0001209191-23-004984.txt : 20230126 0001209191-23-004984.hdr.sgml : 20230126 20230126132341 ACCESSION NUMBER: 0001209191-23-004984 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Brian J. CENTRAL INDEX KEY: 0001587147 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23592 FILM NUMBER: 23556655 MAIL ADDRESS: STREET 1: 1515 WEST 22ND STREET STREET 2: SUITE 1200 CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Eagle Credit Opportunities Fund CENTRAL INDEX KEY: 0001818416 IRS NUMBER: 851899053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF AMERICAS STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2126983300 MAIL ADDRESS: STREET 1: 1345 AVENUE OF AMERICAS STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2022-12-31 0 0 1 0001818416 First Eagle Credit Opportunities Fund FECOF 0001587147 Murphy Brian J. 227 W. MONROE ST. SUITE 3800 CHICAGO IL 60606 0 0 0 1 Portfolio Manager Phantom Stock 2021-03-31 4 A 0 5.241 26.16 A Common Shares 5.241 5.241 D Phantom Stock 2021-04-01 4 A 0 863.914 26.16 A Common Shares 863.914 869.155 D Phantom Stock 2021-05-03 4 A 0 4.761 26.27 A Common Shares 4.761 873.916 D Phantom Stock 2021-05-28 4 A 0 7.397 26.22 A Common Shares 7.397 881.313 D Phantom Stock 2021-06-30 4 A 0 7.967 26.31 A Common Shares 7.967 889.28 D Phantom Stock 2021-07-30 4 A 0 7.221 26.28 A Common Shares 7.221 896.501 D Phantom Stock 2021-08-31 4 A 0 5.456 26.28 A Common Shares 5.456 901.957 D Phantom Stock 2021-09-30 4 A 0 5.289 26.40 A Common Shares 5.289 907.246 D Phantom Stock 2021-10-29 4 A 0 5.493 26.43 A Common Shares 5.493 912.739 D Phantom Stock 2021-11-30 4 A 0 5.321 26.36 A Common Shares 5.321 918.06 D Phantom Stock 2021-12-01 4 A 0 2.797 26.26 A Common Shares 2.797 920.857 D Phantom Stock 2021-12-29 4 A 0 4.932 26.14 A Common Shares 4.932 925.789 D Phantom Stock 2021-12-31 4 A 0 5.608 26.16 A Common Shares 5.608 931.397 D Phantom Stock 2022-01-31 4 A 0 5.667 26.13 A Common Shares 5.667 937.064 D Phantom Stock 2022-02-28 4 A 0 5.033 25.96 A Common Shares 5.033 942.097 D Phantom Stock 2022-03-31 4 A 0 5.474 25.84 A Common Shares 5.474 947.571 D Phantom Stock 2022-04-01 4 D 0 7.621 25.85 D Common Shares 7.621 939.95 D Phantom Stock 2022-04-29 4 A 0 5.207 25.66 A Common Shares 5.207 945.157 D Phantom Stock 2022-05-31 4 A 0 5.553 24.91 A Common Shares 5.553 950.71 D Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares. This Form 5 is being filed to correctly report the separate acquisitions and dispositions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single net acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 21, 2022. /s/Sabrina Rusnak-Carlson as Attorney-in-Fact 2023-01-26