0001140361-15-016880.txt : 20150429
0001140361-15-016880.hdr.sgml : 20150429
20150429190659
ACCESSION NUMBER: 0001140361-15-016880
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140818
FILED AS OF DATE: 20150429
DATE AS OF CHANGE: 20150429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Capital, Inc.
CENTRAL INDEX KEY: 0001588272
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (972) 628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: NexPoint Capital, LLC
DATE OF NAME CHANGE: 20131002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NexPoint Advisors GP, LLC
CENTRAL INDEX KEY: 0001615990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01074
FILM NUMBER: 15814601
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972.628.4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NexPoint Advisors, L.P.
CENTRAL INDEX KEY: 0001617621
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01074
FILM NUMBER: 15814602
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972.628.4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2014-08-18
2014-08-21
0
0001588272
NexPoint Capital, Inc.
N/A
0001617621
NexPoint Advisors, L.P.
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
0
1
1
investment adviser
0001615990
NexPoint Advisors GP, LLC
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
0
1
0
Common Stock, par value $0.001 per share
21739.13
D
This Amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on August 21, 2014, is being filed to correct the number of shares purchased by NexPoint Advisors, L.P. The correct number of shares was disclosed in the prospectus supplement of the Issuer prior to any of the shares of the Issuer being sold to investors unaffilated with NexPoint Advisors, L.P.
This Form 3 is being filed jointly by NexPoint Advisors, L.P. and NexPoint Advisors GP, LLC in connection with the effectiveness of the Issuer's Registration Statement on Form N-2 (File No. 333-196096). NexPoint Advisors, L.P. directly owns 100% of the outstanding stock of the Issuer. NexPoint Advisors GP, LLC, as the general partner of NexPoint Advisors, L.P., may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. NexPoint Advisors GP, LLC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
/s/ Ethan K. Powell, President of NexPoint Advisors, L.P.
2015-04-29
/s/ James Dondero, Sole Member of NexPoint Advisors GP, LLC
2015-04-29