0001587836-14-000005.txt : 20140514 0001587836-14-000005.hdr.sgml : 20140514 20140514105708 ACCESSION NUMBER: 0001587836-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVA Plumb Wealth Management, LLC CENTRAL INDEX KEY: 0001587836 IRS NUMBER: 274605583 STATE OF INCORPORATION: WI FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15784 FILM NUMBER: 14839843 BUSINESS ADDRESS: STREET 1: 1221 JOHN Q. HAMMONS DRIVE CITY: MADISON STATE: WI ZIP: 53717 BUSINESS PHONE: (608) 824-8800 MAIL ADDRESS: STREET 1: 1221 JOHN Q. HAMMONS DRIVE CITY: MADISON STATE: WI ZIP: 53717 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001587836 XXXXXXXX 03-31-2014 03-31-2014 SVA Plumb Wealth Management, LLC
1221 JOHN Q. HAMMONS DRIVE MADISON WI 53717
13F HOLDINGS REPORT 028-15784 N
Connie Redman Chief Compliance Officer 608-826-2763 Connie Redman Madison WI 05-14-2014 0 157 211808 false
INFORMATION TABLE 2 a13fc1314.xml 1/100 BERKSHIRE HATHAWAY CLA 1 COM 084990175 375 200 SH SOLE 0 0 200 3M CO COM COM 88579Y101 889 6551 SH SOLE 3391 0 3160 ABBOTT LABS COM COM 002824100 418 10866 SH SOLE 6510 0 4356 ABBVIE INC COM COM 00287Y109 969 18853 SH SOLE 9836 0 9017 AIR PRODS & CHEMS INC COM COM 009158106 514 4314 SH SOLE 1943 0 2371 ALTRIA GROUP INC COM COM 02209S103 259 6907 SH SOLE 4074 0 2833 AMERICAN ELEC PWR INC COM COM 025537101 526 10374 SH SOLE 5916 0 4458 AMERICAN EXPRESS CO COM 025816109 407 4521 SH SOLE 2866 0 1655 AMERICAN INTL GROUP COM NEW COM 026874784 391 7826 SH SOLE 5705 0 2121 AMGEN INC COM 031162100 391 3168 SH SOLE 2518 0 650 ANALOG DEVICES INC COM COM 032654105 530 9979 SH SOLE 2617 0 7362 APPLE INC COM 037833100 2000 3727 SH SOLE 1828 0 1899 AT&T INC COM COM 00206R102 1299 37044 SH SOLE 16517 0 20527 AUTOMATIC DATA PROCESSING INC COM 053015103 281 3643 SH SOLE 2119 0 1524 BANK OF AMERICA COM 060505104 198 11485 SH SOLE 11135 0 350 BB&T CORP COM COM 054937107 760 18919 SH SOLE 8202 0 10717 BERKSHIRE HATHAWAY INC CL B NE COM 084670702 873 6985 SH SOLE 4527 0 2458 BIOGEN IDEC INC COM COM 09062X103 459 1500 SH SOLE 1500 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 996 19174 SH SOLE 10040 0 9134 CA INC COM COM 12673P105 370 11949 SH SOLE 6567 0 5382 CERNER CORP COM 156782104 315 5600 SH SOLE 5600 0 0 CHARLES SCHWAB CORP COM 808513105 223 8142 SH SOLE 5542 0 2600 CHEVRON CORP NEW COM COM 166764100 1359 11430 SH SOLE 4174 0 7256 CISCO SYSTEMS INC COM 17275R102 683 30467 SH SOLE 16406 0 14061 CITIGROUP INC COM NEW COM 172967424 251 5279 SH SOLE 3708 0 1571 CLOROX CO COM 189054109 923 10489 SH SOLE 5851 0 4638 CME GROUP INC COM COM 12572Q105 638 8626 SH SOLE 3654 0 4972 COCA COLA CO COM COM 191216100 1789 46284 SH SOLE 19864 0 26420 CONOCOPHILLIPS COM COM 20825C104 1383 19653 SH SOLE 10461 0 9192 CONSTELLATION BRANDS CL A COM 21036P108 212 2492 SH SOLE 1692 0 800 DARDEN RESTAURANTS INC COM COM 237194105 532 10483 SH SOLE 5015 0 5468 DISCOVER FINL SVCS COM COM 254709108 368 6318 SH SOLE 4326 0 1992 DISNEY WALT CO COM DISNEY COM 254687106 538 6724 SH SOLE 3862 0 2862 DOMINION RES INC VA NEW COM COM 25746U109 318 4482 SH SOLE 2873 0 1609 DU PONT E I DE NEMOURS & CO CO COM 263534109 1004 14964 SH SOLE 8755 0 6209 EMERSON ELEC CO COM COM 291011104 693 10376 SH SOLE 5265 0 5111 EXXON MOBIL CORP COM COM 30231G102 2868 29357 SH SOLE 8983 0 20374 FIRST BUSINESS FINANCIAL SERVI COM 319390100 523 11088 SH SOLE 0 0 11088 FISERV INC COM 337738108 215 3789 SH SOLE 2639 0 1150 FORD MOTOR COMPANY COM 345370860 750 48076 SH SOLE 18852 0 29224 GALLAGHER ARTHUR J & CO COM COM 363576109 521 10940 SH SOLE 4262 0 6678 GENERAL ELECTRIC CO COM COM 369604103 2287 88324 SH SOLE 45553 0 42771 GENERAL MILLS INC COM 370334104 202 3905 SH SOLE 3603 0 302 GOLDEN PHOENIX MINERALS INC. COM 381149103 1 240185 SH SOLE 0 0 240185 GOOGLE INC CL A COM 38259P508 661 593 SH SOLE 380 0 213 GRAND CENTRAL SILVER MINES INC COM 384906202 0 22563 SH SOLE 0 0 22563 I B M COM 459200101 367 1907 SH SOLE 1270 0 637 INTEL CORP COM COM 458140100 1481 57361 SH SOLE 26642 0 30719 INTUITIVE SURGICAL COM 46120E602 219 500 SH SOLE 380 0 120 JOHNSON & JOHNSON COM COM 478160104 3210 32674 SH SOLE 14124 0 18550 JPMORGAN CHASE & CO COM COM 46625H100 1665 27431 SH SOLE 15269 0 12162 KANSAS CITY SOUTHERN COM NEW COM 485170302 322 3151 SH SOLE 2251 0 900 KIMBERLY CLARK CORP COM 494368103 221 2005 SH SOLE 1124 0 881 KINDER MORGAN, INC. COM 49456B101 684 21065 SH SOLE 11553 0 9512 KOHLS CORP COM COM 500255104 607 10684 SH SOLE 2533 0 8151 LIBERTY INTERACTIVE CORP-A COM 53071M104 262 9066 SH SOLE 6716 0 2350 LILLY ELI & CO COM COM 532457108 342 5815 SH SOLE 3099 0 2716 LOCKHEED MARTIN CORP COM COM 539830109 915 5607 SH SOLE 2838 0 2769 MASTERCARD INC CL A COM 57636Q104 317 4250 SH SOLE 1750 0 2500 MATTEL INC COM COM 577081102 541 13498 SH SOLE 6973 0 6525 MCDONALDS CORP COM COM 580135101 1284 13093 SH SOLE 6834 0 6259 MEDTRONIC INC COM 585055106 279 4539 SH SOLE 4159 0 380 MERCK & CO INC NEW COM COM 58933Y105 1284 22615 SH SOLE 12601 0 10014 MICROCHIP TECHNOLOGY INC COM COM 595017104 1202 25177 SH SOLE 13575 0 11602 MICROSOFT CORP COM COM 594918104 1929 47048 SH SOLE 26558 0 20490 MONDELEZ INTL INC CL A COM 609207105 519 15019 SH SOLE 9913 0 5106 ORACLE CORP COM 68389X105 550 13440 SH SOLE 12410 0 1030 PAYCHEX INC COM COM 704326107 722 16960 SH SOLE 5880 0 11080 PEPSICO INC COM COM 713448108 2427 29066 SH SOLE 17949 0 11117 PFIZER INC COM COM 717081103 1249 38873 SH SOLE 18365 0 20509 PHILIP MORRIS INTL INC COM COM 718172109 1093 13356 SH SOLE 6107 0 7249 PHILLIPS 66 COM COM 718546104 250 3247 SH SOLE 2068 0 1179 PNC FINL SVCS GROUP INC COM COM 693475105 735 8447 SH SOLE 4161 0 4286 PORTLAND GENERAL ELECTRIC COMP COM 736508847 337 10408 SH SOLE 5005 0 5403 PPL CORP COM COM 69351T106 452 13640 SH SOLE 5610 0 8030 PROCTER & GAMBLE CO COM COM 742718109 2266 28115 SH SOLE 14211 0 13904 QUALCOMM INC COM 747525103 678 8598 SH SOLE 5207 0 3391 RAYTHEON CO COM NEW COM 755111507 660 6680 SH SOLE 3532 0 3148 SIRIUS XM HLDGS INC COM COM 82968B103 38 11800 SH SOLE 8800 0 3000 SOUTHERN CO COM COM 842587107 473 10768 SH SOLE 7746 0 3022 SPECTRA ENERGY CORP COM COM 847560109 892 24144 SH SOLE 12765 0 11379 SYSCO CORP COM COM 871829107 887 24545 SH SOLE 12815 0 11730 TEXAS INSTRUMENTS INC CO COM 882508104 213 4511 SH SOLE 4511 0 0 U S BANCORP COM 902973304 209 4873 SH SOLE 3611 0 1262 UNION PACIFIC CORP COM 907818108 270 1438 SH SOLE 978 0 460 UNITED PARCEL SERVICE INC CL B COM 911312106 729 7490 SH SOLE 3614 0 3876 UNITED TECHNOLOGIES CORP CO COM 913017109 211 1809 SH SOLE 1018 0 791 VERIZON COMMUNICATIONS INC COM COM 92343V104 1154 24250 SH SOLE 10145 0 14105 VISA INC COM CL A COM 92826C839 243 1125 SH SOLE 650 0 475 WAL MART STORES INC COM 931142103 403 5272 SH SOLE 4121 0 1151 WALGREEN COMPANY COM 931422109 284 4302 SH SOLE 3302 0 1000 WASTE MGMT INC DEL COM COM 94106L109 612 14554 SH SOLE 7772 0 6782 WELLS FARGO & CO NEW COM COM 949746101 1449 29134 SH SOLE 16684 0 12450 ISHARES S&P 400/BARRA GROWTH ETF 464287606 320 2093 SH SOLE 619 0 1474 ISHARES TR DJ SEL DIV ETF ETF 464287168 211 2873 SH SOLE 2873 0 0 ISHARES TR HGH DIV EQT FD ETF 46429B663 473 6625 SH SOLE 4084 0 2541 ISHARES TR S&P 500 INDEX ETF 464287200 656 3486 SH SOLE 379 0 3107 ISHARES TR S&P500/BAR GRW ETF 464287309 432 4329 SH SOLE 2049 0 2280 MARKET VECTORS ETF TR MKTVEC M ETF 57060U134 566 19294 SH SOLE 7647 0 11647 POWERSHARES FTSE RAFI US 1000 ETF 73935X583 380 4488 SH SOLE 2405 0 2083 SCHWAB STRATEGIC TR US DIVIDEN ETF 808524797 1795 48709 SH SOLE 35141 0 13568 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2265 58665 SH SOLE 44276 0 14389 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 4839 108234 SH SOLE 60598 0 47636 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 4504 24083 SH SOLE 2917 0 21166 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 564 2251 SH SOLE 0 0 2251 VANGUARD DIVIDEND APPRECIATION ETF 921908844 321 4268 SH SOLE 3223 0 1045 VANGUARD GROWTH ETF ETF 922908736 8046 86068 SH SOLE 6338 0 79730 VANGUARD INDEX FDS LARGE CAP E ETF 922908637 4223 49095 SH SOLE 4987 0 44108 VANGUARD INDEX FDS MCAP VL IDX ETF 922908512 9346 112835 SH SOLE 7745 0 105090 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 7307 64330 SH SOLE 6407 0 57923 VANGUARD MID-CAP GROWTH ETF ETF 922908538 7655 82655 SH SOLE 5644 0 77011 VANGUARD TOTAL STOCK MARKET ET ETF 922908769 335 3436 SH SOLE 47 0 3389 VANGUARD VALUE ETF ETF 922908744 7161 91678 SH SOLE 7141 0 84537 VANGUARD WHITEHALL FUNDS HIGH ETF 921946406 1443 22869 SH SOLE 16900 0 5969 WISDOMTREE MIDCAP DIVIDEND FUN ETF 97717W505 2711 35182 SH SOLE 26631 0 8551 CCC GLOBALCOM CORP COM COM 12501C102 0 48491 SH SOLE 48491 0 0 DEWMAR INTL BMC INC COM COM 25211R102 9 722039 SH SOLE 722039 0 0 EXACT SCIENCES CORP COM COM 30063P105 325 22965 SH SOLE 4065 0 18900 HUMATECH, INC. COM 444886105 0 20000 SH SOLE 0 0 20000 MGIC INVT CORP WIS COM COM 552848103 86 10100 SH SOLE 500 0 9600 ISHARES TR RUSL 2000 GROW ETF 464287648 905 6648 SH SOLE 0 0 6648 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6938 129431 SH SOLE 46880 0 82551 VANGUARD INDEX FDS SM CP VAL E ETF 922908611 4028 40025 SH SOLE 8512 0 31513 VANGUARD INDEX FDS SML CP GRW ETF 922908595 5605 45119 SH SOLE 7219 0 37900 WISDOMTREE TR SMLCAP EARN FD ETF 97717W562 11958 146598 SH SOLE 33788 0 112810 WISDOMTREE TRUST SMALLCAP DIVI ETF 97717W604 5398 79078 SH SOLE 38901 0 40177 BP PLC SPONSORED ADR ADR 055622104 1342 27896 SH SOLE 14312 0 13584 DIAGEO P L C SPON ADR NEW ADR 25243Q205 249 2000 SH SOLE 1349 0 651 GLAXOSMITHKLINE PLC-ADR SPONSO ADR 37733W105 1007 18848 SH SOLE 9648 0 9200 ROYAL DUTCH SHELL PLC SPONS AD ADR 780259206 822 11254 SH SOLE 6184 0 5070 ALTERRUS SYS INC COM FGN 02153P105 0 20000 SH SOLE 20000 0 0 BANK MONTREAL QUE COM FGN 063671101 683 10190 SH SOLE 4809 0 5381 ENBRIDGE INC COM FGN 29250N105 1394 30631 SH SOLE 13536 0 17095 SCHLUMBERGER LTD COM FGN 806857108 408 4181 SH SOLE 2730 0 1451 THOMSON REUTERS CORP COM FGN 884903105 599 17502 SH SOLE 8876 0 8626 TRANSCANADA CORP COM FGN 89353D107 219 4807 SH SOLE 2485 0 2322 ISHARES EAFE VALUE ETF ETF 464288877 1217 21132 SH SOLE 879 0 20253 ISHARES INC EM MKT MIN VOL ETF 464286533 2704 47272 SH SOLE 24497 0 22775 ISHARES TR DJ INTL SEL DIVD ETF 464288448 4172 107959 SH SOLE 74324 0 33635 ISHARES TR EAFE MIN VOLAT ETF 46429B689 1629 25953 SH SOLE 18403 0 7550 ISHARES TR MSCI GRW ETF ETF 464288885 866 12204 SH SOLE 2707 0 9497 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1269 40298 SH SOLE 1815 0 38483 VANGUARD FTSE ALL-WLD EX-US SM ETF 922042718 573 5358 SH SOLE 1839 0 3519 VANGUARD INTL EQUITY INDEX FD ETF 922042858 388 9568 SH SOLE 4193 0 5375 VANGUARD INTL.EQ.FTSE ALL-WORL ETF 922042775 282 5599 SH SOLE 3430 0 2169 WISDOMTREE INTERNATIONAL SMALL ETF 97717W760 1494 22975 SH SOLE 12028 0 10947 CENTRAL FD CDA LTD. CL. A COM 153501101 339 24664 SH SOLE 0 0 24664 PIMCO TOTAL RETURN ETF ETF 72201R775 686 6433 SH SOLE 3387 0 3046 VANGUARD BD INDEX FD INTERMED ETF 921937819 238 2856 SH SOLE 617 0 2239 POWERSHARES ETF TRUST II SENIO ETF 73936Q769 1229 49530 SH SOLE 407 0 49123 SPDR BARCLAYS CAP INTERM TERM ETF 78464A375 1663 48900 SH SOLE 0 0 48900 VANGUARD BD INDEX FD SHORT TRM ETF 921937827 7433 92808 SH SOLE 17098 0 75710 VANGUARD BD INDEX FD TOTAL BND ETF 921937835 3624 44641 SH SOLE 0 0 44641 VANGUARD SHORT-TERM CORP BD ID ETF 92206C409 1171 14640 SH SOLE 163 0 14477 GOLDMAN SACHS GROUP INC SHS D PFD 38144g804 566 28558 SH SOLE 23958 0 4600 ALPS ETF TR ALERIAN MLP ETF 00162Q866 3194 180869 SH SOLE 75073 0 105796 VANGUARD INDEX FDS REIT ETF ETF 922908553 247 3501 SH SOLE 1627 0 1874