0001812046-20-000029.txt : 20201027 0001812046-20-000029.hdr.sgml : 20201027 20201026175436 ACCESSION NUMBER: 0001812046-20-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201026 EFFECTIVENESS DATE: 20201027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVA Wealth Management, LLC CENTRAL INDEX KEY: 0001587836 IRS NUMBER: 274605583 STATE OF INCORPORATION: WI FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15784 FILM NUMBER: 201261611 BUSINESS ADDRESS: STREET 1: 1221 JOHN Q. HAMMONS DRIVE CITY: MADISON STATE: WI ZIP: 53717 BUSINESS PHONE: (608) 824-8800 MAIL ADDRESS: STREET 1: 1221 JOHN Q. HAMMONS DRIVE CITY: MADISON STATE: WI ZIP: 53717 FORMER COMPANY: FORMER CONFORMED NAME: SVA Financial, LLC DATE OF NAME CHANGE: 20190813 FORMER COMPANY: FORMER CONFORMED NAME: SVA Plumb Wealth Management, LLC DATE OF NAME CHANGE: 20130926 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001587836 XXXXXXXX 09-30-2020 09-30-2020 false SVA Wealth Management, LLC

1221 John Q. Hammons Drive Madison WI 53717

13F HOLDINGS REPORT 028-15784 N Lawrence Clay 484-588-5520 /s/ Lawrence Clay Madison WI 10-26-2020 0 210 1009204 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1753 10947 SH SOLE 10862 0 85 ABBOTT LABS COM 002824100 2677 24595 SH SOLE 24595 0 0 ABBVIE INC COM 00287Y109 920 10499 SH SOLE 10499 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4490 19867 SH SOLE 18996 0 871 ADOBE SYSTEMS INCORPORATED COM 00724F101 2120 4322 SH SOLE 4322 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 288 2856 SH SOLE 2856 0 0 AIR PRODS & CHEMS INC COM 009158106 2024 6794 SH SOLE 6606 0 188 ALIGN TECHNOLOGY INC COM 016255101 459 1402 SH SOLE 1402 0 0 ALLIANT ENERGY CORP COM 018802108 453 8775 SH SOLE 8375 0 400 ALPHABET INC CAP STK CL C 02079K107 5063 3445 SH SOLE 3407 0 38 ALPHABET INC CAP STK CL A 02079K305 10482 7152 SH SOLE 6979 0 173 ALTRIA GROUP INC COM 02209S103 368 9524 SH SOLE 9524 0 0 AMAZON COM INC COM 023135106 12025 3819 SH SOLE 3736 0 83 AMERICAN ELEC PWR CO INC COM 025537101 2549 31182 SH SOLE 30463 0 719 AMERICAN EXPRESS CO COM 025816109 210 2099 SH SOLE 1999 0 100 AMGEN INC COM 031162100 5984 23542 SH SOLE 22161 0 1381 AMPIO PHARMACEUTICALS INC COM 03209T109 10 10000 SH SOLE 10000 0 0 ANALOG DEVICES INC COM 032654105 1638 14030 SH SOLE 13504 0 526 APPLE INC COM 037833100 41390 357396 SH SOLE 349047 0 8349 AT&T INC COM 00206R102 258 9042 SH SOLE 9042 0 0 AUTODESK INC COM 052769106 216 937 SH SOLE 937 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 330 2369 SH SOLE 2369 0 0 BAXTER INTL INC COM 071813109 272 3379 SH SOLE 3379 0 0 BECTON DICKINSON & CO COM 075887109 213 915 SH SOLE 915 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4480 14 SH SOLE 14 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8054 37822 SH SOLE 36387 0 1435 BLACKROCK INC COM 09247X101 1349 2393 SH SOLE 2393 0 0 BOEING CO COM 097023105 257 1557 SH SOLE 1557 0 0 BOOKING HOLDINGS INC COM 09857L108 2990 1748 SH SOLE 1595 0 153 BRISTOL-MYERS SQUIBB CO COM 110122108 208 3453 SH SOLE 3453 0 0 CATERPILLAR INC DEL COM 149123101 443 2970 SH SOLE 2970 0 0 CHEVRON CORP NEW COM 166764100 2920 40562 SH SOLE 36625 0 3937 CISCO SYS INC COM 17275R102 6852 173940 SH SOLE 167241 0 6699 CITIGROUP INC COM NEW 172967424 737 17091 SH SOLE 16841 0 250 CLOROX CO DEL COM 189054109 239 1139 SH SOLE 1139 0 0 COCA COLA CO COM 191216100 1795 36352 SH SOLE 36352 0 0 COLGATE PALMOLIVE CO COM 194162103 211 2739 SH SOLE 2539 0 200 COMCAST CORP NEW CL A 20030N101 945 20433 SH SOLE 20033 0 400 CONSTELLATION BRANDS INC CL A 21036P108 4810 25382 SH SOLE 25367 0 15 COSTCO WHSL CORP NEW COM 22160K105 3778 10643 SH SOLE 10604 0 39 DANAHER CORPORATION COM 235851102 7284 33827 SH SOLE 32220 0 1607 DEERE & CO COM 244199105 320 1443 SH SOLE 1443 0 0 DISCOVER FINL SVCS COM 254709108 539 9331 SH SOLE 9231 0 100 DISNEY WALT CO COM DISNEY 254687106 7142 57558 SH SOLE 55834 0 1724 DUKE ENERGY CORP NEW COM NEW 26441C204 310 3503 SH SOLE 3503 0 0 EATON VANCE CORP COM NON VTG 278265103 549 14389 SH SOLE 13921 0 468 ECOLAB INC COM 278865100 5703 28537 SH SOLE 27406 0 1131 EDWARDS LIFESCIENCES CORP COM 28176E108 1290 16162 SH SOLE 16162 0 0 EMERSON ELEC CO COM 291011104 2141 32658 SH SOLE 32079 0 579 ETFIS SER TR I VIRTUS NEWFLEET 26923G707 1836 74502 SH SOLE 74502 0 0 EXACT SCIENCES CORP COM 30063P105 3307 32437 SH SOLE 32124 0 313 EXXON MOBIL CORP COM 30231G102 983 28634 SH SOLE 28251 0 383 FACEBOOK INC CL A 30303M102 4980 19014 SH SOLE 17286 0 1728 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 201 2185 SH SOLE 2185 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 2695 18308 SH SOLE 18308 0 0 FISERV INC COM 337738108 6018 58397 SH SOLE 57923 0 474 GENERAL ELECTRIC CO COM 369604103 157 25219 SH SOLE 9219 0 16000 GERON CORP COM 374163103 88 50300 SH SOLE 50300 0 0 GILEAD SCIENCES INC COM 375558103 2455 38847 SH SOLE 36032 0 2815 GOLDMAN SACHS GROUP INC COM 38141G104 501 2495 SH SOLE 2420 0 75 GUIDEWIRE SOFTWARE INC COM 40171V100 2477 23755 SH SOLE 23755 0 0 HASBRO INC COM 418056107 769 9302 SH SOLE 8947 0 355 HERSHEY CO COM 427866108 215 1500 SH SOLE 1500 0 0 HOME DEPOT INC COM 437076102 3378 12164 SH SOLE 12138 0 26 HONEYWELL INTL INC COM 438516106 7196 43713 SH SOLE 42390 0 1323 HUMANA INC COM 444859102 386 932 SH SOLE 932 0 0 ILLINOIS TOOL WKS INC COM 452308109 233 1205 SH SOLE 1205 0 0 ILLUMINA INC COM 452327109 1566 5068 SH SOLE 5045 0 23 INSPIRE MED SYS INC COM 457730109 234 1816 SH SOLE 1816 0 0 INTEL CORP COM 458140100 5703 110137 SH SOLE 104934 0 5203 INTERNATIONAL BUSINESS MACHS COM 459200101 473 3891 SH SOLE 3891 0 0 INTUIT COM 461202103 235 720 SH SOLE 720 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 7308 10300 SH SOLE 10240 0 60 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 236 2017 SH SOLE 1396 0 621 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 448 3938 SH SOLE 3938 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1069 3848 SH SOLE 3848 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 207 4007 SH SOLE 4007 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 243 1619 SH SOLE 1619 0 0 ISHARES TR CORE MSCI EAFE 46432F842 244 4054 SH SOLE 4054 0 0 ISHARES TR EAFE SML CP ETF 464288273 322 5465 SH SOLE 5465 0 0 ISHARES TR S&P MC 400GR ETF 464287606 421 1761 SH SOLE 881 0 880 ISHARES TR RUS MD CP GR ETF 464287481 437 2526 SH SOLE 2526 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 522 2261 SH SOLE 2261 0 0 ISHARES TR EAFE GRWTH ETF 464288885 550 6124 SH SOLE 6124 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 776 7485 SH SOLE 7485 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 922 4252 SH SOLE 4252 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 926 4182 SH SOLE 3940 0 242 ISHARES TR MSCI USA MIN VOL 46429B697 1362 21368 SH SOLE 21368 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 1437 22641 SH SOLE 22191 0 450 ISHARES TR CORE TOTAL USD 46434V613 2641 48572 SH SOLE 34963 0 13609 ISHARES TR CORE US AGGBD ET 464287226 2687 22760 SH SOLE 22760 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 3275 26887 SH SOLE 25557 0 1330 ISHARES TR CORE S&P500 ETF 464287200 3588 10678 SH SOLE 9401 0 1277 ISHARES TR MSCI EAFE MIN VL 46429B689 4641 68123 SH SOLE 65435 0 2688 ISHARES TR CORE S&P MCP ETF 464287507 4906 26475 SH SOLE 24280 0 2195 ISHARES TR CORE MSCI TOTAL 46432F834 9747 167077 SH SOLE 156054 0 11023 ISHARES TR CORE S&P SCP ETF 464287804 40467 576212 SH SOLE 531809 0 44403 J P MORGAN EXCHANGE-TRADED F JPMORGAN DIVER 46641Q407 53379 721831 SH SOLE 659999 0 61832 JOHNSON & JOHNSON COM 478160104 12970 87117 SH SOLE 83275 0 3842 JPMORGAN CHASE & CO COM 46625H100 9787 101660 SH SOLE 99064 0 2596 KANSAS CITY SOUTHERN COM NEW 485170302 2182 12067 SH SOLE 12018 0 49 LILLY ELI & CO COM 532457108 640 4322 SH SOLE 4322 0 0 LOCKHEED MARTIN CORP COM 539830109 5272 13755 SH SOLE 13221 0 534 LOWES COS INC COM 548661107 292 1760 SH SOLE 1760 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4324 12786 SH SOLE 12786 0 0 MCDONALDS CORP COM 580135101 2018 9193 SH SOLE 8776 0 417 MEDTRONIC PLC SHS G5960L103 3978 38277 SH SOLE 36130 0 2147 MERCK & CO. INC COM 58933Y105 6694 80702 SH SOLE 77542 0 3160 MGE ENERGY INC COM 55277P104 535 8530 SH SOLE 7980 0 550 MICROCHIP TECHNOLOGY INC. COM 595017104 6281 61120 SH SOLE 60859 0 261 MICROSOFT CORP COM 594918104 28922 137507 SH SOLE 134276 0 3231 MONDELEZ INTL INC CL A 609207105 798 13885 SH SOLE 13885 0 0 NEXTERA ENERGY INC COM 65339F101 890 3208 SH SOLE 3208 0 0 NIKE INC CL B 654106103 3179 25325 SH SOLE 25258 0 67 NORTHROP GRUMMAN CORP COM 666807102 526 1668 SH SOLE 1657 0 11 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 295 6980 SH SOLE 6980 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1919 64733 SH SOLE 64133 0 600 NVIDIA CORPORATION COM 67066G104 4330 8001 SH SOLE 7977 0 24 OMNICOM GROUP INC COM 681919106 622 12562 SH SOLE 12362 0 200 ORACLE CORP COM 68389X105 232 3889 SH SOLE 3889 0 0 PARKER-HANNIFIN CORP COM 701094104 3132 15478 SH SOLE 14309 0 1169 PAYPAL HLDGS INC COM 70450Y103 3956 20078 SH SOLE 20078 0 0 PEPSICO INC COM 713448108 10282 74185 SH SOLE 72266 0 1919 PFIZER INC COM 717081103 3601 98121 SH SOLE 95930 0 2191 PHILIP MORRIS INTL INC COM 718172109 594 7927 SH SOLE 7927 0 0 PHILLIPS 66 COM 718546104 489 9431 SH SOLE 9030 0 401 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 558 5947 SH SOLE 5947 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 5263 46813 SH SOLE 46813 0 0 PINNACLE WEST CAP CORP COM 723484101 700 9386 SH SOLE 9211 0 175 PNC FINL SVCS GROUP INC COM 693475105 2524 22964 SH SOLE 21227 0 1737 PRICE T ROWE GROUP INC COM 74144T108 3271 25511 SH SOLE 23890 0 1621 PROCTER AND GAMBLE CO COM 742718109 8871 63825 SH SOLE 61683 0 2142 PROLOGIS INC. COM 74340W103 253 2511 SH SOLE 2511 0 0 PRUDENTIAL FINL INC COM 744320102 457 7195 SH SOLE 7035 0 160 RAYTHEON TECHNOLOGIES CORP COM 75513E101 445 7732 SH SOLE 7732 0 0 REPUBLIC SVCS INC COM 760759100 1468 15721 SH SOLE 14331 0 1390 RIGEL PHARMACEUTICALS INC COM NEW 766559603 24 10025 SH SOLE 10025 0 0 ROBERT HALF INTL INC COM 770323103 1749 33041 SH SOLE 30796 0 2245 S&P GLOBAL INC COM 78409V104 478 1325 SH SOLE 1325 0 0 SALESFORCE COM INC COM 79466L302 234 932 SH SOLE 932 0 0 SCHWAB CHARLES CORP COM 808513105 566 15628 SH SOLE 15428 0 200 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 242 4695 SH SOLE 4695 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 452 5676 SH SOLE 5676 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 737 12565 SH SOLE 7310 0 5255 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 948 38569 SH SOLE 38569 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2214 82737 SH SOLE 78613 0 4124 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2474 21485 SH SOLE 21454 0 31 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 5697 181425 SH SOLE 169770 0 11655 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6797 122911 SH SOLE 120285 0 2626 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 9805 143517 SH SOLE 135687 0 7830 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 21661 386259 SH SOLE 365755 0 20504 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 89135 1105488 SH SOLE 1020173 0 85315 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 96141 1732890 SH SOLE 1586108 0 146782 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2118 14408 SH SOLE 14077 0 331 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2558 43086 SH SOLE 38307 0 4779 SERVICENOW INC COM 81762P102 1533 3160 SH SOLE 3145 0 15 SHERWIN WILLIAMS CO COM 824348106 272 390 SH SOLE 340 0 50 SPDR GOLD TR GOLD SHS 78463V107 257 1449 SH SOLE 1087 0 362 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 367 15277 SH SOLE 15277 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2507 7486 SH SOLE 7249 0 237 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 734 2167 SH SOLE 2167 0 0 SPDR SER TR S&P DIVID ETF 78464A763 226 2447 SH SOLE 2447 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6393 129652 SH SOLE 129652 0 0 STRYKER CORPORATION COM 863667101 6970 33449 SH SOLE 33224 0 225 SYSCO CORP COM 871829107 877 14090 SH SOLE 14090 0 0 TESLA INC COM 88160R101 470 1095 SH SOLE 735 0 360 TEXAS INSTRS INC COM 882508104 2375 16635 SH SOLE 15375 0 1260 TJX COS INC NEW COM 872540109 2208 39678 SH SOLE 39678 0 0 TRANSATLANTIC PETROLEUM LTD SHS NEW G89982113 31 134994 SH SOLE 41194 0 93800 UNION PAC CORP COM 907818108 531 2697 SH SOLE 2697 0 0 UNITED PARCEL SERVICE INC CL B 911312106 5521 33135 SH SOLE 30928 0 2207 UNITEDHEALTH GROUP INC COM 91324P102 691 2215 SH SOLE 2215 0 0 US BANCORP DEL COM NEW 902973304 3714 103591 SH SOLE 99593 0 3998 V F CORP COM 918204108 2985 42496 SH SOLE 40632 0 1864 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 739 12696 SH SOLE 12696 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1019 9213 SH SOLE 8793 0 420 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1388 17578 SH SOLE 17393 0 185 VANGUARD INDEX FDS SMALL CP ETF 922908751 1532 9964 SH SOLE 9622 0 342 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2088 12261 SH SOLE 9184 0 3077 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2410 7834 SH SOLE 7632 0 202 VANGUARD INDEX FDS SML CP GRW ETF 922908595 6603 30723 SH SOLE 29345 0 1378 VANGUARD INDEX FDS LARGE CAP ETF 922908637 7580 48451 SH SOLE 44570 0 3881 VANGUARD INDEX FDS VALUE ETF 922908744 7663 73325 SH SOLE 67361 0 5964 VANGUARD INDEX FDS MID CAP ETF 922908629 9490 53843 SH SOLE 51264 0 2579 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 10760 106143 SH SOLE 101452 0 4691 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 11610 64450 SH SOLE 63640 0 810 VANGUARD INDEX FDS GROWTH ETF 922908736 13186 57934 SH SOLE 54545 0 3389 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1746 16584 SH SOLE 15121 0 1463 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4905 97217 SH SOLE 92854 0 4363 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 250 3549 SH SOLE 3549 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 476 3696 SH SOLE 3696 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 62985 1207298 SH SOLE 1107776 0 99522 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1397 17262 SH SOLE 16763 0 499 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1811 25144 SH SOLE 25144 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 385 7462 SH SOLE 7462 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 464 1490 SH SOLE 1490 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3269 54957 SH SOLE 54470 0 487 VISA INC COM CL A 92826C839 15777 78896 SH SOLE 76914 0 1982 WALGREENS BOOTS ALLIANCE INC COM 931427108 1042 29009 SH SOLE 28909 0 100 WALMART INC COM 931142103 6611 47253 SH SOLE 45256 0 1998 WASTE MGMT INC DEL COM 94106L109 306 2706 SH SOLE 2706 0 0 WEC ENERGY GROUP INC COM 92939U106 438 4522 SH SOLE 4522 0 0 WEX INC COM 96208T104 1524 10966 SH SOLE 10914 0 52 WISDOMTREE TR US SMALLCAP FUND 97717W562 239 8017 SH SOLE 1459 0 6558 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2039 96715 SH SOLE 80278 0 16437 WISDOMTREE TR US MIDCAP DIVID 97717W505 47862 1654996 SH SOLE 1510418 0 144578 WOODWARD INC COM 980745103 309 3850 SH SOLE 3850 0 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 950 18805 SH SOLE 17895 0 910 XCEL ENERGY INC COM 98389B100 345 4994 SH SOLE 4906 0 88 ZOETIS INC CL A 98978V103 2379 14388 SH SOLE 14388 0 0