0001209191-15-085622.txt : 20151216
0001209191-15-085622.hdr.sgml : 20151216
20151216181833
ACCESSION NUMBER: 0001209191-15-085622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151215
FILED AS OF DATE: 20151216
DATE AS OF CHANGE: 20151216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zosano Pharma Corp
CENTRAL INDEX KEY: 0001587221
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 454488360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 34790 ARDENTECH COURT
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: 510-745-1200
MAIL ADDRESS:
STREET 1: 34790 ARDENTECH COURT
CITY: FREMONT
STATE: CA
ZIP: 94555
FORMER COMPANY:
FORMER CONFORMED NAME: ZP Holdings Inc
DATE OF NAME CHANGE: 20130919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peri Laxmi
CENTRAL INDEX KEY: 0001641698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36570
FILM NUMBER: 151291925
MAIL ADDRESS:
STREET 1: C/O ZOSANO PHARMA CORPORATION
STREET 2: 34790 ARDENTECH COURT
CITY: FREMONT
STATE: CA
ZIP: 94555
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-15
0
0001587221
Zosano Pharma Corp
ZSAN
0001641698
Peri Laxmi
C/O ZOSANO PHARMA CORPORATION
34790 ARDENTECH COURT
FREMONT
CA
94555
0
1
0
0
Sr. Vice President, Operations
Employee Stock Option (right to buy)
9.29
2015-12-15
4
D
0
40000
D
2025-05-22
Common Stock
40000
0
D
Employee Stock Option (right to buy)
2.26
2015-12-15
4
A
0
40000
A
2025-12-15
Common Stock
40000
40000
D
The option provided for 25% of the total number of shares underlying the stock option to vest on April 27, 2016, and the remaining underlying shares to vest in equal monthly installments over the following three-year period.
On December 15, 2015, the issuer canceled, pursuant to the issuer's option exchange program, an option for 40,000 shares of ZSAN common stock granted to the reporting person on May 22, 2015. In exchange, the reporting person received a replacement option, for 40,000 shares, having an exercise price of $2.26 per share.
25% of the total number of shares underlying the stock option vest on December 15, 2016, and the remaining underlying shares vest in equal monthly installments over the following three-year period.
/s/ Jeffrey L. Quillen, attorney-in-fact
2015-12-16
EX-24.4_620095
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, that the undersigned hereby authorizes Jeffrey L.
Quillen and Robert W. Sweet, Jr., each of Foley Hoag LLP, to execute for and on
behalf of the undersigned, in the undersigned's capacity as an officer of Zosano
Pharma Corporation (the "Company"), a Form ID, Forms 3, 4 and 5, and any
amendments thereto, and cause such form(s) to be filed with the United States
Securities and Exchange Commission pursuant to Section 16(a) of the Securities
Act of 1934, relating to the undersigned's beneficial ownership of securities in
the Company. The undersigned hereby grants to the attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do personally present, with full power of
substitution, resubstitution or revocation, hereby ratifying and confirming all
that such attorney-in-fact, or such attorney's-in-fact substitute or
substitutes, shall lawfully do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorney-in-fact, in serving in such capacity at the request
of the undersigned, is not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of, and transactions in, securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 6th day of May, 2015.
/s/ Laxmi Peri
Laxmi Peri