0000950123-17-010618.txt : 20171114
0000950123-17-010618.hdr.sgml : 20171114
20171114102506
ACCESSION NUMBER: 0000950123-17-010618
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtus ETF Advisers LLC
CENTRAL INDEX KEY: 0001587281
IRS NUMBER: 463348593
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17301
FILM NUMBER: 171199050
BUSINESS ADDRESS:
STREET 1: 1540 BROADWAY
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-593-4383
MAIL ADDRESS:
STREET 1: 1540 BROADWAY
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Etfis Capital LLC
DATE OF NAME CHANGE: 20130919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001587281
XXXXXXXX
09-30-2017
09-30-2017
Virtus ETF Advisers LLC
1540 Broadway
16th Floor
New York
NY
10036
13F COMBINATION REPORT
028-17301
028-01347
Reaves W H & Co Inc
N
Chetram Persaud
Chief Compliance Officer
646-376-5905
/s/ Chetram Persaud
New York
NY
11-14-2017
0
159
741883
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCELERON PHARMA INC
COM
00434H108
410
10977
SH
OTR
0
10977
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
348
77433
SH
OTR
0
77433
0
ACORDA THERAPEUTICS INC
COM
00484M106
1419
60003
SH
OTR
0
60003
0
ADURO BIOTECH INC
COM
00739L101
327
30685
SH
OTR
0
30685
0
AGENUS INC
COM NEW
00847G705
417
94517
SH
OTR
0
94517
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
430
6435
SH
OTR
0
6435
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
444
17898
SH
OTR
0
17898
0
AKEBIA THERAPEUTICS INC
COM
00972D105
453
23019
SH
OTR
0
23019
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
518
4411
SH
OTR
0
4411
0
AMICUS THERAPEUTICS INC
COM
03152W109
576
38223
SH
OTR
0
38223
0
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350F106
27887
557073
SH
OTR
0
557073
0
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
8021
254406
SH
OTR
0
254406
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
339
23869
SH
OTR
0
23869
0
ARRAY BIOPHARMA INC
COM
04269X105
520
42236
SH
OTR
0
42236
0
AVEXIS INC
COM
05366U100
448
4636
SH
OTR
0
4636
0
AXOVANT SCIENCES LTD
COM
G0750W104
97
14151
SH
OTR
0
14151
0
BEIGENE LTD
SPONSORED ADR
07725L102
839
8113
SH
OTR
0
8113
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
298
56873
SH
OTR
0
56873
0
BIOGEN INC
COM
09062X103
1279
4085
SH
OTR
0
4085
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1048
11260
SH
OTR
0
11260
0
BLUEBIRD BIO INC
COM
09609G100
404
2945
SH
OTR
0
2945
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
592
8495
SH
OTR
0
8495
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
48874
857445
SH
OTR
0
857445
0
CALITHERA BIOSCIENCES INC
COM
13089P101
367
23312
SH
OTR
0
23312
0
CARA THERAPEUTICS INC
COM
140755109
259
18915
SH
OTR
0
18915
0
CELGENE CORP
COM
151020104
1247
8551
SH
OTR
0
8551
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
400
139774
SH
OTR
0
139774
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
1255
43552
SH
OTR
0
43552
0
CLOVIS ONCOLOGY INC
COM
189464100
1347
16349
SH
OTR
0
16349
0
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
400
55909
SH
OTR
0
55909
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
8163
334558
SH
OTR
0
334558
0
CYTOKINETICS INC
COM NEW
23282W605
339
23395
SH
OTR
0
23395
0
CYTOMX THERAPEUTICS INC
COM
23284F105
437
24077
SH
OTR
0
24077
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
8082
233301
SH
OTR
0
233301
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
1148
20503
SH
OTR
0
20503
0
DOMINION MIDSTREAM PARTNERS
COM UT REP LTD
257454108
102
3189
SH
OTR
0
3189
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
673
31321
SH
OTR
0
31321
0
ENANTA PHARMACEUTICALS INC
COM
29251M106
1509
32235
SH
OTR
0
32235
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
34157
2137474
SH
OTR
0
2137474
0
ENBRIDGE INC
COM
29250N105
1457
34816
SH
OTR
0
34816
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
45178
2599426
SH
OTR
0
2599426
0
ENERGY TRANSFER EQUITY L P
PUT
29273V950
32
7942
SH
Put
OTR
0
7942
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
93549
5114749
SH
OTR
0
5114749
0
ENERGY TRANSFER PARTNERS LP
CALL
29278N903
1
100
SH
Call
OTR
0
100
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
6285
364345
SH
OTR
0
364345
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
29087
1735472
SH
OTR
0
1735472
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
40195
1541809
SH
OTR
0
1541809
0
ENTERPRISE PRODS PARTNERS L
CALL
293792907
2
300
SH
Call
OTR
0
300
0
EPIZYME INC
COM
29428V104
509
26709
SH
OTR
0
26709
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
24261
323612
SH
OTR
0
323612
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
464
9250
SH
OTR
0
9250
0
EXELIXIS INC
COM
30161Q104
1275
52621
SH
OTR
0
52621
0
FIBROGEN INC
COM
31572Q808
607
11278
SH
OTR
0
11278
0
FIDELITY
MSCI FINLS IDX
316092501
1255
33040
SH
OTR
0
33040
0
FIDELITY
MSCI INFO TECH I
316092808
2927
63417
SH
OTR
0
63417
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
449
10966
SH
OTR
0
10966
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
13941
529074
SH
OTR
0
529074
0
GERON CORP
COM
374163103
273
125425
SH
OTR
0
125425
0
GILEAD SCIENCES INC
COM
375558103
1290
15926
SH
OTR
0
15926
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
368
11845
SH
OTR
0
11845
0
GLYCOMIMETICS INC
COM
38000Q102
405
28961
SH
OTR
0
28961
0
HALOZYME THERAPEUTICS INC
COM
40637H109
1361
78354
SH
OTR
0
78354
0
IGNYTA INC
COM
451731103
474
38356
SH
OTR
0
38356
0
IMMUNOGEN INC
COM
45253H101
536
70035
SH
OTR
0
70035
0
IMMUNOMEDICS INC
COM
452907108
598
42784
SH
OTR
0
42784
0
INCYTE CORP
COM
45337C102
1006
8619
SH
OTR
0
8619
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
261
41233
SH
OTR
0
41233
0
INSMED INC
COM PAR $.01
457669307
649
20798
SH
OTR
0
20798
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
493
8501
SH
OTR
0
8501
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
483
30600
SH
OTR
0
30600
0
IONIS PHARMACEUTICALS INC
COM
462222100
1033
20375
SH
OTR
0
20375
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
423
54523
SH
OTR
0
54523
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
920
58346
SH
OTR
0
58346
0
ISHARES TR
20 YR TR BD ETF
464287432
610
4889
SH
OTR
0
4889
0
ISHARES TR
CALL
464287902
25
12432
SH
Call
OTR
0
12432
0
ISHARES TR
PUT
464287952
7
1400
SH
Put
OTR
0
1400
0
JOUNCE THERAPEUTICS INC
COM
481116101
316
20298
SH
OTR
0
20298
0
JPMORGAN CHASE & CO
CALL
46625H905
45
9000
SH
Call
OTR
0
9000
0
JUNO THERAPEUTICS INC
COM
48205A109
640
14261
SH
OTR
0
14261
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
393
35776
SH
OTR
0
35776
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
1115
157065
SH
OTR
0
157065
0
KINDER MORGAN INC DEL
COM
49456B101
10851
565747
SH
OTR
0
565747
0
KINDER MORGAN INC DEL
CALL
49456B901
16
4000
SH
Call
OTR
0
4000
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
412
11845
SH
OTR
0
11845
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
239
19472
SH
OTR
0
19472
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
1218
8947
SH
OTR
0
8947
0
LOXO ONCOLOGY INC
COM
548862101
407
4413
SH
OTR
0
4413
0
MACROGENICS INC
COM
556099109
341
18449
SH
OTR
0
18449
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
17494
246189
SH
OTR
0
246189
0
MARATHON PETE CORP
COM
56585A102
28525
508655
SH
OTR
0
508655
0
MARATHON PETE CORP
CALL
56585A902
3
2885
SH
Call
OTR
0
2885
0
MARATHON PETE CORP
PUT
56585A952
9
1607
SH
Put
OTR
0
1607
0
MEDICINES CO
COM
584688105
1002
27060
SH
OTR
0
27060
0
MINERVA NEUROSCIENCES INC
COM
603380106
260
34183
SH
OTR
0
34183
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
1193
64489
SH
OTR
0
64489
0
MPLX LP
COM UNIT REP LTD
55336V100
35769
1021677
SH
OTR
0
1021677
0
MYOKARDIA INC
COM
62857M105
478
11162
SH
OTR
0
11162
0
NEKTAR THERAPEUTICS
COM
640268108
1347
56131
SH
OTR
0
56131
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
1443
23551
SH
OTR
0
23551
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
7132
617529
SH
OTR
0
617529
0
NOVAVAX INC
COM
670002104
351
308286
SH
OTR
0
308286
0
NUSTAR ENERGY LP
UNIT COM
67058H102
10555
260030
SH
OTR
0
260030
0
OMEROS CORP
COM
682143102
1019
47112
SH
OTR
0
47112
0
ONEOK INC NEW
COM
682680103
16643
300355
SH
OTR
0
300355
0
ONEOK INC NEW
PUT
682680953
20
2000
SH
Put
OTR
0
2000
0
ONEOK INC NEW
CALL
682680903
1
201
SH
Call
OTR
0
201
0
PARATEK PHARMACEUTICALS INC
COM
699374302
370
14726
SH
OTR
0
14726
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
14955
284541
SH
OTR
0
284541
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
15284
721306
SH
OTR
0
721306
0
PLAINS ALL AMERN PIPELINE L
CALL
726503905
2
450
SH
Call
OTR
0
450
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
483
8940
SH
OTR
0
8940
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
1096
148929
SH
OTR
0
148929
0
PROSHARES TR
PSHS ULTRA UTIL
74347R685
277
5800
SH
OTR
0
5800
0
PROTHENA CORP PLC
SHS
G72800108
392
6048
SH
OTR
0
6048
0
PTC THERAPEUTICS INC
COM
69366J200
392
19612
SH
OTR
0
19612
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
497
4147
SH
OTR
0
4147
0
RADIUS HEALTH INC
COM NEW
750469207
960
24899
SH
OTR
0
24899
0
REATA PHARMACEUTICALS INC
CL A
75615P103
402
12925
SH
OTR
0
12925
0
REGENERON PHARMACEUTICALS
COM
75886F107
971
2171
SH
OTR
0
2171
0
REGENXBIO INC
COM
75901B107
569
17271
SH
OTR
0
17271
0
RETROPHIN INC
COM
761299106
1410
56653
SH
OTR
0
56653
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
321
126385
SH
OTR
0
126385
0
SAGE THERAPEUTICS INC
COM
78667J108
264
4234
SH
OTR
0
4234
0
SANGAMO BIOSCIENCES INC
COM
800677106
660
43982
SH
OTR
0
43982
0
SAREPTA THERAPEUTICS INC
COM
803607100
1417
31233
SH
OTR
0
31233
0
SEATTLE GENETICS INC
COM
812578102
881
16188
SH
OTR
0
16188
0
SERES THERAPEUTICS INC
COM
81750R102
518
32276
SH
OTR
0
32276
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
501
18010
SH
OTR
0
18010
0
SPARK THERAPEUTICS INC
COM
84652J103
519
5818
SH
OTR
0
5818
0
SPDR S&P 500 ETF TR
CALL
78462F903
111
1800
SH
Call
OTR
0
1800
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
993
22367
SH
OTR
0
22367
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
716
247030
SH
OTR
0
247030
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
9775
204111
SH
OTR
0
204111
0
TARGA RES CORP
COM
87612G101
4287
90638
SH
OTR
0
90638
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
6463
123526
SH
OTR
0
123526
0
TESARO INC
COM
881569107
916
7097
SH
OTR
0
7097
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
308
45001
SH
OTR
0
45001
0
TG THERAPEUTICS INC
COM
88322Q108
349
29453
SH
OTR
0
29453
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
947
27646
SH
OTR
0
27646
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
285
5343
SH
OTR
0
5343
0
UNITED STATES NATL GAS FUND
CALL
912318901
82
41012
SH
Call
OTR
0
41012
0
UNITED STATES NATL GAS FUND
PUT
912318951
4
744
SH
Put
OTR
0
744
0
UNITED STATES OIL FUND LP
CALL
91232N908
175
87212
SH
Call
OTR
0
87212
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
932
7952
SH
OTR
0
7952
0
VANDA PHARMACEUTICALS INC
COM
921659108
1338
74733
SH
OTR
0
74733
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
853
37167
SH
OTR
0
37167
0
VANGUARD INDEX FDS
REIT ETF
922908553
641
7711
SH
OTR
0
7711
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
1717
18349
SH
OTR
0
18349
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
3418
29270
SH
OTR
0
29270
0
VERSARTIS INC
COM
92529L102
49
19991
SH
OTR
0
19991
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1262
8300
SH
OTR
0
8300
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
1638
25828
SH
OTR
0
25828
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
5762
139927
SH
OTR
0
139927
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
12649
246660
SH
OTR
0
246660
0
WILLIAMS COS INC DEL
COM
969457100
9512
316952
SH
OTR
0
316952
0
WILLIAMS COS INC DEL
PUT
969457950
4
800
SH
Put
OTR
0
800
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
65031
1671737
SH
OTR
0
1671737
0
XENCOR INC
COM
98401F105
364
15881
SH
OTR
0
15881
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
362
59009
SH
OTR
0
59009
0