0001225208-20-013969.txt : 20201125 0001225208-20-013969.hdr.sgml : 20201125 20201125170748 ACCESSION NUMBER: 0001225208-20-013969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201125 DATE AS OF CHANGE: 20201125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sreeram Attiganal N CENTRAL INDEX KEY: 0001588278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38646 FILM NUMBER: 201351691 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW INC. CENTRAL INDEX KEY: 0001751788 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 301128146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 9896361000 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: Dow Inc. DATE OF NAME CHANGE: 20190305 FORMER COMPANY: FORMER CONFORMED NAME: Dow Holdings Inc. DATE OF NAME CHANGE: 20180831 4 1 doc4.xml X0306 4 2020-11-23 0001751788 DOW INC. DOW 0001588278 Sreeram Attiganal N 2211 H.H. DOW WAY MIDLAND MI 48674 1 Senior Vice President / CTO Common Stock 2020-11-23 4 M 0 33510.0000 46.6000 A 98095.0000 D Common Stock 2020-11-23 4 D 0 30326.0000 56.0870 D 67769.0000 D Common Stock 176.2194 I By 401(k) Plan Common Stock 933.4299 I By 401(k) Plan ESOP Common Stock 41296.0000 I By Trust Non-Qualified Stock Option (Right to Buy) 46.6000 2020-11-23 4 M 0 33510.0000 0.0000 D 2026-02-12 Common Stock 33510.0000 0.0000 D Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $56.04 to $56.13. Reporting Person agrees to provide upon request by the Commission staff, theissuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price. This option is fully vested and exercisable. /s/ Attiganal N Sreeram 2020-11-25