0001587336-20-000001.txt : 20200924 0001587336-20-000001.hdr.sgml : 20200924 20200924105233 ACCESSION NUMBER: 0001587336-20-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20200924 DATE AS OF CHANGE: 20200924 EFFECTIVENESS DATE: 20200924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Distributors, LLC CENTRAL INDEX KEY: 0001587336 IRS NUMBER: 611698480 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-347942 FILM NUMBER: 201194031 BUSINESS ADDRESS: STREET 1: 507 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 805-383-7711 MAIL ADDRESS: STREET 1: 507 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 D/A 1 primary_doc.xml X0708 D/A LIVE 0001587336 Mosaic Distributors, LLC 507 CALLE SAN PABLO CAMARILLO CA CALIFORNIA 93012 805-383-7711 CALIFORNIA None None Limited Liability Company true Chris Kolodziejski 507 Calle San Pablo Camarillo CA CALIFORNIA 93012 Executive Officer Retailing Decline to Disclose 06c true 0001587336-19-000006 2019-09-25 false true false 5000 Bruce V Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false Peter S Milhaupt 728310 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 CT CONNECTICUT false 2000000 1146000 854000 false 2 120000 true 0 A placement fee of 6.0% of new equity funds raised to be paid to CFS.CFS will receive warrants to purchase common equity of the Company equal to 6.0% of the membership interests. CFS may share up to 50% of its fees and warrants with Carofin, LLC. 0 false Mosaic Distributors, LLC Chris Kolodziejski Chris Kolodziejski President 2020-09-24