433 | 0 | 0 | |||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 570,420 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 1,140,840 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | |||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 857,100 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | |||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 1,207,050 | 19,500 | SH | SOLE | 19,500 | 0 | 0 | |||
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 161,750 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 374,540 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,441,070 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | |||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,266,930 | 31,268 | SH | SOLE | 31,268 | 0 | 0 | |||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 250,850 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | |||
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 226,450 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | |||
IVERIC BIO INC | COM | 46583P102 | 4,277,045 | 108,720 | SH | SOLE | 108,720 | 0 | 0 | |||
KEYCORP | COM | 493267108 | 673,596 | 72,900 | SH | SOLE | 72,900 | 0 | 0 | |||
KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 | 3,984 | 33,199 | SH | SOLE | 33,199 | 0 | 0 | |||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 261,221 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | |||
LANDSEA HOMES CORP | COM | 51509P103 | 1,164,418 | 124,670 | SH | SOLE | 124,670 | 0 | 0 | |||
LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 | 616,405 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | |||
MATADOR RES CO | COM | 576485205 | 340,080 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | |||
NEXGEN ENERGY LTD | COM | 65340P106 | 183,690 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | |||
NUVASIVE INC | COM | 670704105 | 332,720 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | |||
OCEANFIRST FINL CORP | COM | 675234108 | 515,288 | 32,989 | SH | SOLE | 32,989 | 0 | 0 | |||
OLD SECOND BANCORP INC ILL | COM | 680277100 | 651,563 | 49,890 | SH | SOLE | 49,890 | 0 | 0 | |||
OVINTIV INC | COM | 69047Q102 | 1,317,222 | 34,600 | SH | SOLE | 34,600 | 0 | 0 | |||
PEOPLES BANCORP N C INC | COM | 710577107 | 315,631 | 17,371 | SH | SOLE | 17,371 | 0 | 0 | |||
PERPETUA RESOURCES CORP | COM | 714266103 | 543,248 | 148,024 | SH | SOLE | 148,024 | 0 | 0 | |||
PIONEER NAT RES CO | COM | 723787107 | 387,427 | 1,870 | SH | SOLE | 1,870 | 0 | 0 | |||
PNC FINL SVCS GROUP INC | COM | 693475105 | 3,517,406 | 27,927 | SH | SOLE | 27,927 | 0 | 0 | |||
PREMIER FINANCIAL CORP | COM | 74052F108 | 195,060 | 12,176 | SH | SOLE | 12,176 | 0 | 0 | |||
PROVIDENT BANCORP INC | COM NEW | 74383L105 | 189,148 | 22,844 | SH | SOLE | 22,844 | 0 | 0 | |||
PROVIDENT FINL HLDGS INC | COM | 743868101 | 154,199 | 12,094 | SH | SOLE | 12,094 | 0 | 0 | |||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 249,480 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | |||
RUMBLEON INC | COM CL B | 781386305 | 269,559 | 21,809 | SH | SOLE | 21,809 | 0 | 0 | |||
SCHWAB CHARLES CORP | COM | 808513105 | 425,100 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | |||
SEAGEN INC | COM | 81181C104 | 654,364 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | |||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 849,050 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 264,614 | 3,260 | SH | SOLE | 3,260 | 0 | 0 | |||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 392,924 | 2,260 | SH | SOLE | 2,260 | 0 | 0 | |||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 720,436 | 11,070 | SH | SOLE | 11,070 | 0 | 0 | |||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,301,371 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,432,800 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 74,027,760 | 167,000 | SH | Put | SOLE | 167,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,824,686 | 62,770 | SH | SOLE | 62,770 | 0 | 0 | |||
SPDR SER TR | S&P REGL BKG | 78464A698 | 285,810 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 32,664 | 800 | SH | SOLE | 800 | 0 | 0 | |||
SPDR SER TR | S&P METALS MNG | 78464A755 | 1,067,220 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | |||
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 257,660 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | |||
SURFACE ONCOLOGY INC | COM | 86877M209 | 231,954 | 266,736 | SH | SOLE | 266,736 | 0 | 0 | |||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 92,910 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
TECK RESOURCES LTD | CL B | 878742204 | 631,500 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 42,100 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | |||
THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 110,955 | 24,226 | SH | SOLE | 24,226 | 0 | 0 | |||
TRANSPHORM INC | COM | 89386L100 | 146,747 | 43,161 | SH | SOLE | 43,161 | 0 | 0 | |||
TRUIST FINL CORP | COM | 89832Q109 | 3,978,399 | 131,084 | SH | SOLE | 131,084 | 0 | 0 | |||
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 482,740 | 69,861 | SH | SOLE | 69,861 | 0 | 0 | |||
US BANCORP DEL | COM NEW | 902973304 | 2,949,547 | 89,272 | SH | SOLE | 89,272 | 0 | 0 | |||
VALLEY NATL BANCORP | COM | 919794107 | 162,750 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | |||
WELLS FARGO CO NEW | COM | 949746101 | 260,348 | 6,100 | SH | SOLE | 6,100 | 0 | 0 |