The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 130 | 13,437 | SH | SOLE | 13,437 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 211 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 522 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 206 | 47,000 | SH | SOLE | 47,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,032 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ARDMORE SHIPPING CORP | COM | Y0207T100 | 970 | 229,888 | SH | SOLE | 229,888 | 0 | 0 | ||
ASCENDANT DIGITAL ACQUISITIO | COM CL A | G05155109 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 2,168 | 217,990 | SH | SOLE | 217,990 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 340 | 34,900 | SH | SOLE | 34,900 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | *W EXP 03/01/202 | 05601V111 | 14 | 11,633 | SH | SOLE | 11,633 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 612 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 775 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 779 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
CAPITOL INVESTMENT CORP V | COM CL A | 14064F100 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CENTURY CMNTYS INC | COM | 156504300 | 279 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 | 330 | 11,297 | SH | SOLE | 11,297 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 246 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 244 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 347 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
DISCOVERY INC | COM SER A | 25470F104 | 445 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
DMY TECHNOLOGY GROUP INC III | COM CLASS A | 233278100 | 1,336 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
DMY TECHNOLOGY GROUP INC III | *W EXP 99/99/999 | 233278118 | 281 | 26,250 | SH | SOLE | 26,250 | 0 | 0 | ||
ENTHUSIAST GAMING HLDGS INC | COM | 29385B109 | 89 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 324 | 3,885 | SH | SOLE | 3,885 | 0 | 0 | ||
EQUITABLE HLDGS INC | COM | 29452E101 | 228 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
EVO ACQUISITION CORP | COM CL A | 30052G108 | 309 | 31,858 | SH | SOLE | 31,858 | 0 | 0 | ||
EVO ACQUISITION CORP | *W EXP 01/04/202 | 30052G116 | 10 | 15,929 | SH | SOLE | 15,929 | 0 | 0 | ||
FLAME ACQUISITION CORP | COM CL A | 33850F108 | 224 | 23,240 | SH | SOLE | 23,240 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 112 | 11,620 | SH | SOLE | 11,620 | 0 | 0 | ||
FUSION ACQUISITION CORP | CL A | 36118H105 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,699 | 28,707 | SH | SOLE | 28,707 | 0 | 0 | ||
GOLAR LNG LTD | SHS | G9456A100 | 530 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | COM CL A | 42227K104 | 340 | 35,115 | SH | SOLE | 35,115 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 269 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
IM CANNABIS CORP | COM NEW | 44969Q208 | 932 | 175,441 | SH | SOLE | 175,441 | 0 | 0 | ||
IMEDIA BRANDS INC | COM CL A | 452465206 | 396 | 49,250 | SH | SOLE | 49,250 | 0 | 0 | ||
ISHARES INC | MSCI GERMANY ETF | 464286806 | 1,806 | 52,200 | SH | Call | SOLE | 52,200 | 0 | 0 | |
ISHARES INC | MSCI JAPN SMCETF | 464286582 | 1,055 | 13,200 | SH | Call | SOLE | 13,200 | 0 | 0 | |
ISHARES INC | MSCI SPAIN ETF | 464286764 | 1,421 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 1,864 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 5,128 | 126,500 | SH | Call | SOLE | 126,500 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,428 | 18,100 | SH | Call | SOLE | 18,100 | 0 | 0 | |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 1,563 | 47,800 | SH | Call | SOLE | 47,800 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,622 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 18,275 | 126,600 | SH | Put | SOLE | 126,600 | 0 | 0 | |
JD.COM INC | SPON ADR CL A | 47215P106 | 383 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
LANDSEA HOMES CORP | COM | 51509P103 | 2,752 | 328,749 | SH | SOLE | 328,749 | 0 | 0 | ||
LANDSEA HOMES CORP | *W EXP 01/07/202 | 51509P111 | 10 | 33,355 | SH | SOLE | 33,355 | 0 | 0 | ||
LIVE OAK ACQUISITION CORP II | COM CL A | 53804W106 | 103 | 10,349 | SH | SOLE | 10,349 | 0 | 0 | ||
M/I HOMES INC | COM | 55305B101 | 270 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
MCAP ACQUISITION CORP | COM CL A | 55282T109 | 914 | 94,997 | SH | SOLE | 94,997 | 0 | 0 | ||
MCAP ACQUISITION CORP | *W EXP 03/02/202 | 55282T117 | 34 | 31,665 | SH | SOLE | 31,665 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 1,275 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NEBULA CARAVEL ACQUISITION C | COM CL A | 629070103 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 263 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,488 | 45,700 | SH | SOLE | 45,700 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 793 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,531 | 9,423 | SH | SOLE | 9,423 | 0 | 0 | ||
ROTH CH ACQUISITION II CO | COM | 778673103 | 348 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ROTH CH ACQUISITION II CO | *W EXP 09/16/202 | 778673111 | 35 | 21,866 | SH | SOLE | 21,866 | 0 | 0 | ||
ROTH CH ACQUISITION III CO | UNIT 02/26/2026 | 77867Q201 | 99 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 384 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 221 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SEAPORT GLOBAL ACQUISITN COR | COM CL A | 812227106 | 1,862 | 186,963 | SH | SOLE | 186,963 | 0 | 0 | ||
SEAPORT GLOBAL ACQUISITN COR | *W EXP 12/15/202 | 812227114 | 74 | 86,014 | SH | SOLE | 86,014 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,646 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 4,854 | 90,100 | SH | Call | SOLE | 90,100 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 4,956 | 92,000 | SH | SOLE | 92,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 2,201 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 5,537 | 150,900 | SH | SOLE | 150,900 | 0 | 0 | ||
SMITH MICRO SOFTWARE INC | COM NEW | 832154207 | 302 | 57,938 | SH | SOLE | 57,938 | 0 | 0 | ||
SOFTWARE ACQUISITN GRUP INC | COM CL A | 83407F101 | 168 | 16,868 | SH | SOLE | 16,868 | 0 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 483 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 36,385 | 85,000 | SH | Call | SOLE | 85,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 18,364 | 42,900 | SH | Put | SOLE | 42,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,243 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
SPDR SER TR | S&P METALS MNG | 78464A755 | 8,612 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
SPDR SER TR | S&P METALS MNG | 78464A755 | 6,614 | 153,600 | SH | SOLE | 153,600 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,708 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
STAR BULK CARRIERS CORP. | SHS PAR | Y8162K204 | 230 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
STEM INC | *W EXP 08/11/202 | 85859N110 | 389 | 10,816 | SH | SOLE | 10,816 | 0 | 0 | ||
SUPPORT COM INC | COM NEW | 86858W200 | 70 | 18,100 | SH | Call | SOLE | 18,100 | 0 | 0 | |
SUSTAINABLE OPPORTNTS ACQ CO | ORD SHS A | G8598Y109 | 149 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 134 | 37,409 | SH | SOLE | 37,409 | 0 | 0 | ||
TAILWIND ACQUISITION CORP | COM CL A | 87403Q102 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TELOS CORP MD | COM | 87969B101 | 476 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,359 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 325 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 11,093 | 42,300 | SH | Call | SOLE | 42,300 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 384 | 8,500 | SH | SOLE | 8,500 | 0 | 0 |