0001140361-15-016880.txt : 20150429 0001140361-15-016880.hdr.sgml : 20150429 20150429190659 ACCESSION NUMBER: 0001140361-15-016880 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140818 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Capital, Inc. CENTRAL INDEX KEY: 0001588272 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (972) 628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: NexPoint Capital, LLC DATE OF NAME CHANGE: 20131002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NexPoint Advisors GP, LLC CENTRAL INDEX KEY: 0001615990 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-01074 FILM NUMBER: 15814601 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972.628.4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NexPoint Advisors, L.P. CENTRAL INDEX KEY: 0001617621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-01074 FILM NUMBER: 15814602 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972.628.4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 3/A 1 doc1.xml FORM 3/A X0206 3/A 2014-08-18 2014-08-21 0 0001588272 NexPoint Capital, Inc. N/A 0001617621 NexPoint Advisors, L.P. 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 0 1 1 investment adviser 0001615990 NexPoint Advisors GP, LLC 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 0 1 0 Common Stock, par value $0.001 per share 21739.13 D This Amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on August 21, 2014, is being filed to correct the number of shares purchased by NexPoint Advisors, L.P. The correct number of shares was disclosed in the prospectus supplement of the Issuer prior to any of the shares of the Issuer being sold to investors unaffilated with NexPoint Advisors, L.P. This Form 3 is being filed jointly by NexPoint Advisors, L.P. and NexPoint Advisors GP, LLC in connection with the effectiveness of the Issuer's Registration Statement on Form N-2 (File No. 333-196096). NexPoint Advisors, L.P. directly owns 100% of the outstanding stock of the Issuer. NexPoint Advisors GP, LLC, as the general partner of NexPoint Advisors, L.P., may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. NexPoint Advisors GP, LLC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. /s/ Ethan K. Powell, President of NexPoint Advisors, L.P. 2015-04-29 /s/ James Dondero, Sole Member of NexPoint Advisors GP, LLC 2015-04-29