The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Air Transport Services Group, | COM | 00922R105 | 26,603 | 1,239,066 | SH | DFND | 328,188 | 910,878 | 0 | ||
Allergan PLC | COM | G0177J108 | 38,172 | 200,397 | SH | DFND | 48,856 | 151,541 | 0 | ||
Aquaventure Holdings Limited | COM | G0443N107 | 1,470 | 81,360 | SH | DFND | 0 | 81,360 | 0 | ||
Avid Technology, Inc. | COM | 05367P100 | 7,403 | 1,248,479 | SH | DFND | 126,540 | 1,121,939 | 0 | ||
CBIZ, Inc. | COM | 124805102 | 6,074 | 256,280 | SH | DFND | 0 | 256,280 | 0 | ||
Carrols Restaurant Group, Inc. | COM | 14574X104 | 28,202 | 1,931,667 | SH | DFND | 529,510 | 1,402,157 | 0 | ||
Celanese Corp. | COM | 150870103 | 15,465 | 135,655 | SH | DFND | 22,090 | 113,565 | 0 | ||
Community Financial Corporatio | COM | 20368X101 | 4,371 | 130,751 | SH | DFND | 0 | 130,751 | 0 | ||
Dirtt Environmental Solutions | COM | 25490H106 | 27,086 | 5,448,065 | SH | DFND | 1,446,200 | 4,001,865 | 0 | ||
Everi Holdings, Inc. | COM | 30034T103 | 33,060 | 3,605,245 | SH | DFND | 928,371 | 2,676,874 | 0 | ||
Fiesta Restaurant Group, Inc. | COM | 31660B101 | 11,210 | 419,069 | SH | DFND | 100,935 | 318,134 | 0 | ||
First Northwest Bancorp | COM | 335834107 | 5,671 | 368,256 | SH | DFND | 64,475 | 303,781 | 0 | ||
Gildan Activewear, Inc. | COM | 375916103 | 22,183 | 728,969 | SH | DFND | 175,140 | 553,829 | 0 | ||
Hometrust Bancshares Inc. | COM | 437872104 | 10,163 | 348,638 | SH | DFND | 52,594 | 296,044 | 0 | ||
INTL FCStone, Inc. | COM | 46116V105 | 28,660 | 593,121 | SH | DFND | 153,612 | 439,509 | 0 | ||
Information Services Group | COM | 45675Y104 | 16,625 | 3,478,002 | SH | DFND | 1,103,950 | 2,374,052 | 0 | ||
Jefferies Financial Group Inc. | COM | 47233W109 | 23,362 | 1,063,859 | SH | DFND | 243,865 | 819,994 | 0 | ||
KKR & Co. Inc. Cl A | COM | 48251W104 | 48,369 | 1,773,720 | SH | DFND | 505,860 | 1,267,860 | 0 | ||
Lakeland Industries Inc. | COM | 511795106 | 3,587 | 269,694 | SH | DFND | 76,030 | 193,664 | 0 | ||
Motorcar Parts of America, Inc | COM | 620071100 | 34,194 | 1,458,150 | SH | DFND | 340,607 | 1,117,543 | 0 | ||
National Fuel Gas Co. | COM | 636180101 | 22,457 | 400,594 | SH | DFND | 95,765 | 304,829 | 0 | ||
Northrim BanCorp, Inc. | COM | 666762109 | 4,542 | 109,324 | SH | DFND | 26,200 | 83,124 | 0 | ||
OceanFirst Financial Corp. | COM | 675234108 | 9,437 | 346,681 | SH | DFND | 98,399 | 248,282 | 0 | ||
Old National Bancorp | COM | 680033107 | 4,186 | 216,891 | SH | DFND | 42,560 | 174,331 | 0 | ||
OneSpan Inc. | COM | 68287N100 | 11,131 | 584,293 | SH | DFND | 116,997 | 467,296 | 0 | ||
Peoples United Financial Inc. | COM | 712704105 | 706 | 41,249 | SH | DFND | 0 | 41,249 | 0 | ||
Pope Resources Limited | COM | 732857107 | 3,492 | 48,169 | SH | DFND | 18,400 | 29,769 | 0 | ||
QuinStreet, Inc. | COM | 74874Q100 | 62,688 | 4,619,625 | SH | DFND | 1,553,878 | 3,065,747 | 0 | ||
Raymond James Financial, Inc. | COM | 754730109 | 15,937 | 173,135 | SH | DFND | 31,225 | 141,910 | 0 | ||
Schwab US Large Cap ETF | COM | 808524201 | 572 | 8,225 | SH | DFND | 0 | 8,225 | 0 | ||
SmartFinancial Inc. | COM | 83190L208 | 1,253 | 53,221 | SH | DFND | 0 | 53,221 | 0 | ||
SpartanNash Co. | COM | 847215100 | 26,915 | 1,341,706 | SH | DFND | 338,330 | 1,003,376 | 0 | ||
State Bank Financial Corp. | COM | 856190103 | 16,757 | 555,247 | SH | DFND | 134,525 | 420,722 | 0 | ||
Stoneridge, Inc. | COM | 86183P102 | 6,062 | 203,986 | SH | DFND | 94,825 | 109,161 | 0 | ||
Synovus Financial Corp. | COM | 87161C501 | 9,685 | 211,507 | SH | DFND | 38,775 | 172,732 | 0 | ||
Tronox Limited | COM | Q9235V101 | 24,443 | 2,045,434 | SH | DFND | 414,485 | 1,630,949 | 0 | ||
Universal Health Services, Inc | COM | 913903100 | 21,156 | 165,488 | SH | DFND | 41,202 | 124,286 | 0 | ||
Vista Outdoor Inc. | COM | 928377100 | 901 | 50,384 | SH | DFND | 0 | 50,384 | 0 | ||
Visteon Corp. | COM | 92839U206 | 28,309 | 304,727 | SH | DFND | 86,145 | 218,582 | 0 | ||
Zimmer Biomet Holdings, Inc. | COM | 98956P102 | 10,671 | 81,167 | SH | DFND | 17,620 | 63,547 | 0 | ||
iShares Russell 2000 Index | COM | 464287655 | 843 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
SPDR DJ Industrial Average ETF | COM | 78467X109 | 264 | 1,000 | SH | DFND | 1,000 | 0 | 0 |