The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABENGOA YIELD PLC | COM | G00349103 | 230 | 6,070 | SH | DFND | 1,2 | 6,070 | 0 | 0 | |
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 247 | 66,710 | SH | DFND | 1,2 | 66,710 | 0 | 0 | |
| AMERESCO INC | CL A | 02361E108 | 2,051 | 291,701 | SH | DFND | 1,2 | 291,701 | 0 | 0 | |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 1,328 | 100,361 | SH | DFND | 1,2 | 100,361 | 0 | 0 | |
| CHART INDS INC | COM PAR $0.01 | 16115Q308 | 397 | 4,800 | SH | DFND | 1,2 | 4,800 | 0 | 0 | |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 3,164 | 295,191 | SH | DFND | 1,2 | 295,191 | 0 | 0 | |
| CREE INC | COM | 225447101 | 383 | 7,670 | SH | DFND | 1,2 | 7,670 | 0 | 0 | |
| DOMINION RES INC VA NEW | COM | 25746U109 | 14,300 | 199,942 | SH | DFND | 1,2 | 199,942 | 0 | 0 | |
| DYNEGY INC NEW DEL | COM | 26817R108 | 5,581 | 160,370 | SH | DFND | 1,2 | 160,370 | 0 | 0 | |
| EDISON INTL | COM | 281020107 | 3,769 | 64,868 | SH | DFND | 1,2 | 64,868 | 0 | 0 | |
| EMPRESA DIST Y COMERCIAL NOR | SPON ADR | 29244A102 | 3,552 | 281,468 | SH | DFND | 1,2 | 281,468 | 0 | 0 | |
| ENTERGY CORP NEW | COM | 29364G103 | 7,012 | 85,420 | SH | DFND | 1,2 | 85,420 | 0 | 0 | |
| EXELON CORP | COM | 30161N101 | 20,287 | 556,112 | SH | DFND | 1,2 | 556,112 | 0 | 0 | |
| ITC HLDGS CORP | COM | 465685105 | 27,616 | 757,024 | SH | DFND | 1,2 | 757,024 | 0 | 0 | |
| JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 2,900 | 267,017 | SH | DFND | 1,2 | 267,017 | 0 | 0 | |
| JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 2,131 | 70,626 | SH | DFND | 1,2 | 70,626 | 0 | 0 | |
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 5,205 | 250,257 | SH | DFND | 1,2 | 250,257 | 0 | 0 | |
| NEXTERA ENERGY INC | COM | 65339F101 | 3,716 | 36,263 | SH | DFND | 1,2 | 36,263 | 0 | 0 | |
| NISOURCE INC | COM | 65473P105 | 18,721 | 475,869 | SH | DFND | 1,2 | 475,869 | 0 | 0 | |
| NRG ENERGY INC | COM NEW | 629377508 | 18,159 | 488,138 | SH | DFND | 1,2 | 488,138 | 0 | 0 | |
| NRG YIELD INC | COM CL A | 62942X108 | 28,717 | 551,730 | SH | DFND | 1,2 | 551,730 | 0 | 0 | |
| OPOWER INC | COM | 68375Y109 | 1,889 | 100,192 | SH | DFND | 1,2 | 100,192 | 0 | 0 | |
| PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 31,110 | 317,341 | SH | DFND | 1,2 | 317,341 | 0 | 0 | |
| PATTERN ENERGY GROUP INC | CL A | 70338P100 | 14,932 | 450,992 | SH | DFND | 1,2 | 450,992 | 0 | 0 | |
| SEMPRA ENERGY | COM | 816851109 | 3,718 | 35,504 | SH | DFND | 1,2 | 35,504 | 0 | 0 | |
| SILVER SPRING NETWORKS INC | COM | 82817Q103 | 4,484 | 336,372 | SH | DFND | 1,2 | 336,372 | 0 | 0 | |
| SOLARCITY CORP | COM | 83416T100 | 7,361 | 104,270 | SH | DFND | 1,2 | 104,270 | 0 | 0 | |
| SUNEDISON INC | COM | 86732Y109 | 7,072 | 312,914 | SH | DFND | 1,2 | 312,914 | 0 | 0 | |
| SUNEDISON INC | COM | 86732Y109 | 8,378 | 370,700 | SH | Call | DFND | 1,2 | 370,700 | 0 | 0 |
| URS CORP NEW | COM | 903236107 | 3,185 | 69,465 | SH | DFND | 1,2 | 69,465 | 0 | 0 | |
| WALTER ENERGY INC | COM | 93317Q105 | 232 | 42,510 | SH | DFND | 1,2 | 42,510 | 0 | 0 | |
| WESTAR ENERGY INC | COM | 95709T100 | 6,333 | 165,825 | SH | DFND | 1,2 | 165,825 | 0 | 0 | |
| WESTPORT INNOVATIONS INC | COM NEW | 960908309 | 482 | 26,728 | SH | DFND | 1,2 | 26,728 | 0 | 0 | |