0001209191-23-004984.txt : 20230126
0001209191-23-004984.hdr.sgml : 20230126
20230126132341
ACCESSION NUMBER: 0001209191-23-004984
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murphy Brian J.
CENTRAL INDEX KEY: 0001587147
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23592
FILM NUMBER: 23556655
MAIL ADDRESS:
STREET 1: 1515 WEST 22ND STREET
STREET 2: SUITE 1200
CITY: OAK BROOK
STATE: IL
ZIP: 60523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Eagle Credit Opportunities Fund
CENTRAL INDEX KEY: 0001818416
IRS NUMBER: 851899053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF AMERICAS
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2126983300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF AMERICAS
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2022-12-31
0
0
1
0001818416
First Eagle Credit Opportunities Fund
FECOF
0001587147
Murphy Brian J.
227 W. MONROE ST.
SUITE 3800
CHICAGO
IL
60606
0
0
0
1
Portfolio Manager
Phantom Stock
2021-03-31
4
A
0
5.241
26.16
A
Common Shares
5.241
5.241
D
Phantom Stock
2021-04-01
4
A
0
863.914
26.16
A
Common Shares
863.914
869.155
D
Phantom Stock
2021-05-03
4
A
0
4.761
26.27
A
Common Shares
4.761
873.916
D
Phantom Stock
2021-05-28
4
A
0
7.397
26.22
A
Common Shares
7.397
881.313
D
Phantom Stock
2021-06-30
4
A
0
7.967
26.31
A
Common Shares
7.967
889.28
D
Phantom Stock
2021-07-30
4
A
0
7.221
26.28
A
Common Shares
7.221
896.501
D
Phantom Stock
2021-08-31
4
A
0
5.456
26.28
A
Common Shares
5.456
901.957
D
Phantom Stock
2021-09-30
4
A
0
5.289
26.40
A
Common Shares
5.289
907.246
D
Phantom Stock
2021-10-29
4
A
0
5.493
26.43
A
Common Shares
5.493
912.739
D
Phantom Stock
2021-11-30
4
A
0
5.321
26.36
A
Common Shares
5.321
918.06
D
Phantom Stock
2021-12-01
4
A
0
2.797
26.26
A
Common Shares
2.797
920.857
D
Phantom Stock
2021-12-29
4
A
0
4.932
26.14
A
Common Shares
4.932
925.789
D
Phantom Stock
2021-12-31
4
A
0
5.608
26.16
A
Common Shares
5.608
931.397
D
Phantom Stock
2022-01-31
4
A
0
5.667
26.13
A
Common Shares
5.667
937.064
D
Phantom Stock
2022-02-28
4
A
0
5.033
25.96
A
Common Shares
5.033
942.097
D
Phantom Stock
2022-03-31
4
A
0
5.474
25.84
A
Common Shares
5.474
947.571
D
Phantom Stock
2022-04-01
4
D
0
7.621
25.85
D
Common Shares
7.621
939.95
D
Phantom Stock
2022-04-29
4
A
0
5.207
25.66
A
Common Shares
5.207
945.157
D
Phantom Stock
2022-05-31
4
A
0
5.553
24.91
A
Common Shares
5.553
950.71
D
Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.
This Form 5 is being filed to correctly report the separate acquisitions and dispositions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single net acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 21, 2022.
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
2023-01-26