0001587336-17-000001.txt : 20171109 0001587336-17-000001.hdr.sgml : 20171109 20171109090154 ACCESSION NUMBER: 0001587336-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Distributors, LLC CENTRAL INDEX KEY: 0001587336 IRS NUMBER: 611698480 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-274865 FILM NUMBER: 171188472 BUSINESS ADDRESS: STREET 1: 507 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 805-383-7711 MAIL ADDRESS: STREET 1: 507 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 D/A 1 primary_doc.xml X0708 D/A LIVE 0001587336 Mosaic Distributors, LLC 507 CALLE SAN PABLO CAMARILLO CA CALIFORNIA 93012 805-383-7711 CALIFORNIA None None Limited Liability Company true 2012 Chris Kolodziejski 507 Calle San Pablo Camarillo CA CALIFORNIA 93012 Executive Officer Retailing Decline to Disclose 06b true 0001587336-16-000003 2016-11-14 false true false 25000 Bruce Roberts 1489110 Carolina Financial Securities LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 FL FLORIDA false Phillip Nash Roberts 6182908 Carolina Financial Securities, LLC 41970 1111 Haynes Street, Ste 205 Raleigh NC NORTH CAROLINA 27604 NC NORTH CAROLINA false James A Green 2319475 Carolina Financial Securities, LLC 41970 318 E Witchwood Lane Lake Bluff IL ILLINOIS 60044 OH OHIO false Bruce Smith 2332178 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 CT CONNECTICUT MA MASSACHUSETTS NY NEW YORK false Peter Milhaupt 728310 Carolina Financial Securities, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 CT CONNECTICUT false 5000000 1694720 3305280 false 15 61000 0 3% placement fee will be paid for all Preferred Interest issued from the conversion of outstanding Convertible Notes and 6% for new investors. CFS will receive warrants to purchase common equity representing 1% of the post-money equity capitalization. 0 false Mosaic Distributors, LLC Chris Kolodziejski Chris Kolodziejski CEO 2017-11-08