0001587987-24-000035.txt : 20240209
0001587987-24-000035.hdr.sgml : 20240209
20240209115043
ACCESSION NUMBER: 0001587987-24-000035
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240209
DATE AS OF CHANGE: 20240209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leger Nicholas J
CENTRAL INDEX KEY: 0001842924
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36742
FILM NUMBER: 24613313
MAIL ADDRESS:
STREET 1: 348 ALFRED STREET
CITY: NORTH BABYLON
STATE: NY
ZIP: 11703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewtekOne, Inc.
CENTRAL INDEX KEY: 0001587987
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 463755188
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 T REX AVENUE
STREET 2: SUITE 120
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 212-356-9500
MAIL ADDRESS:
STREET 1: 4800 T REX AVENUE
STREET 2: SUITE 120
CITY: BOCA RATON
STATE: FL
ZIP: 33431
FORMER COMPANY:
FORMER CONFORMED NAME: Newtek Business Services Corp.
DATE OF NAME CHANGE: 20130930
5
1
wk-form5_1707497434.xml
FORM 5
X0508
5
2023-12-31
0
0
0
0001587987
NewtekOne, Inc.
NEWT
0001842924
Leger Nicholas J
4800 T-REX AVENUE
SUITE 120
BOCA RATON
FL
33431
0
1
0
0
Chief Accounting Officer
0
Common stock
2023-02-15
5
F
0
722
20.39
D
18318
D
Common stock
2023-04-14
5
P
0
186
13.05
A
18318
D
Common stock
2023-04-14
5
P
0
5
21.85
A
18318
D
Common stock
2023-07-21
5
P
0
137
17.92
A
18318
D
Common stock
2023-07-21
5
P
0
4
17.97
A
18318
D
Common stock
2023-10-20
5
P
0
185
13.40
A
18318
D
Common stock
2023-10-20
5
P
0
17
13.71
A
18318
D
Common stock
2023-12-04
5
S
0
5
13.825
D
18318
D
Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
Shares sold by Reporting Person's broker to cover account fees.
Nicholas Leger
2024-02-09