0001587336-19-000005.txt : 20190904 0001587336-19-000005.hdr.sgml : 20190904 20190904101211 ACCESSION NUMBER: 0001587336-19-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 EFFECTIVENESS DATE: 20190904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Distributors, LLC CENTRAL INDEX KEY: 0001587336 IRS NUMBER: 611698480 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-347942 FILM NUMBER: 191073489 BUSINESS ADDRESS: STREET 1: 507 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 805-383-7711 MAIL ADDRESS: STREET 1: 507 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 D 1 primary_doc.xml X0708 D LIVE 0001587336 Mosaic Distributors, LLC 507 CALLE SAN PABLO CAMARILLO CA CALIFORNIA 93012 805-383-7711 CALIFORNIA None None Limited Liability Company true Chris Kolodziejski 507 Calle San Pablo Camarillo CA CALIFORNIA 93012 Executive Officer Retailing Decline to Disclose 06c false true false true false 25000 Bruce V Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false Bruce V Roberts 1489110 Carofin, LLC 298717 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 NC NORTH CAROLINA false 2000000 0 2000000 false 0 120000 true 0 A placement fee of 6.0% of new equity funds raised to be paid to CFS.CFS will receive warrants to purchase common equity of the Company equal to 6.0% of the membership interests. CFS may share up to 50% of its fees and warrants with Carofin, LLC. 0 false Mosaic Distributors, LLC Chris Kolodziejski Chris Kolodziejski President 2019-08-30