0001587987-24-000035.txt : 20240209 0001587987-24-000035.hdr.sgml : 20240209 20240209115043 ACCESSION NUMBER: 0001587987-24-000035 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leger Nicholas J CENTRAL INDEX KEY: 0001842924 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36742 FILM NUMBER: 24613313 MAIL ADDRESS: STREET 1: 348 ALFRED STREET CITY: NORTH BABYLON STATE: NY ZIP: 11703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewtekOne, Inc. CENTRAL INDEX KEY: 0001587987 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 463755188 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 212-356-9500 MAIL ADDRESS: STREET 1: 4800 T REX AVENUE STREET 2: SUITE 120 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Newtek Business Services Corp. DATE OF NAME CHANGE: 20130930 5 1 wk-form5_1707497434.xml FORM 5 X0508 5 2023-12-31 0 0 0 0001587987 NewtekOne, Inc. NEWT 0001842924 Leger Nicholas J 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 0 1 0 0 Chief Accounting Officer 0 Common stock 2023-02-15 5 F 0 722 20.39 D 18318 D Common stock 2023-04-14 5 P 0 186 13.05 A 18318 D Common stock 2023-04-14 5 P 0 5 21.85 A 18318 D Common stock 2023-07-21 5 P 0 137 17.92 A 18318 D Common stock 2023-07-21 5 P 0 4 17.97 A 18318 D Common stock 2023-10-20 5 P 0 185 13.40 A 18318 D Common stock 2023-10-20 5 P 0 17 13.71 A 18318 D Common stock 2023-12-04 5 S 0 5 13.825 D 18318 D Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Shares sold by Reporting Person's broker to cover account fees. Nicholas Leger 2024-02-09