0001567619-21-018473.txt : 20211019 0001567619-21-018473.hdr.sgml : 20211019 20211019213520 ACCESSION NUMBER: 0001567619-21-018473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211015 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews Christine CENTRAL INDEX KEY: 0001799864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36570 FILM NUMBER: 211332613 MAIL ADDRESS: STREET 1: C/O ZOSANO PHAMA CORPORATION STREET 2: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zosano Pharma Corp CENTRAL INDEX KEY: 0001587221 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454488360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-1200 MAIL ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: ZP Holdings Inc DATE OF NAME CHANGE: 20130919 4 1 doc1.xml FORM 4 X0306 4 2021-10-15 0 0001587221 Zosano Pharma Corp ZSAN 0001799864 Matthews Christine C/O ZOSANO PHARMA CORPORATION 34790 ARDENTECH COURT FREMONT CA 94555 0 1 0 0 Chief Financial Officer Common Stock 2021-10-15 4 A 0 56250 0 A 154541 D Stock Option (Right to Buy) 0.6342 2021-10-15 4 A 0 112500 0 A 2031-10-14 Common Stock 112500 112500 D Represents Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the completion of performance vesting. Includes 56,250 RSUs which are subject to performance vesting. The shares subject to the stock option vest and become exercisable in accordance with a performance vesting schedule. /s/ Steve Lo, as Attorney in Fact for Christine Matthews 2021-10-19