0001062993-20-003458.txt : 20200724
0001062993-20-003458.hdr.sgml : 20200724
20200724104149
ACCESSION NUMBER: 0001062993-20-003458
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200724
DATE AS OF CHANGE: 20200724
EFFECTIVENESS DATE: 20200724
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 201045625
BUSINESS ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
13F-HR
1
primary_doc.xml
13F-HR
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false
true
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0001586052
XXXXXXXX
06-30-2020
06-30-2020
Focused Wealth Management, Inc
216 ROUTE 299
HIGHLAND
NY
12528
13F HOLDINGS REPORT
028-15621
N
Philip J. DeAngelo
Managing Director
845-691-4035
Philip J. DeAngelo
Highland
NY
07-24-2020
0
811
431422
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AT&T INC
COM
00206R102
393
12990
SH
SOLE
N/A
12990
0
0
ABBVIE INC
COM
00287Y109
400
4076
SH
SOLE
N/A
4076
0
0
AECOM
COM
00766T100
4
100
SH
SOLE
N/A
100
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1340
6214
SH
SOLE
N/A
6214
0
0
ALTRIA GROUP INC
COM
02209S103
253
6445
SH
SOLE
N/A
6445
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
96
371
SH
SOLE
N/A
371
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
1287
131155
SH
SOLE
N/A
131155
0
0
BIOGEN INC
COM
09062X103
167
625
SH
SOLE
N/A
625
0
0
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
774
57259
SH
SOLE
N/A
57259
0
0
BLACKROCK MUN BD TR
COM
09249H104
2
123
SH
SOLE
N/A
123
0
0
BLACKROCK NY MUNICIPAL BOND
COM
09249P106
789
50204
SH
SOLE
N/A
50204
0
0
BLACKROCK NY MUN INCOME TR I
COM
09249R102
740
53805
SH
SOLE
N/A
53805
0
0
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
1104
83634
SH
SOLE
N/A
83634
0
0
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
13
1789
SH
SOLE
N/A
1789
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
236
23232
SH
SOLE
N/A
23232
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
4
100
SH
SOLE
N/A
100
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
346
5887
SH
SOLE
N/A
5887
0
0
CVS HEALTH CORP
COM
126650100
130
2005
SH
SOLE
N/A
2005
0
0
CATERPILLAR INC DEL
COM
149123101
1165
9211
SH
SOLE
N/A
9211
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
6
235
SH
SOLE
N/A
235
0
0
CENTERPOINT ENERGY INC
COM
15189T107
3
170
SH
SOLE
N/A
170
0
0
CENTURYLINK INC
COM
156700106
104
10344
SH
SOLE
N/A
10344
0
0
CHEVRON CORP NEW
COM
166764100
145
1629
SH
SOLE
N/A
1629
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
5
159
SH
SOLE
N/A
159
0
0
CISCO SYS INC
COM
17275R102
521
11181
SH
SOLE
N/A
11181
0
0
CITIGROUP INC
COM NEW
172967424
1643
32150
SH
SOLE
N/A
32150
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
3
1416
SH
SOLE
N/A
1416
0
0
CLOROX CO DEL
COM
189054109
121
550
SH
SOLE
N/A
550
0
0
COCA COLA CO
COM
191216100
90
2003
SH
SOLE
N/A
2003
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
26
2381
SH
SOLE
N/A
2381
0
0
COLFAX CORP
COM
194014106
5
175
SH
SOLE
N/A
175
0
0
COLGATE PALMOLIVE CO
COM
194162103
348
4749
SH
SOLE
N/A
4749
0
0
COMCAST CORP NEW
CL A
20030N101
49
1254
SH
SOLE
N/A
1254
0
0
CONOCOPHILLIPS
COM
20825C104
131
3122
SH
SOLE
N/A
3122
0
0
CONSOLIDATED EDISON INC
COM
209115104
247
3428
SH
SOLE
N/A
3428
0
0
CORELOGIC INC
COM
21871D103
7
100
SH
SOLE
N/A
100
0
0
CORNING INC
COM
219350105
5
201
SH
SOLE
N/A
201
0
0
CUMMINS INC
COM
231021106
70
405
SH
SOLE
N/A
405
0
0
DARDEN RESTAURANTS INC
COM
237194105
11
145
SH
SOLE
N/A
145
0
0
DEERE & CO
COM
244199105
20
125
SH
SOLE
N/A
125
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
187
6661
SH
SOLE
N/A
6661
0
0
DEVON ENERGY CORP NEW
COM
25179M103
89
7810
SH
SOLE
N/A
7810
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
14
340
SH
SOLE
N/A
340
0
0
DISNEY WALT CO
COM DISNEY
254687106
258
2318
SH
SOLE
N/A
2318
0
0
DOMINION ENERGY INC
COM
25746U109
201
2479
SH
SOLE
N/A
2479
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
8
503
SH
SOLE
N/A
503
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
164
8670
SH
SOLE
N/A
8670
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
26
322
SH
SOLE
N/A
322
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
13
200
SH
SOLE
N/A
200
0
0
ETFIS SER TR I
VIRTUS LIFESC BT
26923G202
33
700
SH
SOLE
N/A
700
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
0
5
SH
SOLE
N/A
5
0
0
EASTMAN CHEM CO
COM
277432100
2
35
SH
SOLE
N/A
35
0
0
EATON VANCE LTD DURATION INC
COM
27828H105
1
112
SH
SOLE
N/A
112
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
305
28293
SH
SOLE
N/A
28293
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
506
35838
SH
SOLE
N/A
35838
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
7
784
SH
SOLE
N/A
784
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
3004
406982
SH
SOLE
N/A
406982
0
0
EMAGIN CORP
COM NEW
29076N206
0
30
SH
SOLE
N/A
30
0
0
EMERSON ELEC CO
COM
291011104
236
3800
SH
SOLE
N/A
3800
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
55
3028
SH
SOLE
N/A
3028
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
18
298
SH
SOLE
N/A
298
0
0
EUROPEAN EQUITY FD INC
COM
298768102
4
439
SH
SOLE
N/A
439
0
0
EVERSOURCE ENERGY
COM
30040W108
52
620
SH
SOLE
N/A
620
0
0
EXELON CORP
COM
30161N101
56
1536
SH
SOLE
N/A
1536
0
0
EXXON MOBIL CORP
COM
30231G102
1507
33695
SH
SOLE
N/A
33695
0
0
F M C CORP
COM NEW
302491303
8
80
SH
SOLE
N/A
80
0
0
FACEBOOK INC
CL A
30303M102
3640
16029
SH
SOLE
N/A
16029
0
0
FIRSTENERGY CORP
COM
337932107
21
541
SH
SOLE
N/A
541
0
0
FORD MTR CO DEL
COM
345370860
105
17323
SH
SOLE
N/A
17323
0
0
FORTINET INC
COM
34959E109
60
435
SH
SOLE
N/A
435
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
203
17587
SH
SOLE
N/A
17587
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
12
692
SH
SOLE
N/A
692
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
0
52
SH
SOLE
N/A
52
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
37
380
SH
SOLE
N/A
380
0
0
GAP INC
COM
364760108
1
112
SH
SOLE
N/A
112
0
0
GENERAL ELECTRIC CO
COM
369604103
1352
197982
SH
SOLE
N/A
197982
0
0
GENERAL MTRS CO
COM
37045V100
119
4697
SH
SOLE
N/A
4697
0
0
GILEAD SCIENCES INC
COM
375558103
111
1444
SH
SOLE
N/A
1444
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
886
4483
SH
SOLE
N/A
4483
0
0
HALLIBURTON CO
COM
406216101
7
541
SH
SOLE
N/A
541
0
0
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
5
403
SH
SOLE
N/A
403
0
0
HARLEY DAVIDSON INC
COM
412822108
5
198
SH
SOLE
N/A
198
0
0
HI-CRUSH PARTNERS LP
COM
428337109
0
675
SH
SOLE
N/A
675
0
0
HOME DEPOT INC
COM
437076102
169
676
SH
SOLE
N/A
676
0
0
HONEYWELL INTL INC
COM
438516106
792
5481
SH
SOLE
N/A
5481
0
0
ILLUMINA INC
COM
452327109
46
125
SH
SOLE
N/A
125
0
0
IMAX CORP
COM
45245E109
0
30
SH
SOLE
N/A
30
0
0
IMMUNOGEN INC
COM
45253H101
0
100
SH
SOLE
N/A
100
0
0
INFOSYS LTD
SPONSORED ADR
456788108
1
99
SH
SOLE
N/A
99
0
0
INTEL CORP
COM
458140100
2955
49389
SH
SOLE
N/A
49389
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
918
7600
SH
SOLE
N/A
7600
0
0
INTL PAPER CO
COM
460146103
4
100
SH
SOLE
N/A
100
0
0
INVESCO TR INVT GRADE NEW YO
COM
46131T101
13
1099
SH
SOLE
N/A
1099
0
0
ISHARES GOLD TRUST
ISHARES
464285105
77
4533
SH
SOLE
N/A
4533
0
0
ISHARES INC
MSCI CDA ETF
464286509
1
26
SH
SOLE
N/A
26
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
3
100
SH
SOLE
N/A
100
0
0
ISHARES TR
S&P 100 ETF
464287101
229
1606
SH
SOLE
N/A
1606
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
7
40
SH
SOLE
N/A
40
0
0
ISHARES TR
SELECT DIVID ETF
464287168
86
1061
SH
SOLE
N/A
1061
0
0
ISHARES TR
TIPS BD ETF
464287176
668
5429
SH
SOLE
N/A
5429
0
0
ISHARES TR
CORE S&P500 ETF
464287200
751
2426
SH
SOLE
N/A
2426
0
0
ISHARES TR
CORE US AGGBD ET
464287226
386
3264
SH
SOLE
N/A
3264
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
19
470
SH
SOLE
N/A
470
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
3
20
SH
SOLE
N/A
20
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
617
2975
SH
SOLE
N/A
2975
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
23
213
SH
SOLE
N/A
213
0
0
ISHARES TR
MSCI EAFE ETF
464287465
16
266
SH
SOLE
N/A
266
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
20
261
SH
SOLE
N/A
261
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
44
280
SH
SOLE
N/A
280
0
0
ISHARES TR
RUS MID CAP ETF
464287499
28
516
SH
SOLE
N/A
516
0
0
ISHARES TR
COHEN STEER REIT
464287564
3
31
SH
SOLE
N/A
31
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
117
612
SH
SOLE
N/A
612
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
72
738
SH
SOLE
N/A
738
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
19
134
SH
SOLE
N/A
134
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
21
265
SH
SOLE
N/A
265
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
2
36
SH
SOLE
N/A
36
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
50
565
SH
SOLE
N/A
565
0
0
ISHARES TR
NEW YORK MUN ETF
464288323
46
808
SH
SOLE
N/A
808
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
20
789
SH
SOLE
N/A
789
0
0
ISHARES TR
MRGSTR SM CP ETF
464288505
17
111
SH
SOLE
N/A
111
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
43
527
SH
SOLE
N/A
527
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
133
1131
SH
SOLE
N/A
1131
0
0
ISHARES TR
GOV/CRED BD ETF
464288596
8
63
SH
SOLE
N/A
63
0
0
ISHARES TR
PFD AND INCM SEC
464288687
190
5498
SH
SOLE
N/A
5498
0
0
ISHARES TR
US OIL GS EX ETF
464288851
8
251
SH
SOLE
N/A
251
0
0
ISHARES TR
AGGRES ALLOC ETF
464289859
12
214
SH
SOLE
N/A
214
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
7
142
SH
SOLE
N/A
142
0
0
ISHARES SILVER TR
ISHARES
46428Q109
45
2661
SH
SOLE
N/A
2661
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
48
591
SH
SOLE
N/A
591
0
0
JPMORGAN CHASE & CO
COM
46625H100
757
8043
SH
SOLE
N/A
8043
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
1
14
SH
SOLE
N/A
14
0
0
JOHNSON & JOHNSON
COM
478160104
1429
10161
SH
SOLE
N/A
10161
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
16
106
SH
SOLE
N/A
106
0
0
KIMBERLY CLARK CORP
COM
494368103
652
4611
SH
SOLE
N/A
4611
0
0
KINDER MORGAN INC DEL
COM
49456B101
17
1126
SH
SOLE
N/A
1126
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
0
3
SH
SOLE
N/A
3
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
1
6
SH
SOLE
N/A
6
0
0
LILLY ELI & CO
COM
532457108
97
589
SH
SOLE
N/A
589
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
109
72915
SH
SOLE
N/A
72915
0
0
LOCKHEED MARTIN CORP
COM
539830109
86
234
SH
SOLE
N/A
234
0
0
LOEWS CORP
COM
540424108
14
400
SH
SOLE
N/A
400
0
0
LOWES COS INC
COM
548661107
120
892
SH
SOLE
N/A
892
0
0
MAIN STR CAP CORP
COM
56035L104
187
6005
SH
SOLE
N/A
6005
0
0
MARATHON OIL CORP
COM
565849106
75
12267
SH
SOLE
N/A
12267
0
0
MCDONALDS CORP
COM
580135101
222
1201
SH
SOLE
N/A
1201
0
0
MERCK & CO. INC
COM
58933Y105
543
7025
SH
SOLE
N/A
7025
0
0
METLIFE INC
COM
59156R108
94
2569
SH
SOLE
N/A
2569
0
0
MICROSOFT CORP
COM
594918104
1977
9717
SH
SOLE
N/A
9717
0
0
MICRON TECHNOLOGY INC
COM
595112103
258
5003
SH
SOLE
N/A
5003
0
0
MONDELEZ INTL INC
CL A
609207105
216
4218
SH
SOLE
N/A
4218
0
0
NETFLIX INC
COM
64110L106
367
807
SH
SOLE
N/A
807
0
0
NEXTERA ENERGY INC
COM
65339F101
464
1933
SH
SOLE
N/A
1933
0
0
NOKIA CORP
SPONSORED ADR
654902204
2
454
SH
SOLE
N/A
454
0
0
NORFOLK SOUTHERN CORP
COM
655844108
52
298
SH
SOLE
N/A
298
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
71
816
SH
SOLE
N/A
816
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
3
218
SH
SOLE
N/A
218
0
0
NVIDIA CORPORATION
COM
67066G104
261
687
SH
SOLE
N/A
687
0
0
NUVEEN DIVERSIFIED DIVID & I
COM
6706EP105
4
540
SH
SOLE
N/A
540
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
2665
242274
SH
SOLE
N/A
242274
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
7
775
SH
SOLE
N/A
775
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
8
1005
SH
SOLE
N/A
1005
0
0
NUVEEN MORTGAGE AND INCOME F
COM
670735109
9
477
SH
SOLE
N/A
477
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
6
15
SH
SOLE
N/A
15
0
0
OMNICOM GROUP INC
COM
681919106
58
1053
SH
SOLE
N/A
1053
0
0
ONE GAS INC
COM
68235P108
0
4
SH
SOLE
N/A
4
0
0
ONEOK INC NEW
COM
682680103
182
5493
SH
SOLE
N/A
5493
0
0
ORACLE CORP
COM
68389X105
223
4040
SH
SOLE
N/A
4040
0
0
ORANGE
SPONSORED ADR
684060106
7
614
SH
SOLE
N/A
614
0
0
PPL CORP
COM
69351T106
21
800
SH
SOLE
N/A
800
0
0
PACCAR INC
COM
693718108
3
37
SH
SOLE
N/A
37
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
6
750
SH
SOLE
N/A
750
0
0
PEPSICO INC
COM
713448108
189
1428
SH
SOLE
N/A
1428
0
0
PFIZER INC
COM
717081103
2258
69067
SH
SOLE
N/A
69067
0
0
PHILIP MORRIS INTL INC
COM
718172109
200
2853
SH
SOLE
N/A
2853
0
0
PHILLIPS 66
COM
718546104
141
1961
SH
SOLE
N/A
1961
0
0
PIMCO NEW YORK MUN INCOME FD
COM
72200T103
13
1104
SH
SOLE
N/A
1104
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
70
4524
SH
SOLE
N/A
4524
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
24
450
SH
SOLE
N/A
450
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
44
480
SH
SOLE
N/A
480
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
17380
170914
SH
SOLE
N/A
170914
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
32
1300
SH
SOLE
N/A
1300
0
0
PINNACLE WEST CAP CORP
COM
723484101
16
216
SH
SOLE
N/A
216
0
0
PLUG POWER INC
COM NEW
72919P202
3
360
SH
SOLE
N/A
360
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
102
2450
SH
SOLE
N/A
2450
0
0
PROCTER AND GAMBLE CO
COM
742718109
637
5328
SH
SOLE
N/A
5328
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
75
600
SH
SOLE
N/A
600
0
0
PRUDENTIAL FINL INC
COM
744320102
144
2358
SH
SOLE
N/A
2358
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
138
2816
SH
SOLE
N/A
2816
0
0
QUALCOMM INC
COM
747525103
57
630
SH
SOLE
N/A
630
0
0
RPM INTL INC
COM
749685103
21
279
SH
SOLE
N/A
279
0
0
REALTY INCOME CORP
COM
756109104
436
7334
SH
SOLE
N/A
7334
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
2024
67053
SH
SOLE
N/A
67053
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
1
24
SH
SOLE
N/A
24
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
18
602
SH
SOLE
N/A
602
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
6
175
SH
SOLE
N/A
175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
29
94
SH
SOLE
N/A
94
0
0
SPDR GOLD TR
GOLD SHS
78463V107
56
337
SH
SOLE
N/A
337
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
13
518
SH
SOLE
N/A
518
0
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
415
6852
SH
SOLE
N/A
6852
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
282
1094
SH
SOLE
N/A
1094
0
0
SALISBURY BANCORP INC
COM
795226109
121
2942
SH
SOLE
N/A
2942
0
0
SANOFI
SPONSORED ADR
80105N105
32
622
SH
SOLE
N/A
622
0
0
SCHLUMBERGER LTD
COM
806857108
70
3810
SH
SOLE
N/A
3810
0
0
SCHNITZER STL INDS
CL A
806882106
1
63
SH
SOLE
N/A
63
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
3398
89783
SH
SOLE
N/A
89783
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7498
324019
SH
SOLE
N/A
324019
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
36
634
SH
SOLE
N/A
634
0
0
SIERRA WIRELESS INC
COM
826516106
1
100
SH
SOLE
N/A
100
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
26
4477
SH
SOLE
N/A
4477
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
43
333
SH
SOLE
N/A
333
0
0
SMUCKER J M CO
COM NEW
832696405
90
852
SH
SOLE
N/A
852
0
0
SONOCO PRODS CO
COM
835495102
48
924
SH
SOLE
N/A
924
0
0
SOUTHERN CO
COM
842587107
42
817
SH
SOLE
N/A
817
0
0
STERLING BANCORP DEL
COM
85917A100
8
721
SH
SOLE
N/A
721
0
0
STRYKER CORPORATION
COM
863667101
165
918
SH
SOLE
N/A
918
0
0
SUNCOR ENERGY INC NEW
COM
867224107
4
253
SH
SOLE
N/A
253
0
0
SUNPOWER CORP
COM
867652406
2
305
SH
SOLE
N/A
305
0
0
SYNAPTICS INC
COM
87157D109
12
200
SH
SOLE
N/A
200
0
0
SYSCO CORP
COM
871829107
26
468
SH
SOLE
N/A
468
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
8
262
SH
SOLE
N/A
262
0
0
TCW STRATEGIC INCOME FD INC
COM
872340104
55
10120
SH
SOLE
N/A
10120
0
0
TESLA INC
COM
88160R101
1790
1658
SH
SOLE
N/A
1658
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
378
30630
SH
SOLE
N/A
30630
0
0
3M CO
COM
88579Y101
1278
8192
SH
SOLE
N/A
8192
0
0
TRAVELERS COMPANIES INC
COM
89417E109
58
505
SH
SOLE
N/A
505
0
0
TWITTER INC
COM
90184L102
30
996
SH
SOLE
N/A
996
0
0
US BANCORP DEL
COM NEW
902973304
296
8034
SH
SOLE
N/A
8034
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
8
112
SH
SOLE
N/A
112
0
0
U S SILICA HLDGS INC
COM
90346E103
0
132
SH
SOLE
N/A
132
0
0
UNDER ARMOUR INC
CL A
904311107
19
1923
SH
SOLE
N/A
1923
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
79
267
SH
SOLE
N/A
267
0
0
VALERO ENERGY CORP
COM
91913Y100
17
292
SH
SOLE
N/A
292
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
326
2778
SH
SOLE
N/A
2778
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
8208
50198
SH
SOLE
N/A
50198
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
44
529
SH
SOLE
N/A
529
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1449
16403
SH
SOLE
N/A
16403
0
0
VANGUARD TAX-MANAGED FDS
FTSE DEV MKT ETF
921943858
6
150
SH
SOLE
N/A
150
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
16410
208301
SH
SOLE
N/A
208301
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
44
932
SH
SOLE
N/A
932
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
10543
266178
SH
SOLE
N/A
266178
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
253
5020
SH
SOLE
N/A
5020
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
89
1774
SH
SOLE
N/A
1774
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
838
14658
SH
SOLE
N/A
14658
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1406
7299
SH
SOLE
N/A
7299
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
20
154
SH
SOLE
N/A
154
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5751
20634
SH
SOLE
N/A
20634
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
251
3042
SH
SOLE
N/A
3042
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1037
10895
SH
SOLE
N/A
10895
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
96
337
SH
SOLE
N/A
337
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
56
711
SH
SOLE
N/A
711
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4
35
SH
SOLE
N/A
35
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
8
49
SH
SOLE
N/A
49
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
40
338
SH
SOLE
N/A
338
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
35920
360676
SH
SOLE
N/A
360676
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
31
213
SH
SOLE
N/A
213
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1559
9962
SH
SOLE
N/A
9962
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
726
13163
SH
SOLE
N/A
13163
0
0
VERITIV CORP
COM
923454102
0
1
SH
SOLE
N/A
1
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
2
126
SH
SOLE
N/A
126
0
0
WALMART INC
COM
931142103
1052
8787
SH
SOLE
N/A
8787
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
106
2500
SH
SOLE
N/A
2500
0
0
WASTE MGMT INC DEL
COM
94106L109
181
1712
SH
SOLE
N/A
1712
0
0
WELLS FARGO CO NEW
COM
949746101
95
3725
SH
SOLE
N/A
3725
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
17
1570
SH
SOLE
N/A
1570
0
0
WENDYS CO
COM
95058W100
36
1650
SH
SOLE
N/A
1650
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
5
259
SH
SOLE
N/A
259
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
2
30
SH
SOLE
N/A
30
0
0
XCEL ENERGY INC
COM
98389B100
3
50
SH
SOLE
N/A
50
0
0
YAMANA GOLD INC
COM
98462Y100
2
428
SH
SOLE
N/A
428
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
20
165
SH
SOLE
N/A
165
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
21
100
SH
SOLE
N/A
100
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
29
600
SH
SOLE
N/A
600
0
0
EATON CORP PLC
SHS
G29183103
105
1200
SH
SOLE
N/A
1200
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
2
105
SH
SOLE
N/A
105
0
0
PROTHENA CORP PLC
SHS
G72800108
189
18067
SH
SOLE
N/A
18067
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
9
5162
SH
SOLE
N/A
5162
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
2
33
SH
SOLE
N/A
33
0
0
FLEX LTD
ORD
Y2573F102
3
306
SH
SOLE
N/A
306
0
0
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
6
673
SH
SOLE
N/A
673
0
0
KEYCORP
COM
493267108
137
11272
SH
SOLE
N/A
11272
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
33
3246
SH
SOLE
N/A
3246
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
10
75
SH
SOLE
N/A
75
0
0
STARBUCKS CORP
COM
855244109
4
56
SH
SOLE
N/A
56
0
0
SOUTHWEST AIRLS CO
COM
844741108
3
81
SH
SOLE
N/A
81
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
2
100
SH
SOLE
N/A
100
0
0
CHEMOURS CO
COM
163851108
2
136
SH
SOLE
N/A
136
0
0
KRAFT HEINZ CO
COM
500754106
183
5736
SH
SOLE
N/A
5736
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
25
140
SH
SOLE
N/A
140
0
0
3-D SYS CORP DEL
COM NEW
88554D205
0
30
SH
SOLE
N/A
30
0
0
PAYPAL HLDGS INC
COM
70450Y103
117
669
SH
SOLE
N/A
669
0
0
LUMENTUM HLDGS INC
COM
55024U109
5
62
SH
SOLE
N/A
62
0
0
VIAVI SOLUTIONS INC
COM
925550105
4
337
SH
SOLE
N/A
337
0
0
TEXTRON INC
COM
883203101
43
1302
SH
SOLE
N/A
1302
0
0
DEUTSCHE BANK A G
NAMEN AKT
D18190898
315
33090
SH
SOLE
N/A
33090
0
0
HESS CORP
COM
42809H107
26
494
SH
SOLE
N/A
494
0
0
GLOBAL X FDS
GLB X SUPERDIV
37950E549
3
250
SH
SOLE
N/A
250
0
0
STAG INDL INC
COM
85254J102
24
818
SH
SOLE
N/A
818
0
0
TEXTAINER GROUP HOLDINGS LTD
SHS
G8766E109
2
211
SH
SOLE
N/A
211
0
0
VEREIT INC
COM
92339V100
14
2216
SH
SOLE
N/A
2216
0
0
PJT PARTNERS INC
COM CL A
69343T107
1
12
SH
SOLE
N/A
12
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
20
1507
SH
SOLE
N/A
1507
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
44
3110
SH
SOLE
N/A
3110
0
0
VISA INC
COM CL A
92826C839
157
815
SH
SOLE
N/A
815
0
0
RYDER SYS INC
COM
783549108
4
100
SH
SOLE
N/A
100
0
0
DENTSPLY SIRONA INC
COM
24906P109
4
100
SH
SOLE
N/A
100
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
5
437
SH
SOLE
N/A
437
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
279
4603
SH
SOLE
N/A
4603
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
9
9
SH
SOLE
N/A
9
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
5
100
SH
SOLE
N/A
100
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
5
242
SH
SOLE
N/A
242
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
20
1500
SH
SOLE
N/A
1500
0
0
BARCLAYS PLC
ADR
06738E204
5
833
SH
SOLE
N/A
833
0
0
CAPITAL ONE FINL CORP
COM
14040H105
104
1659
SH
SOLE
N/A
1659
0
0
HCA HEALTHCARE INC
COM
40412C101
110
1130
SH
SOLE
N/A
1130
0
0
LEAR CORP
COM NEW
521865204
120
1105
SH
SOLE
N/A
1105
0
0
REPUBLIC SVCS INC
COM
760759100
160
1950
SH
SOLE
N/A
1950
0
0
VOYA FINANCIAL INC
COM
929089100
117
2500
SH
SOLE
N/A
2500
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
155
303
SH
SOLE
N/A
303
0
0
ROYAL BK CDA
COM
780087102
11
165
SH
SOLE
N/A
165
0
0
ISHARES TR
MSCI LW CRB TG
46434V464
6
50
SH
SOLE
N/A
50
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
36136
729279
SH
SOLE
N/A
729279
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
0
4
SH
SOLE
N/A
4
0
0
CME GROUP INC
COM
12572Q105
6
35
SH
SOLE
N/A
35
0
0
UNITED AIRLS HLDGS INC
COM
910047109
73
2100
SH
SOLE
N/A
2100
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
10
773
SH
SOLE
N/A
773
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
4
34
SH
SOLE
N/A
34
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3
26
SH
SOLE
N/A
26
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
3
317
SH
SOLE
N/A
317
0
0
MANULIFE FINL CORP
COM
56501R106
5
391
SH
SOLE
N/A
391
0
0
SANDERSON FARMS INC
COM
800013104
30
257
SH
SOLE
N/A
257
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
240
6762
SH
SOLE
N/A
6762
0
0
DISCOVER FINL SVCS
COM
254709108
80
1595
SH
SOLE
N/A
1595
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
78
1000
SH
SOLE
N/A
1000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
128
1950
SH
SOLE
N/A
1950
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
12
413
SH
SOLE
N/A
413
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
26
248
SH
SOLE
N/A
248
0
0
STEEL DYNAMICS INC
COM
858119100
0
11
SH
SOLE
N/A
11
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
0
12
SH
SOLE
N/A
12
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
1
24
SH
SOLE
N/A
24
0
0
LIBERTY MEDIA CORP DEL
COM A BRAVES GRP
531229706
0
1
SH
SOLE
N/A
1
0
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
0
2
SH
SOLE
N/A
2
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
65
365
SH
SOLE
N/A
365
0
0
AMERIPRISE FINL INC
COM
03076C106
158
1050
SH
SOLE
N/A
1050
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
5
168
SH
SOLE
N/A
168
0
0
SNAP INC
CL A
83304A106
10
443
SH
SOLE
N/A
443
0
0
BURLINGTON STORES INC
COM
122017106
5
25
SH
SOLE
N/A
25
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
97
8700
SH
SOLE
N/A
8700
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
4
150
SH
SOLE
N/A
150
0
0
VECTOR GROUP LTD
COM
92240M108
2
240
SH
SOLE
N/A
240
0
0
CONDUENT INC
COM
206787103
0
2
SH
SOLE
N/A
2
0
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
0
6
SH
SOLE
N/A
6
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
0
3
SH
SOLE
N/A
3
0
0
MARATHON PETE CORP
COM
56585A102
163
4350
SH
SOLE
N/A
4350
0
0
SYNCHRONY FINANCIAL
COM
87165B103
135
6100
SH
SOLE
N/A
6100
0
0
CANADIAN NATL RY CO
COM
136375102
3
35
SH
SOLE
N/A
35
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
12
69
SH
SOLE
N/A
69
0
0
ISHARES TR
INTL PFD STK ETF
46429B135
30
2376
SH
SOLE
N/A
2376
0
0
FIDELITY COVINGTON TR
MSCI ENERGY IDX
316092402
23
2360
SH
SOLE
N/A
2360
0
0
NUTANIX INC
CL A
67059N108
19
788
SH
SOLE
N/A
788
0
0
CHATHAM LODGING TR
COM
16208T102
2
400
SH
SOLE
N/A
400
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
6
500
SH
SOLE
N/A
500
0
0
CENTENE CORP DEL
COM
15135B101
19
294
SH
SOLE
N/A
294
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
11
100
SH
SOLE
N/A
100
0
0
GENERAL DYNAMICS CORP
COM
369550108
11
74
SH
SOLE
N/A
74
0
0
HASBRO INC
COM
418056107
1
11
SH
SOLE
N/A
11
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
6
56
SH
SOLE
N/A
56
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
1
1000
SH
SOLE
N/A
1000
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
417
12475
SH
SOLE
N/A
12475
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
15889
514874
SH
SOLE
N/A
514874
0
0
SPDR SER TR
PORTFLI TIPS ETF
78464A656
0
8
SH
SOLE
N/A
8
0
0
JD.COM INC
SPON ADR CL A
47215P106
386
6420
SH
SOLE
N/A
6420
0
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
17
448
SH
SOLE
N/A
448
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
8
532
SH
SOLE
N/A
532
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
0
14
SH
SOLE
N/A
14
0
0
METHANEX CORP
COM
59151K108
0
10
SH
SOLE
N/A
10
0
0
PCSB FINL CORP
COM
69324R104
1
100
SH
SOLE
N/A
100
0
0
EDITAS MEDICINE INC
COM
28106W103
368
12444
SH
SOLE
N/A
12444
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
1
250
SH
SOLE
N/A
250
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
3
475
SH
SOLE
N/A
475
0
0
LADDER CAP CORP
CL A
505743104
2
202
SH
SOLE
N/A
202
0
0
NUCOR CORP
COM
670346105
549
13265
SH
SOLE
N/A
13265
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
31
229
SH
SOLE
N/A
229
0
0
PULTE GROUP INC
COM
745867101
123
3600
SH
SOLE
N/A
3600
0
0
WESTERN DIGITAL CORP.
COM
958102105
121
2750
SH
SOLE
N/A
2750
0
0
FIRST TRUST PORTFOLIOS LP
SHS
337345102
87
797
SH
SOLE
N/A
797
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
19613
149721
SH
SOLE
N/A
149721
0
0
ISHARES TR
CORE MSCI EURO
46434V738
11
265
SH
SOLE
N/A
265
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
56144
1249866
SH
SOLE
N/A
1249866
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
425
14657
SH
SOLE
N/A
14657
0
0
SPDR SER TR
HLTH CR EQUIP
78464A581
51
569
SH
SOLE
N/A
569
0
0
SPDR SER TR
S&P INS ETF
78464A789
2
72
SH
SOLE
N/A
72
0
0
SPDR SER TR
S&P BK ETF
78464A797
29
905
SH
SOLE
N/A
905
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
0
17
SH
SOLE
N/A
17
0
0
SPDR INDEX SHS FDS
PORTFLO EURP ETF
78463X103
0
5
SH
SOLE
N/A
5
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
828
11272
SH
SOLE
N/A
11272
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2506
24682
SH
SOLE
N/A
24682
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1768
35282
SH
SOLE
N/A
35282
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1243
51030
SH
SOLE
N/A
51030
0
0
SPDR SER TR
PRTFLO S&P500 HI
78468R788
1785
64087
SH
SOLE
N/A
64087
0
0
WELLTOWER INC
COM
95040Q104
36
691
SH
SOLE
N/A
691
0
0
OXFORD SQUARE CAP CORP
COM
69181V107
2
866
SH
SOLE
N/A
866
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
1
24
SH
SOLE
N/A
24
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
186
4929
SH
SOLE
N/A
4929
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
15
200
SH
SOLE
N/A
200
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
0
100
SH
SOLE
N/A
100
0
0
CRONOS GROUP INC
COM
22717L101
21
3432
SH
SOLE
N/A
3432
0
0
FNCB BANCORP INC
COM
302578109
1
200
SH
SOLE
N/A
200
0
0
ALLY FINL INC
COM
02005N100
91
4600
SH
SOLE
N/A
4600
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
99
159
SH
SOLE
N/A
159
0
0
MORGAN STANLEY
COM NEW
617446448
142
2939
SH
SOLE
N/A
2939
0
0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
9
1354
SH
SOLE
N/A
1354
0
0
FRANKLIN RESOURCES INC
COM
354613101
6
305
SH
SOLE
N/A
305
0
0
COLONY CAP INC NEW
CL A COM
19626G108
0
96
SH
SOLE
N/A
96
0
0
VERMILION ENERGY INC
COM
923725105
0
11
SH
SOLE
N/A
11
0
0
EVERGY INC
COM
30034W106
14
242
SH
SOLE
N/A
242
0
0
CANOPY GROWTH CORP
COM
138035100
18
1091
SH
SOLE
N/A
1091
0
0
ISHARES TR
INTRM TR CRP ETF
464288638
51
850
SH
SOLE
N/A
850
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
27
488
SH
SOLE
N/A
488
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
4
67
SH
SOLE
N/A
67
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
40
1567
SH
SOLE
N/A
1567
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
20
325
SH
SOLE
N/A
325
0
0
CLEVELAND CLIFFS INC
COM
185899101
203
36739
SH
SOLE
N/A
36739
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
617
2492
SH
SOLE
N/A
2492
0
0
CURIS INC
COM NEW
231269200
74
61397
SH
SOLE
N/A
61397
0
0
SQUARE INC
CL A
852234103
298
2842
SH
SOLE
N/A
2842
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
134
14401
SH
SOLE
N/A
14401
0
0
UNDER ARMOUR INC
CL C
904311206
7
744
SH
SOLE
N/A
744
0
0
FERRARI N V
COM
N3167Y103
9
55
SH
SOLE
N/A
55
0
0
INVESCO EXCHANGE-TRADED FD T
TAXABLE MUN BD
46138G805
439
13347
SH
SOLE
N/A
13347
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
415
2083
SH
SOLE
N/A
2083
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
94
425
SH
SOLE
N/A
425
0
0
WHITING PETE CORP NEW
COM NEW
966387409
0
6
SH
SOLE
N/A
6
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
0
205
SH
SOLE
N/A
205
0
0
INVESCO CURRENCYSHARES BRIT
BRIT POUN STRL
46138M109
5
38
SH
SOLE
N/A
38
0
0
ALPHABET INC
CAP STK CL A
02079K305
325
229
SH
SOLE
N/A
229
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
3
247
SH
SOLE
N/A
247
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
44
1201
SH
SOLE
N/A
1201
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
2
120
SH
SOLE
N/A
120
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
26
700
SH
SOLE
N/A
700
0
0
ALPHABET INC
CAP STK CL C
02079K107
348
246
SH
SOLE
N/A
246
0
0
NIKE INC
CL B
654106103
90
919
SH
SOLE
N/A
919
0
0
BOULDER GROWTH & INCOME FD I
COM
101507101
8
797
SH
SOLE
N/A
797
0
0
ENZO BIOCHEM INC
COM
294100102
0
110
SH
SOLE
N/A
110
0
0
CANADIAN NAT RES LTD
COM
136385101
3
200
SH
SOLE
N/A
200
0
0
LEXINGTON REALTY TRUST
COM
529043101
3
310
SH
SOLE
N/A
310
0
0
INVESCO EXCH TRADED FD TR II
FTSE RAFI EMNG
46138E727
2
91
SH
SOLE
N/A
91
0
0
HP INC
COM
40434L105
132
7600
SH
SOLE
N/A
7600
0
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
1
31
SH
SOLE
N/A
31
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
10
100
SH
SOLE
N/A
100
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
59
1744
SH
SOLE
N/A
1744
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
13
928
SH
SOLE
N/A
928
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
45
1204
SH
SOLE
N/A
1204
0
0
ELECTRONIC ARTS INC
COM
285512109
7
55
SH
SOLE
N/A
55
0
0
SPDR SER TR
PORTFLI HIGH YLD
78468R606
7
287
SH
SOLE
N/A
287
0
0
EDISON INTL
COM
281020107
155
2856
SH
SOLE
N/A
2856
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
1177
7343
SH
SOLE
N/A
7343
0
0
KKR & CO INC
COM
48251W104
88
2849
SH
SOLE
N/A
2849
0
0
T2 BIOSYSTEMS INC
COM
89853L104
46
36572
SH
SOLE
N/A
36572
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
26843
734818
SH
SOLE
N/A
734818
0
0
AMERICAN FIN TR INC
COM CLASS A
02607T109
25
3140
SH
SOLE
N/A
3140
0
0
ISHARES TR
BROAD USD HIGH
46435U853
9
243
SH
SOLE
N/A
243
0
0
SPDR SER TR
COMP SOFTWARE
78464A599
69
618
SH
SOLE
N/A
618
0
0
M & T BK CORP
COM
55261F104
64
618
SH
SOLE
N/A
618
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
14
575
SH
SOLE
N/A
575
0
0
DOVER CORP
COM
260003108
16
168
SH
SOLE
N/A
168
0
0
BARINGS BDC INC
COM
06759L103
0
7
SH
SOLE
N/A
7
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
6
169
SH
SOLE
N/A
169
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
7
507
SH
SOLE
N/A
507
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
51
800
SH
SOLE
N/A
800
0
0
PERRIGO CO PLC
SHS
G97822103
5
91
SH
SOLE
N/A
91
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
5
620
SH
SOLE
N/A
620
0
0
FIRST TR NASDAQ-100 TECH IND
DJ INTERNT IDX
33733E302
253
1486
SH
SOLE
N/A
1486
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
9
315
SH
SOLE
N/A
315
0
0
GOLUB CAP BDC INC
COM
38173M102
102
8795
SH
SOLE
N/A
8795
0
0
COHEN & STEERS SELECT PFD &
COM
19248Y107
6
250
SH
SOLE
N/A
250
0
0
FIRST TR EXCHANGE-TRADED FD
NASDQ OIL GAS
33738R845
11
1053
SH
SOLE
N/A
1053
0
0
SPDR SER TR
AEROSPACE DEF
78464A631
0
1
SH
SOLE
N/A
1
0
0
WORLD GOLD TR
SPDR GLD MINIS
98149E204
0
5
SH
SOLE
N/A
5
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
47
1000
SH
SOLE
N/A
1000
0
0
TOTAL S.A.
SPONSORED ADS
89151E109
38
1000
SH
SOLE
N/A
1000
0
0
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
4
126
SH
SOLE
N/A
126
0
0
SPDR SER TR
PORTFOLIO SH TSR
78468R101
775
25232
SH
SOLE
N/A
25232
0
0
IRON MTN INC NEW
COM
46284V101
8
290
SH
SOLE
N/A
290
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
4
205
SH
SOLE
N/A
205
0
0
BLACKROCK RES & COMMODITIES
SHS
09257A108
12
2000
SH
SOLE
N/A
2000
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
12
1736
SH
SOLE
N/A
1736
0
0
BROADCOM INC
COM
11135F101
12
37
SH
SOLE
N/A
37
0
0
NETAPP INC
COM
64110D104
9
200
SH
SOLE
N/A
200
0
0
CLOUDERA INC
COM
18914U100
979
76987
SH
SOLE
N/A
76987
0
0
CIGNA CORP NEW
COM
125523100
155
825
SH
SOLE
N/A
825
0
0
DISH NETWORK CORPORATION
CL A
25470M109
150
4350
SH
SOLE
N/A
4350
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
69
7100
SH
SOLE
N/A
7100
0
0
UNION PAC CORP
COM
907818108
357
2110
SH
SOLE
N/A
2110
0
0
WP CAREY INC
COM
92936U109
119
1756
SH
SOLE
N/A
1756
0
0
PPG INDS INC
COM
693506107
22
203
SH
SOLE
N/A
203
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
497
2457
SH
SOLE
N/A
2457
0
0
GARRETT MOTION INC
COM
366505105
0
3
SH
SOLE
N/A
3
0
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
0
5
SH
SOLE
N/A
5
0
0
APOLLO INVT CORP
COM NEW
03761U502
2
181
SH
SOLE
N/A
181
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
29
330
SH
SOLE
N/A
330
0
0
TILRAY INC
COM CL 2
88688T100
1
198
SH
SOLE
N/A
198
0
0
APHRIA INC
COM
03765K104
0
100
SH
SOLE
N/A
100
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
6
106
SH
SOLE
N/A
106
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
1
200
SH
SOLE
N/A
200
0
0
PEMBINA PIPELINE CORP
COM
706327103
3
100
SH
SOLE
N/A
100
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
9
214
SH
SOLE
N/A
214
0
0
POWELL INDS INC
COM
739128106
8
300
SH
SOLE
N/A
300
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
17
308
SH
SOLE
N/A
308
0
0
SPDR INDEX SHS FDS
MSCI EMRG MKTS
78463X426
366
6958
SH
SOLE
N/A
6958
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
61
455
SH
SOLE
N/A
455
0
0
ILLINOIS TOOL WKS INC
COM
452308109
116
662
SH
SOLE
N/A
662
0
0
TWILIO INC
CL A
90138F102
200
913
SH
SOLE
N/A
913
0
0
WEC ENERGY GROUP INC
COM
92939U106
160
1824
SH
SOLE
N/A
1824
0
0
II-VI INC
COM
902104108
19
400
SH
SOLE
N/A
400
0
0
STARWOOD PPTY TR INC
COM
85571B105
23
1510
SH
SOLE
N/A
1510
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
17
800
SH
SOLE
N/A
800
0
0
FORTIVE CORP
COM
34959J108
139
2050
SH
SOLE
N/A
2050
0
0
SALESFORCE COM INC
COM
79466L302
131
700
SH
SOLE
N/A
700
0
0
INVITAE CORP
COM
46185L103
896
29583
SH
SOLE
N/A
29583
0
0
WABTEC
COM
929740108
32
561
SH
SOLE
N/A
561
0
0
CAPITAL PRODUCT PARTNERS L P
PARTNERSHP UNITS
Y11082206
1
94
SH
SOLE
N/A
94
0
0
DIAMOND S SHIPPING INC
COM
Y20676105
1
64
SH
SOLE
N/A
64
0
0
PIMCO ENRGY TACTICAL CR OPP
COM SHS BEN INT
69346N107
2
350
SH
SOLE
N/A
350
0
0
IDEXX LABS INC
COM
45168D104
2
5
SH
SOLE
N/A
5
0
0
DXC TECHNOLOGY CO
COM
23355L106
29
1758
SH
SOLE
N/A
1758
0
0
HERSHEY CO
COM
427866108
123
950
SH
SOLE
N/A
950
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
110
1200
SH
SOLE
N/A
1200
0
0
CONNECTONE BANCORP INC NEW
COM
20786W107
4
245
SH
SOLE
N/A
245
0
0
GERON CORP
COM
374163103
1
288
SH
SOLE
N/A
288
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
0
23
SH
SOLE
N/A
23
0
0
LIVENT CORP
COM
53814L108
0
74
SH
SOLE
N/A
74
0
0
EXACT SCIENCES CORP
COM
30063P105
68
786
SH
SOLE
N/A
786
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
1
47
SH
SOLE
N/A
47
0
0
NIO INC
SPON ADS
62914V106
39
5011
SH
SOLE
N/A
5011
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
66
1600
SH
SOLE
N/A
1600
0
0
ISHARES TR
CRE U S REIT ETF
464288521
39
899
SH
SOLE
N/A
899
0
0
BK OF AMERICA CORP
COM
060505104
3576
150573
SH
SOLE
N/A
150573
0
0
APPLE INC
COM
037833100
9195
25206
SH
SOLE
N/A
25206
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1900
10645
SH
SOLE
N/A
10645
0
0
ALLIANZGI CONV INCOME FD II
COM
018825109
4
897
SH
SOLE
N/A
897
0
0
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
2
459
SH
SOLE
N/A
459
0
0
BANK MONTREAL QUE
COM
063671101
8
150
SH
SOLE
N/A
150
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
63
1192
SH
SOLE
N/A
1192
0
0
AMAZON COM INC
COM
023135106
2621
950
SH
SOLE
N/A
950
0
0
ABBOTT LABS
COM
002824100
87
947
SH
SOLE
N/A
947
0
0
ALCON AG
ORD SHS
H01301128
5
79
SH
SOLE
N/A
79
0
0
AFLAC INC
COM
001055102
86
2400
SH
SOLE
N/A
2400
0
0
AIR PRODS & CHEMS INC
COM
009158106
37
153
SH
SOLE
N/A
153
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
122
750
SH
SOLE
N/A
750
0
0
ALLSTATE CORP
COM
020002101
112
1150
SH
SOLE
N/A
1150
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
27
342
SH
SOLE
N/A
342
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
89
1400
SH
SOLE
N/A
1400
0
0
AMGEN INC
COM
031162100
318
1350
SH
SOLE
N/A
1350
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
147
1100
SH
SOLE
N/A
1100
0
0
HOLLYFRONTIER CORP
COM
436106108
99
3400
SH
SOLE
N/A
3400
0
0
SUN CMNTYS INC
COM
866674104
136
1000
SH
SOLE
N/A
1000
0
0
YUM BRANDS INC
COM
988498101
104
1200
SH
SOLE
N/A
1200
0
0
BANK NEW YORK MELLON CORP
COM
064058100
210
5428
SH
SOLE
N/A
5428
0
0
CORTEVA INC
COM
22052L104
12
461
SH
SOLE
N/A
461
0
0
DOW INC
COM
260557103
19
467
SH
SOLE
N/A
467
0
0
DUPONT DE NEMOURS INC
COM
26614N102
19
356
SH
SOLE
N/A
356
0
0
APPLIED MATLS INC
COM
038222105
515
8511
SH
SOLE
N/A
8511
0
0
BEYOND MEAT INC
COM
08862E109
47
348
SH
SOLE
N/A
348
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
7
229
SH
SOLE
N/A
229
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
26
498
SH
SOLE
N/A
498
0
0
ROKU INC
COM CL A
77543R102
612
5248
SH
SOLE
N/A
5248
0
0
ALLIANT ENERGY CORP
COM
018802108
18
382
SH
SOLE
N/A
382
0
0
BOEING CO
COM
097023105
412
2249
SH
SOLE
N/A
2249
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
7
175
SH
SOLE
N/A
175
0
0
ECOLAB INC
COM
278865100
30
150
SH
SOLE
N/A
150
0
0
EQUINIX INC
COM
29444U700
55
79
SH
SOLE
N/A
79
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
69
191
SH
SOLE
N/A
191
0
0
XPO LOGISTICS INC
COM
983793100
23
300
SH
SOLE
N/A
300
0
0
BP PLC
SPONSORED ADR
055622104
33
1433
SH
SOLE
N/A
1433
0
0
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
1
8
SH
SOLE
N/A
8
0
0
MEIRAGTX HLDGS PLC
COM
G59665102
2
150
SH
SOLE
N/A
150
0
0
BAXTER INTL INC
COM
071813109
11
133
SH
SOLE
N/A
133
0
0
ATMOS ENERGY CORP
COM
049560105
67
676
SH
SOLE
N/A
676
0
0
FUELCELL ENERGY INC
COM
35952H601
0
6
SH
SOLE
N/A
6
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
42
31
SH
SOLE
N/A
31
0
0
BIOLASE INC
COM NEW
090911207
0
175
SH
SOLE
N/A
175
0
0
AUTODESK INC
COM
052769106
24
100
SH
SOLE
N/A
100
0
0
ALCOA CORP
COM
013872106
0
29
SH
SOLE
N/A
29
0
0
BECTON DICKINSON & CO
COM
075887109
24
100
SH
SOLE
N/A
100
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
2
54
SH
SOLE
N/A
54
0
0
OKTA INC
CL A
679295105
48
241
SH
SOLE
N/A
241
0
0
YEXT INC
COM
98585N106
19
1144
SH
SOLE
N/A
1144
0
0
STONECO LTD
COM CL A
G85158106
31
800
SH
SOLE
N/A
800
0
0
JUMIA TECHNOLOGIES AG
SPONSORED ADS
48138M105
1
200
SH
SOLE
N/A
200
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
354
2753
SH
SOLE
N/A
2753
0
0
NEXTERA ENERGY INC
CALL
65339F901
6
1000
SH
Call
SOLE
N/A
1000
0
0
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
2367
47330
SH
SOLE
N/A
47330
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
4546
80241
SH
SOLE
N/A
80241
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
2
110
SH
SOLE
N/A
110
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
56
1482
SH
SOLE
N/A
1482
0
0
AMETEK INC
COM
031100100
147
1650
SH
SOLE
N/A
1650
0
0
CF INDS HLDGS INC
COM
125269100
31
1100
SH
SOLE
N/A
1100
0
0
DISCOVERY INC
COM SER A
25470F104
99
4700
SH
SOLE
N/A
4700
0
0
HORMEL FOODS CORP
COM
440452100
127
2625
SH
SOLE
N/A
2625
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
90
8300
SH
SOLE
N/A
8300
0
0
IHS MARKIT LTD
SHS
G47567105
162
2150
SH
SOLE
N/A
2150
0
0
MYLAN NV
SHS EURO
N59465109
129
8000
SH
SOLE
N/A
8000
0
0
FASTLY INC
CL A
31188V100
1336
15688
SH
SOLE
N/A
15688
0
0
REDFIN CORP
COM
75737F108
397
9475
SH
SOLE
N/A
9475
0
0
VMWARE INC
CL A COM
928563402
4
25
SH
SOLE
N/A
25
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
0
8
SH
SOLE
N/A
8
0
0
PINTEREST INC
CL A
72352L106
223
10075
SH
SOLE
N/A
10075
0
0
THE TRADE DESK INC
COM CL A
88339J105
516
1270
SH
SOLE
N/A
1270
0
0
UGI CORP NEW
COM
902681105
2
56
SH
SOLE
N/A
56
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
0
2
SH
SOLE
N/A
2
0
0
TG THERAPEUTICS INC
COM
88322Q108
1
47
SH
SOLE
N/A
47
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
17
2000
SH
SOLE
N/A
2000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
7
62
SH
SOLE
N/A
62
0
0
ALTERYX INC
COM CL A
02156B103
226
1377
SH
SOLE
N/A
1377
0
0
FIVE9 INC
COM
338307101
133
1200
SH
SOLE
N/A
1200
0
0
PINTEREST INC
PUT
72352L956
6
8000
SH
Put
SOLE
N/A
8000
0
0
REDFIN CORP
CALL
75737F908
17
2000
SH
Call
SOLE
N/A
2000
0
0
HEXO CORP
COM
428304109
2
2400
SH
SOLE
N/A
2400
0
0
CITIGROUP INC
CALL
172967904
29
16000
SH
Call
SOLE
N/A
16000
0
0
CORECIVIC INC
COM
21871N101
9
1000
SH
SOLE
N/A
1000
0
0
ANTHEM INC
COM
036752103
121
461
SH
SOLE
N/A
461
0
0
BROWN FORMAN CORP
CL B
115637209
137
2150
SH
SOLE
N/A
2150
0
0
FASTENAL CO
COM
311900104
163
3800
SH
SOLE
N/A
3800
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
104
11500
SH
SOLE
N/A
11500
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
114
3350
SH
SOLE
N/A
3350
0
0
MEDTRONIC PLC
SHS
G5960L103
150
1638
SH
SOLE
N/A
1638
0
0
GOGO INC
COM
38046C109
75
23650
SH
SOLE
N/A
23650
0
0
CREDIT SUISSE NASSAU BRANCH
ETN LKD 32
22539T183
5
510
SH
SOLE
N/A
510
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
0
9
SH
SOLE
N/A
9
0
0
CAMBRIA ETF TR
CANNABIS ETF
132061821
2
155
SH
SOLE
N/A
155
0
0
SPINNAKER ETF SERIES
CANNABIS ETF
84858T400
3
265
SH
SOLE
N/A
265
0
0
ALIMERA SCIENCES INC
COM NEW
016259202
0
66
SH
SOLE
N/A
66
0
0
PGIM ETF TR
ULTRA SHORT
69344A107
497
9988
SH
SOLE
N/A
9988
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
512
9910
SH
SOLE
N/A
9910
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92835W107
4
513
SH
SOLE
N/A
513
0
0
SPDR SER TR
S&P BIOTECH
78464A870
3981
35561
SH
SOLE
N/A
35561
0
0
UBER TECHNOLOGIES INC
COM
90353T100
4
120
SH
SOLE
N/A
120
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
75
12000
SH
SOLE
N/A
12000
0
0
SAGE THERAPEUTICS INC
COM
78667J108
4
100
SH
SOLE
N/A
100
0
0
VIACOMCBS INC
CL B
92556H206
3
109
SH
SOLE
N/A
109
0
0
ENBRIDGE INC
COM
29250N105
15
499
SH
SOLE
N/A
499
0
0
FLUOR CORP NEW
COM
343412102
2
166
SH
SOLE
N/A
166
0
0
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
10
SH
SOLE
N/A
10
0
0
PERSPECTA INC
COM
715347100
0
4
SH
SOLE
N/A
4
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
71
3693
SH
SOLE
N/A
3693
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
13
1580
SH
SOLE
N/A
1580
0
0
MARATHON OIL CORP
CALL
565849906
1
10000
SH
Call
SOLE
N/A
10000
0
0
OKTA INC
PUT
679295955
12
2000
SH
Put
SOLE
N/A
2000
0
0
TRANSENTERIX INC
COM
89366M300
0
77
SH
SOLE
N/A
77
0
0
ISHARES TR
EXPANDED TECH
464287515
3430
12066
SH
SOLE
N/A
12066
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
25027
416984
SH
SOLE
N/A
416984
0
0
CARLYLE GROUP INC
COM
14316J108
65
2333
SH
SOLE
N/A
2333
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
10
144
SH
SOLE
N/A
144
0
0
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
6
1000
SH
SOLE
N/A
1000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1
11
SH
SOLE
N/A
11
0
0
NATURA &CO HLDG S A
ADS
63884N108
0
30
SH
SOLE
N/A
30
0
0
GENERAL MLS INC
COM
370334104
142
2300
SH
SOLE
N/A
2300
0
0
SEMPRA ENERGY
COM
816851109
100
850
SH
SOLE
N/A
850
0
0
TARGET CORP
COM
87612E106
144
1200
SH
SOLE
N/A
1200
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
3
30
SH
SOLE
N/A
30
0
0
QUIDEL CORP
COM
74838J101
11
50
SH
SOLE
N/A
50
0
0
PENN NATL GAMING INC
COM
707569109
5
166
SH
SOLE
N/A
166
0
0
PROSHARES TR
SHT 7-10 YR TR
74348A608
2
100
SH
SOLE
N/A
100
0
0
OPKO HEALTH INC
COM
68375N103
1
300
SH
SOLE
N/A
300
0
0
VAXART INC
COM NEW
92243A200
3
300
SH
SOLE
N/A
300
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
8
75
SH
SOLE
N/A
75
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
64
2250
SH
SOLE
N/A
2250
0
0
AUTOZONE INC
COM
053332102
9
8
SH
SOLE
N/A
8
0
0
OPGEN INC
COM
68373L307
1
500
SH
SOLE
N/A
500
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
2
104
SH
SOLE
N/A
104
0
0
EQUINOR ASA
SPONSORED ADR
29446M102
29
2000
SH
SOLE
N/A
2000
0
0
OCCIDENTAL PETE CORP
COM
674599105
37
2000
SH
SOLE
N/A
2000
0
0
BAKER HUGHES COMPANY
CL A
05722G100
2
102
SH
SOLE
N/A
102
0
0
BARRICK GOLD CORPORATION
COM
067901108
3
100
SH
SOLE
N/A
100
0
0
CSX CORP
COM
126408103
11
151
SH
SOLE
N/A
151
0
0
DIANA SHIPPING INC
COM
Y2066G104
0
100
SH
SOLE
N/A
100
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
5
292
SH
SOLE
N/A
292
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
5
100
SH
SOLE
N/A
100
0
0
LIVONGO HEALTH INC
COM
539183103
185
2465
SH
SOLE
N/A
2465
0
0
RH
COM
74967X103
149
600
SH
SOLE
N/A
600
0
0
ALTERYX INC
PUT
02156B953
5
600
SH
Put
SOLE
N/A
600
0
0
BOEING CO
PUT
097023955
7
1000
SH
Put
SOLE
N/A
1000
0
0
FIVE9 INC
CALL
338307901
25
1200
SH
Call
SOLE
N/A
1200
0
0
FASTLY INC
PUT
31188V950
6
1000
SH
Put
SOLE
N/A
1000
0
0
GOGO INC
CALL
38046C909
11
10000
SH
Call
SOLE
N/A
10000
0
0
ROKU INC
CALL
77543R902
5
2000
SH
Call
SOLE
N/A
2000
0
0
STARBUCKS CORP
CALL
855244909
2
4000
SH
Call
SOLE
N/A
4000
0
0
STARBUCKS CORP
PUT
855244959
8
4000
SH
Put
SOLE
N/A
4000
0
0
SAREPTA THERAPEUTICS INC
CALL
803607900
2
400
SH
Call
SOLE
N/A
400
0
0
THE TRADE DESK INC
PUT
88339J955
3
200
SH
Put
SOLE
N/A
200
0
0
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
39
1550
SH
SOLE
N/A
1550
0
0
TELADOC HEALTH INC
COM
87918A105
15
80
SH
SOLE
N/A
80
0
0
BED BATH & BEYOND INC
COM
075896100
2
207
SH
SOLE
N/A
207
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
4746
47430
SH
SOLE
N/A
47430
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
4
60
SH
SOLE
N/A
60
0
0
AURORA CANNABIS INC
COM
05156X884
1
112
SH
SOLE
N/A
112
0
0
SHAKE SHACK INC
CL A
819047101
3
58
SH
SOLE
N/A
58
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
121
1600
SH
SOLE
N/A
1600
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
62
2300
SH
SOLE
N/A
2300
0
0
DAVITA INC
COM
23918K108
119
1500
SH
SOLE
N/A
1500
0
0
HUMANA INC
COM
444859102
97
250
SH
SOLE
N/A
250
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
66
400
SH
SOLE
N/A
400
0
0
MCKESSON CORP
COM
58155Q103
111
725
SH
SOLE
N/A
725
0
0
NRG ENERGY INC
COM NEW
629377508
111
3400
SH
SOLE
N/A
3400
0
0
NEWMONT CORP
COM
651639106
117
1900
SH
SOLE
N/A
1900
0
0
VISTRA ENERGY CORP
COM
92840M102
121
6500
SH
SOLE
N/A
6500
0
0
WATSCO INC
COM
942622200
107
600
SH
SOLE
N/A
600
0
0
1LIFE HEALTHCARE INC
COM
68269G107
328
9025
SH
SOLE
N/A
9025
0
0
ALBEMARLE CORP
COM
012653101
16
211
SH
SOLE
N/A
211
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
12
115
SH
SOLE
N/A
115
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
4
182
SH
SOLE
N/A
182
0
0
DOLLAR GEN CORP NEW
COM
256677105
16
86
SH
SOLE
N/A
86
0
0
IQVIA HLDGS INC
COM
46266C105
17
121
SH
SOLE
N/A
121
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
7
24
SH
SOLE
N/A
24
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7
24
SH
SOLE
N/A
24
0
0
OTIS WORLDWIDE CORP
COM
68902V107
5
91
SH
SOLE
N/A
91
0
0
PROGRESSIVE CORP OHIO
COM
743315103
19
236
SH
SOLE
N/A
236
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
40
653
SH
SOLE
N/A
653
0
0
UNILEVER PLC
SPON ADR NEW
904767704
19
339
SH
SOLE
N/A
339
0
0
V F CORP
COM
918204108
8
124
SH
SOLE
N/A
124
0
0
WESTERN UN CO
COM
959802109
7
346
SH
SOLE
N/A
346
0
0
WORKHORSE GROUP INC
COM NEW
98138J206
7
400
SH
SOLE
N/A
400
0
0
DOCUSIGN INC
COM
256163106
17
100
SH
SOLE
N/A
100
0
0
WALKER & DUNLOP INC
COM
93148P102
10
200
SH
SOLE
N/A
200
0
0
ZYNGA INC
CL A
98986T108
2
200
SH
SOLE
N/A
200
0
0
SPIRIT AIRLS INC
COM
848577102
1
33
SH
SOLE
N/A
33
0
0
LAS VEGAS SANDS CORP
COM
517834107
2
50
SH
SOLE
N/A
50
0
0
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
7
3000
SH
SOLE
N/A
3000
0
0
PLURISTEM THERAPEUTICS INC
COM NEW
72940R300
53
6000
SH
SOLE
N/A
6000
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
4
300
SH
SOLE
N/A
300
0
0
FIRST INDL RLTY TR INC
COM
32054K103
3
67
SH
SOLE
N/A
67
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
2
100
SH
SOLE
N/A
100
0
0
NATIONAL RETAIL PROPERTIES I
COM
637417106
12
330
SH
SOLE
N/A
330
0
0
OUTFRONT MEDIA INC
COM
69007J106
5
325
SH
SOLE
N/A
325
0
0
PHYSICIANS RLTY TR
COM
71943U104
5
266
SH
SOLE
N/A
266
0
0
KLA CORP
COM NEW
482480100
4
22
SH
SOLE
N/A
22
0
0
MBIA INC
COM
55262C100
0
30
SH
SOLE
N/A
30
0
0
SOHU COM LTD
SPONSORED ADS
83410S108
0
40
SH
SOLE
N/A
40
0
0
UNISYS CORP
COM NEW
909214306
0
4
SH
SOLE
N/A
4
0
0
AYTU BIOSCIENCE INC
COM PAR
054754700
1
400
SH
SOLE
N/A
400
0
0
CBDMD INC
COM
12482W101
1
400
SH
SOLE
N/A
400
0
0
DYNATRONICS CORP
COM NEW
268157401
1
800
SH
SOLE
N/A
800
0
0
IBIO INC
COM NEW
451033203
0
200
SH
SOLE
N/A
200
0
0
KOPIN CORP
COM
500600101
1
500
SH
SOLE
N/A
500
0
0
SUNDIAL GROWERS INC
COM
86730L109
0
500
SH
SOLE
N/A
500
0
0
THERAPEUTICSMD INC
COM
88338N107
0
200
SH
SOLE
N/A
200
0
0
TOUGHBUILT INDS INC
COM NEW
89157G504
0
400
SH
SOLE
N/A
400
0
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
0
500
SH
SOLE
N/A
500
0
0
TRUECAR INC
COM
89785L107
1
300
SH
SOLE
N/A
300
0
0
SEANERGY MARITIME HLDGS CORP
SHS NEW
Y73760194
0
187
SH
SOLE
N/A
187
0
0
WINGSTOP INC
COM
974155103
7
50
SH
SOLE
N/A
50
0
0
PAGERDUTY INC
COM
69553P100
42
1475
SH
SOLE
N/A
1475
0
0
DEXCOM INC
COM
252131107
2
5
SH
SOLE
N/A
5
0
0
ENPHASE ENERGY INC
COM
29355A107
64
1350
SH
SOLE
N/A
1350
0
0
TJX COS INC NEW
COM
872540109
1
20
SH
SOLE
N/A
20
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
2
9
SH
SOLE
N/A
9
0
0
NIKOLA CORP
COM
654110105
7
100
SH
SOLE
N/A
100
0
0
ARCONIC CORPORATION
COM
03966V107
1
41
SH
SOLE
N/A
41
0
0
HOWMET AEROSPACE INC
COM
443201108
3
170
SH
SOLE
N/A
170
0
0
ISHARES TR
PUT
464287955
18
1800
SH
Put
SOLE
N/A
1800
0
0
ISHARES TR
MSCI ACWI ETF
464288257
0
1
SH
SOLE
N/A
1
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1
11
SH
SOLE
N/A
11
0
0
PALOMAR HLDGS INC
COM
69753M105
3
40
SH
SOLE
N/A
40
0
0
ACUSHNET HOLDINGS CORP
COM
005098108
167
4800
SH
SOLE
N/A
4800
0
0
ALASKA AIR GROUP INC
COM
011659109
36
1000
SH
SOLE
N/A
1000
0
0
CHEWY INC
CL A
16679L109
63
1400
SH
SOLE
N/A
1400
0
0
INVESCO CURRENCYSHARES JAPAN
JAPANESE YEN
46138W107
88
1000
SH
SOLE
N/A
1000
0
0
KRANESHARES TR
QUADRTC INT RT
500767736
119
4400
SH
SOLE
N/A
4400
0
0
QUANTERIX CORP
COM
74766Q101
33
1200
SH
SOLE
N/A
1200
0
0
VORNADO RLTY TR
SH BEN INT
929042109
61
1600
SH
SOLE
N/A
1600
0
0
ARCHER DANIELS MIDLAND CO
CALL
039483902
13
7000
SH
Call
SOLE
N/A
7000
0
0
APPLIED MATLS INC
CALL
038222905
8
6000
SH
Call
SOLE
N/A
6000
0
0
BAXTER INTL INC
CALL
071813909
12
7000
SH
Call
SOLE
N/A
7000
0
0
BIOTELEMETRY INC
CALL
090672906
5
4000
SH
Call
SOLE
N/A
4000
0
0
BIOTELEMETRY INC
PUT
090672956
6
4000
SH
Put
SOLE
N/A
4000
0
0
BOSTON PPTYS LTD PARTNERSHIP
PUT
101121951
14
4000
SH
Put
SOLE
N/A
4000
0
0
TEUCRIUM COMMODITY TR
CALL
88166A902
15
20000
SH
Call
SOLE
N/A
20000
0
0
COSTCO WHSL CORP NEW
CALL
22160K905
2
2000
SH
Call
SOLE
N/A
2000
0
0
CANADIAN SOLAR INC
CALL
136635909
12
9000
SH
Call
SOLE
N/A
9000
0
0
ENPHASE ENERGY INC
CALL
29355A907
12
5000
SH
Call
SOLE
N/A
5000
0
0
EXPEDIA GROUP INC
CALL
30212P903
44
12000
SH
Call
SOLE
N/A
12000
0
0
FACEBOOK INC
CALL
30303M902
6
4000
SH
Call
SOLE
N/A
4000
0
0
FREEPORT-MCMORAN INC
CALL
35671D907
9
20000
SH
Call
SOLE
N/A
20000
0
0
FEDEX CORP
CALL
31428X906
17
9600
SH
Call
SOLE
N/A
9600
0
0
FIRST SOLAR INC
CALL
336433907
10
6000
SH
Call
SOLE
N/A
6000
0
0
FASTLY INC
CALL
31188V900
14
1000
SH
Call
SOLE
N/A
1000
0
0
FORTINET INC
CALL
34959E909
12
1400
SH
Call
SOLE
N/A
1400
0
0
GOGO INC
PUT
38046C959
2
10000
SH
Put
SOLE
N/A
10000
0
0
HERTZ GLOBAL HLDGS INC
PUT
42806J956
26
40000
SH
Put
SOLE
N/A
40000
0
0
JOHNSON & JOHNSON
CALL
478160904
3
8000
SH
Call
SOLE
N/A
8000
0
0
KIRKLAND LAKE GOLD LTD
CALL
49741E900
23
10000
SH
Call
SOLE
N/A
10000
0
0
MEDICAL PPTYS TRUST INC
CALL
58463J904
3
12000
SH
Call
SOLE
N/A
12000
0
0
MARATHON OIL CORP
PUT
565849956
6
10000
SH
Put
SOLE
N/A
10000
0
0
CLOUDFLARE INC
CALL
18915M907
19
6000
SH
Call
SOLE
N/A
6000
0
0
NIKOLA CORP
PUT
654110955
93
6000
SH
Put
SOLE
N/A
6000
0
0
NRG ENERGY INC
CALL
629377908
0
7400
SH
Call
SOLE
N/A
7400
0
0
OWENS CORNING NEW
CALL
690742901
8
3000
SH
Call
SOLE
N/A
3000
0
0
OWENS CORNING NEW
PUT
690742951
6
3000
SH
Put
SOLE
N/A
3000
0
0
QUOTIENT TECHNOLOGY INC
CALL
749119903
1
8000
SH
Call
SOLE
N/A
8000
0
0
RH
CALL
74967X903
28
600
SH
Call
SOLE
N/A
600
0
0
SHOPIFY INC
CALL
82509L907
813
4800
SH
Call
SOLE
N/A
4800
0
0
TANDEM DIABETES CARE INC
CALL
875372903
25
1600
SH
Call
SOLE
N/A
1600
0
0
THE TRADE DESK INC
CALL
88339J905
34
400
SH
Call
SOLE
N/A
400
0
0
TWITTER INC
CALL
90184L902
6
10000
SH
Call
SOLE
N/A
10000
0
0
TEXAS INSTRS INC
CALL
882508904
18
4000
SH
Call
SOLE
N/A
4000
0
0
INVESCO DB US DLR INDEX TR
PUT
46141D953
10
12000
SH
Put
SOLE
N/A
12000
0
0
VALVOLINE INC
CALL
92047W901
5
13000
SH
Call
SOLE
N/A
13000
0
0
SELECT SECTOR SPDR TR
PUT
81369Y955
15
9000
SH
Put
SOLE
N/A
9000
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
1
25
SH
SOLE
N/A
25
0
0
SELECT SECTOR SPDR TR
CALL
81369Y906
0
200
SH
Call
SOLE
N/A
200
0
0
ABBVIE INC
CALL
00287Y909
0
200
SH
Call
SOLE
N/A
200
0
0