0001062993-18-003452.txt : 20180815
0001062993-18-003452.hdr.sgml : 20180815
20180815101213
ACCESSION NUMBER: 0001062993-18-003452
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180815
EFFECTIVENESS DATE: 20180815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 181020017
BUSINESS ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
13F-HR
1
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0001586052
XXXXXXXX
06-30-2018
06-30-2018
Focused Wealth Management, Inc
216 ROUTE 299
HIGHLAND
NY
12528
13F HOLDINGS REPORT
028-15621
N
Philip J. DeAngelo
Managing Director
845-691-4035
Philip J. DeAngelo
Highland
NY
08-14-2018
0
687
288528
false
INFORMATION TABLE
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form13fInfoTable.xml
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COM
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COM
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1422
SH
SOLE
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0
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COM
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COM
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3
100
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COM
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COM
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84
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COM
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3
545
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COM
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950
51989
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ADR
05964H105
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0
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COM
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29
100
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COM
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SH BEN INT
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COM
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COM
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COM
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4986
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COM
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COM
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CAMECO CORP
COM
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17
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COM NO PAR
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COM UTS LTD PTN
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262
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COM
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COM
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COM
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COM
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COM
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COM
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COM NEW
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CLEAN ENERGY FUELS CORP
COM
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COM
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COM
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COM
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COM
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COM
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COM
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CORNING INC
COM
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COM
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COM
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COM
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COM
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COM DISNEY
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COM
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ETFIS SER TR I
VIRTUS LIFESC BT
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COM
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COM
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COM
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COM
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COM
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COM NEW
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EMERSON ELEC CO
COM
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203
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ENTERPRISE PRODS PARTNERS L
COM
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SH BEN INT
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COM
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SOLE
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EVERSOURCE ENERGY
COM
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EXELON CORP
COM
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EXPRESS SCRIPTS HLDG CO
COM
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EXXON MOBIL CORP
COM
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FS INVT CORP
COM
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CL A
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UNIT LTD PART
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COM NEW
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COM
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COM
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SH
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332
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COM PAR $0.01
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COM
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FREEPORT-MCMORAN INC
CL B
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532
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SH
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N/A
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FULLER H B CO
COM
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39
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SH
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COM
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COM
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COM
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GAP INC DEL
COM
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GENERAL ELECTRIC CO
COM
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GENERAL MLS INC
COM
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155
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GENERAL MTRS CO
COM
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1201
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GILEAD SCIENCES INC
COM
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GOLDCORP INC NEW
COM
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N/A
32
0
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GOLDMAN SACHS GROUP INC
COM
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SH
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N/A
5731
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HALLIBURTON CO
COM
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SH
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N/A
16967
0
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HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
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63
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SH
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N/A
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HARLEY DAVIDSON INC
COM
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CL A NEW
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COM UNIT LTD
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HOME DEPOT INC
COM
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N/A
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COM
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N/A
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0
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HUNTINGTON BANCSHARES INC
COM
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231
SH
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N/A
231
0
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ILLUMINA INC
COM
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SH
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N/A
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IMAX CORP
COM
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N/A
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COM
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COM
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SPONSORED ADR
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0
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COM
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COM
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COM
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350
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COM
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COM
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ISHARES
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MSCI BRAZIL ETF
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0
15
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15
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MSCI CDA ETF
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0
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MSCI MEXICO ETF
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5
100
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100
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S&P 100 ETF
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261
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N/A
2181
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MRNGSTR LG-CP ET
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40
SH
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0
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SELECT DIVID ETF
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300
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SOLE
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TIPS BD ETF
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SH
SOLE
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IBOXX INV CP ETF
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SOLE
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GLOB HLTHCRE ETF
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124
0
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COHEN STEER REIT
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105
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RUS 2000 VAL ETF
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190
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126
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U.S. REAL ES ETF
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31
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382
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CORE S&P SCP ETF
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3
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36
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U.S. BAS MTL ETF
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55
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NEW YORK MUN ETF
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61
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INTL SEL DIV ETF
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10
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324
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MRGSTR SM CP ETF
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20
111
SH
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111
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IBOXX HI YD ETF
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60
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SOLE
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MSCI KLD400 SOC
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63
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ISHARES SILVER TRUST
ISHARES
46428Q109
40
2661
SH
SOLE
N/A
2661
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
49
577
SH
SOLE
N/A
577
0
0
JPMORGAN CHASE & CO
COM
46625H100
564
5412
SH
SOLE
N/A
5412
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
1
14
SH
SOLE
N/A
14
0
0
JOHNSON & JOHNSON
COM
478160104
1258
10371
SH
SOLE
N/A
10371
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1701
68443
SH
SOLE
N/A
68443
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
11
106
SH
SOLE
N/A
106
0
0
KIMBERLY CLARK CORP
COM
494368103
45
426
SH
SOLE
N/A
426
0
0
KINDER MORGAN INC DEL
COM
49456B101
6
362
SH
SOLE
N/A
362
0
0
LKQ CORP
COM
501889208
12
390
SH
SOLE
N/A
390
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
15
4303
SH
SOLE
N/A
4303
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
0
3
SH
SOLE
N/A
3
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
0
6
SH
SOLE
N/A
6
0
0
LILLY ELI & CO
COM
532457108
59
691
SH
SOLE
N/A
691
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
144
43229
SH
SOLE
N/A
43229
0
0
LOCKHEED MARTIN CORP
COM
539830109
52
176
SH
SOLE
N/A
176
0
0
LOEWS CORP
COM
540424108
111
2300
SH
SOLE
N/A
2300
0
0
LOWES COS INC
COM
548661107
75
780
SH
SOLE
N/A
780
0
0
MFA FINL INC
COM
55272X102
4
500
SH
SOLE
N/A
500
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
15
214
SH
SOLE
N/A
214
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
645
16952
SH
SOLE
N/A
16952
0
0
MARATHON OIL CORP
COM
565849106
10
467
SH
SOLE
N/A
467
0
0
MCDONALDS CORP
COM
580135101
32
201
SH
SOLE
N/A
201
0
0
MCKESSON CORP
COM
58155Q103
160
1200
SH
SOLE
N/A
1200
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
6
400
SH
SOLE
N/A
400
0
0
MERCK & CO INC
COM
58933Y105
346
5697
SH
SOLE
N/A
5697
0
0
METLIFE INC
COM
59156R108
9
196
SH
SOLE
N/A
196
0
0
MICROSOFT CORP
COM
594918104
1210
12273
SH
SOLE
N/A
12273
0
0
MICRON TECHNOLOGY INC
COM
595112103
482
9195
SH
SOLE
N/A
9195
0
0
MONDELEZ INTL INC
CL A
609207105
177
4323
SH
SOLE
N/A
4323
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1
7
SH
SOLE
N/A
7
0
0
MUELLER INDS INC
COM
624756102
15
519
SH
SOLE
N/A
519
0
0
NETFLIX INC
COM
64110L106
311
795
SH
SOLE
N/A
795
0
0
NEXTERA ENERGY INC
COM
65339F101
26
155
SH
SOLE
N/A
155
0
0
NOKIA CORP
SPONSORED ADR
654902204
2
304
SH
SOLE
N/A
304
0
0
NORDSTROM INC
COM
655664100
22
426
SH
SOLE
N/A
426
0
0
NORFOLK SOUTHERN CORP
COM
655844108
211
1397
SH
SOLE
N/A
1397
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
64
853
SH
SOLE
N/A
853
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
5
218
SH
SOLE
N/A
218
0
0
NVIDIA CORP
COM
67066G104
39
164
SH
SOLE
N/A
164
0
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
6
473
SH
SOLE
N/A
473
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
2080
147654
SH
SOLE
N/A
147654
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
7
775
SH
SOLE
N/A
775
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
11
1005
SH
SOLE
N/A
1005
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
11
477
SH
SOLE
N/A
477
0
0
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
15
1580
SH
SOLE
N/A
1580
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
4
15
SH
SOLE
N/A
15
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
264
3150
SH
SOLE
N/A
3150
0
0
OCLARO INC
COM NEW
67555N206
0
20
SH
SOLE
N/A
20
0
0
OMNICOM GROUP INC
COM
681919106
98
1280
SH
SOLE
N/A
1280
0
0
ONE GAS INC
COM
68235P108
0
4
SH
SOLE
N/A
4
0
0
ONEOK INC NEW
COM
682680103
159
2272
SH
SOLE
N/A
2272
0
0
ORACLE CORP
COM
68389X105
766
17391
SH
SOLE
N/A
17391
0
0
ORANGE
SPONSORED ADR
684060106
10
614
SH
SOLE
N/A
614
0
0
PPG INDS INC
COM
693506107
10
100
SH
SOLE
N/A
100
0
0
PPL CORP
COM
69351T106
206
7200
SH
SOLE
N/A
7200
0
0
PACCAR INC
COM
693718108
2
33
SH
SOLE
N/A
33
0
0
PARKER HANNIFIN CORP
COM
701094104
9
57
SH
SOLE
N/A
57
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
10
750
SH
SOLE
N/A
750
0
0
PEPSICO INC
COM
713448108
35
321
SH
SOLE
N/A
321
0
0
PFIZER INC
COM
717081103
1166
32136
SH
SOLE
N/A
32136
0
0
PHILIP MORRIS INTL INC
COM
718172109
270
3346
SH
SOLE
N/A
3346
0
0
PHILLIPS 66
COM
718546104
276
2454
SH
SOLE
N/A
2454
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
13
1050
SH
SOLE
N/A
1050
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
201
11477
SH
SOLE
N/A
11477
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
584
11288
SH
SOLE
N/A
11288
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
159
1594
SH
SOLE
N/A
1594
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2238
22040
SH
SOLE
N/A
22040
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
16
500
SH
SOLE
N/A
500
0
0
PINNACLE WEST CAP CORP
COM
723484101
17
216
SH
SOLE
N/A
216
0
0
PIPER JAFFRAY COS
COM
724078100
0
2
SH
SOLE
N/A
2
0
0
PLUG POWER INC
COM NEW
72919P202
3
1360
SH
SOLE
N/A
1360
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
5
125
SH
SOLE
N/A
125
0
0
POWELL INDS INC
COM
739128106
10
300
SH
SOLE
N/A
300
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
128
2410
SH
SOLE
N/A
2410
0
0
PROCTER AND GAMBLE CO
COM
742718109
445
5706
SH
SOLE
N/A
5706
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
67
600
SH
SOLE
N/A
600
0
0
PRUDENTIAL FINL INC
COM
744320102
215
2298
SH
SOLE
N/A
2298
0
0
PRUDENTIAL PLC
ADR
74435K204
14
300
SH
SOLE
N/A
300
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
11
200
SH
SOLE
N/A
200
0
0
QUALCOMM INC
COM
747525103
10
180
SH
SOLE
N/A
180
0
0
RPM INTL INC
COM
749685103
16
279
SH
SOLE
N/A
279
0
0
RAYTHEON CO
COM NEW
755111507
139
717
SH
SOLE
N/A
717
0
0
REALTY INCOME CORP
COM
756109104
287
5344
SH
SOLE
N/A
5344
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
737
25498
SH
SOLE
N/A
25498
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
0
24
SH
SOLE
N/A
24
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
36
501
SH
SOLE
N/A
501
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
15
175
SH
SOLE
N/A
175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12
44
SH
SOLE
N/A
44
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
166
1397
SH
SOLE
N/A
1397
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
16
510
SH
SOLE
N/A
510
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
1407
26543
SH
SOLE
N/A
26543
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
426
1757
SH
SOLE
N/A
1757
0
0
SALISBURY BANCORP INC
COM
795226109
125
2942
SH
SOLE
N/A
2942
0
0
SANOFI
SPONSORED ADR
80105N105
48
1204
SH
SOLE
N/A
1204
0
0
SCHLUMBERGER LTD
COM
806857108
611
9120
SH
SOLE
N/A
9120
0
0
SCHNITZER STL INDS
CL A
806882106
2
63
SH
SOLE
N/A
63
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
30
399
SH
SOLE
N/A
399
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1911
71860
SH
SOLE
N/A
71860
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
36
695
SH
SOLE
N/A
695
0
0
SIERRA WIRELESS INC
COM
826516106
2
100
SH
SOLE
N/A
100
0
0
SIRIUS XM HLDGS INC
COM
82968B103
30
4444
SH
SOLE
N/A
4444
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
63
652
SH
SOLE
N/A
652
0
0
SMUCKER J M CO
COM NEW
832696405
0
2
SH
SOLE
N/A
2
0
0
SONOCO PRODS CO
COM
835495102
49
924
SH
SOLE
N/A
924
0
0
SOUTHERN CO
COM
842587107
89
1927
SH
SOLE
N/A
1927
0
0
STERLING BANCORP DEL
COM
85917A100
17
721
SH
SOLE
N/A
721
0
0
STRYKER CORP
COM
863667101
183
1082
SH
SOLE
N/A
1082
0
0
SUNCOR ENERGY INC NEW
COM
867224107
10
235
SH
SOLE
N/A
235
0
0
SUNPOWER CORP
COM
867652406
2
305
SH
SOLE
N/A
305
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
53
2250
SH
SOLE
N/A
2250
0
0
SYNAPTICS INC
COM
87157D109
10
200
SH
SOLE
N/A
200
0
0
SYSCO CORP
COM
871829107
32
468
SH
SOLE
N/A
468
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
6
227
SH
SOLE
N/A
227
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
57
10454
SH
SOLE
N/A
10454
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
11
308
SH
SOLE
N/A
308
0
0
TELUS CORP
COM
87971M103
21
600
SH
SOLE
N/A
600
0
0
TESLA INC
COM
88160R101
1035
3019
SH
SOLE
N/A
3019
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
970
39903
SH
SOLE
N/A
39903
0
0
3M CO
COM
88579Y101
341
1732
SH
SOLE
N/A
1732
0
0
TRAVELERS COMPANIES INC
COM
89417E109
252
2063
SH
SOLE
N/A
2063
0
0
TRIANGLE CAP CORP
COM
895848109
0
7
SH
SOLE
N/A
7
0
0
TWITTER INC
COM
90184L102
140
3217
SH
SOLE
N/A
3217
0
0
II VI INC
COM
902104108
17
400
SH
SOLE
N/A
400
0
0
US BANCORP DEL
COM NEW
902973304
283
5650
SH
SOLE
N/A
5650
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
13
112
SH
SOLE
N/A
112
0
0
U S SILICA HLDGS INC
COM
90346E103
3
126
SH
SOLE
N/A
126
0
0
UNDER ARMOUR INC
CL A
904311107
87
3882
SH
SOLE
N/A
3882
0
0
UNION PAC CORP
COM
907818108
53
375
SH
SOLE
N/A
375
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
175
1400
SH
SOLE
N/A
1400
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
102
414
SH
SOLE
N/A
414
0
0
UNUM GROUP
COM
91529Y106
131
3528
SH
SOLE
N/A
3528
0
0
VALE S A
ADR
91912E105
3
228
SH
SOLE
N/A
228
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
398
3592
SH
SOLE
N/A
3592
0
0
VANGUARD GROUP
DIV APP ETF
921908844
433
4260
SH
SOLE
N/A
4260
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
8262
69447
SH
SOLE
N/A
69447
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
58
738
SH
SOLE
N/A
738
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2706
34177
SH
SOLE
N/A
34177
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
25
579
SH
SOLE
N/A
579
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
10097
121580
SH
SOLE
N/A
121580
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
5
68
SH
SOLE
N/A
68
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
39
747
SH
SOLE
N/A
747
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
18
415
SH
SOLE
N/A
415
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
786
14003
SH
SOLE
N/A
14003
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
67
636
SH
SOLE
N/A
636
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1709
25333
SH
SOLE
N/A
25333
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2346
14740
SH
SOLE
N/A
14740
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
39
284
SH
SOLE
N/A
284
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
5104
28136
SH
SOLE
N/A
28136
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1
8
SH
SOLE
N/A
8
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
178
2279
SH
SOLE
N/A
2279
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
64
763
SH
SOLE
N/A
763
0
0
VENTAS INC
COM
92276F100
91
1600
SH
SOLE
N/A
1600
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
100
400
SH
SOLE
N/A
400
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
54
667
SH
SOLE
N/A
667
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
5
35
SH
SOLE
N/A
35
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
39
246
SH
SOLE
N/A
246
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
50
428
SH
SOLE
N/A
428
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
627
6040
SH
SOLE
N/A
6040
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
94
605
SH
SOLE
N/A
605
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1911
13608
SH
SOLE
N/A
13608
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
504
10014
SH
SOLE
N/A
10014
0
0
VERITIV CORP
COM
923454102
1
14
SH
SOLE
N/A
14
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
11
65
SH
SOLE
N/A
65
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
11
438
SH
SOLE
N/A
438
0
0
WALMART INC
COM
931142103
1525
17807
SH
SOLE
N/A
17807
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
99
1651
SH
SOLE
N/A
1651
0
0
WASTE MGMT INC DEL
COM
94106L109
187
2302
SH
SOLE
N/A
2302
0
0
WELLS FARGO CO NEW
COM
949746101
34
622
SH
SOLE
N/A
622
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
19
1500
SH
SOLE
N/A
1500
0
0
WENDYS CO
COM
95058W100
28
1650
SH
SOLE
N/A
1650
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
15
728
SH
SOLE
N/A
728
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
149
5915
SH
SOLE
N/A
5915
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
4
67
SH
SOLE
N/A
67
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
2
30
SH
SOLE
N/A
30
0
0
XCEL ENERGY INC
COM
98389B100
2
50
SH
SOLE
N/A
50
0
0
YAMANA GOLD INC
COM
98462Y100
1
383
SH
SOLE
N/A
383
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
17
153
SH
SOLE
N/A
153
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
33
200
SH
SOLE
N/A
200
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
21
700
SH
SOLE
N/A
700
0
0
EATON CORP PLC
SHS
G29183103
209
2795
SH
SOLE
N/A
2795
0
0
INGERSOLL-RAND PLC
SHS
G47791101
6
72
SH
SOLE
N/A
72
0
0
LAZARD LTD
SHS A
G54050102
17
339
SH
SOLE
N/A
339
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
2
100
SH
SOLE
N/A
100
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
0
26
SH
SOLE
N/A
26
0
0
PROTHENA CORP PLC
SHS
G72800108
152
10397
SH
SOLE
N/A
10397
0
0
SEADRILL LIMITED
SHS
G7945E105
0
200
SH
SOLE
N/A
200
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
221
16469
SH
SOLE
N/A
16469
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
4
33
SH
SOLE
N/A
33
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
2
659
SH
SOLE
N/A
659
0
0
DIANA SHIPPING INC
COM
Y2066G104
0
100
SH
SOLE
N/A
100
0
0
FLEX LTD
ORD
Y2573F102
9
612
SH
SOLE
N/A
612
0
0
ALLERGAN PLC
SHS
G0177J108
136
818
SH
SOLE
N/A
818
0
0
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
10
537
SH
SOLE
N/A
537
0
0
KEYCORP NEW
COM
493267108
75
3839
SH
SOLE
N/A
3839
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
676
45427
SH
SOLE
N/A
45427
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
41
375
SH
SOLE
N/A
375
0
0
STARBUCKS CORP
COM
855244109
0
1
SH
SOLE
N/A
1
0
0
SOUTHWEST AIRLS CO
COM
844741108
4
79
SH
SOLE
N/A
79
0
0
JUNIPER PHARMACEUTICALS INC
COM
48203L107
1
125
SH
SOLE
N/A
125
0
0
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
1
100
SH
SOLE
N/A
100
0
0
CLOVIS ONCOLOGY INC
COM
189464100
45
1000
SH
SOLE
N/A
1000
0
0
CHEMOURS CO
COM
163851108
25
562
SH
SOLE
N/A
562
0
0
KRAFT HEINZ CO
COM
500754106
54
867
SH
SOLE
N/A
867
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
4
39
SH
SOLE
N/A
39
0
0
3-D SYS CORP DEL
COM NEW
88554D205
0
30
SH
SOLE
N/A
30
0
0
PAYPAL HLDGS INC
COM
70450Y103
58
697
SH
SOLE
N/A
697
0
0
FIREEYE INC
COM
31816Q101
6
375
SH
SOLE
N/A
375
0
0
LUMENTUM HLDGS INC
COM
55024U109
4
62
SH
SOLE
N/A
62
0
0
VIAVI SOLUTIONS INC
COM
925550105
3
337
SH
SOLE
N/A
337
0
0
TEXTRON INC
COM
883203101
0
1
SH
SOLE
N/A
1
0
0
ORGANOVO HLDGS INC
COM
68620A104
3
2000
SH
SOLE
N/A
2000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
944
88917
SH
SOLE
N/A
88917
0
0
ISHARES INC
MSCI ISRAEL ETF
464286632
30
573
SH
SOLE
N/A
573
0
0
HESS CORP
COM
42809H107
33
494
SH
SOLE
N/A
494
0
0
GLOBAL X FDS
GLB X SUPERDIV
37950E549
5
250
SH
SOLE
N/A
250
0
0
STAG INDL INC
COM
85254J102
22
801
SH
SOLE
N/A
801
0
0
TEXTAINER GROUP HOLDINGS LTD
SHS
G8766E109
3
211
SH
SOLE
N/A
211
0
0
VEREIT INC
COM
92339V100
9
1216
SH
SOLE
N/A
1216
0
0
PJT PARTNERS INC
COM CL A
69343T107
2
35
SH
SOLE
N/A
35
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
26
2058
SH
SOLE
N/A
2058
0
0
NEW RELIC INC
COM
64829B100
243
2415
SH
SOLE
N/A
2415
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
81
4782
SH
SOLE
N/A
4782
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
14
961
SH
SOLE
N/A
961
0
0
VISA INC
COM CL A
92826C839
69
524
SH
SOLE
N/A
524
0
0
AETNA INC NEW
COM
00817Y108
120
655
SH
SOLE
N/A
655
0
0
COSTCO WHSL CORP NEW
COM
22160K105
5
25
SH
SOLE
N/A
25
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
92
2603
SH
SOLE
N/A
2603
0
0
RYDER SYS INC
COM
783549108
7
100
SH
SOLE
N/A
100
0
0
DENTSPLY SIRONA INC
COM
24906P109
4
100
SH
SOLE
N/A
100
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
7
437
SH
SOLE
N/A
437
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
257
4830
SH
SOLE
N/A
4830
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
4
9
SH
SOLE
N/A
9
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
7
100
SH
SOLE
N/A
100
0
0
WEYERHAEUSER CO
COM
962166104
9
242
SH
SOLE
N/A
242
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
35
2700
SH
SOLE
N/A
2700
0
0
JETBLUE AIRWAYS CORP
COM
477143101
160
8450
SH
SOLE
N/A
8450
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
139
2800
SH
SOLE
N/A
2800
0
0
BARCLAYS PLC
ADR
06738E204
38
3833
SH
SOLE
N/A
3833
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
84
4000
SH
SOLE
N/A
4000
0
0
CIT GROUP INC
COM NEW
125581801
179
3550
SH
SOLE
N/A
3550
0
0
CAPITAL ONE FINL CORP
COM
14040H105
204
2216
SH
SOLE
N/A
2216
0
0
HCA HEALTHCARE INC
COM
40412C101
301
2930
SH
SOLE
N/A
2930
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
171
3350
SH
SOLE
N/A
3350
0
0
KELLOGG CO
COM
487836108
247
3535
SH
SOLE
N/A
3535
0
0
LAM RESEARCH CORP
COM
512807108
13
75
SH
SOLE
N/A
75
0
0
LEAR CORP
COM NEW
521865204
196
1055
SH
SOLE
N/A
1055
0
0
REPUBLIC SVCS INC
COM
760759100
195
2850
SH
SOLE
N/A
2850
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
232
2700
SH
SOLE
N/A
2700
0
0
TYSON FOODS INC
CL A
902494103
38
549
SH
SOLE
N/A
549
0
0
VOYA FINL INC
COM
929089100
244
5200
SH
SOLE
N/A
5200
0
0
EVEREST RE GROUP LTD
COM
G3223R108
115
500
SH
SOLE
N/A
500
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
10
35
SH
SOLE
N/A
35
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
1
14
SH
SOLE
N/A
14
0
0
ISHARES TR
MSCI EURO FL ETF
464289180
1
73
SH
SOLE
N/A
73
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
16
215
SH
SOLE
N/A
215
0
0
SHIRE PLC
SPONSORED ADR
82481R106
2
12
SH
SOLE
N/A
12
0
0
TRANSENTERIX INC
COM NEW
89366M201
4
1000
SH
SOLE
N/A
1000
0
0
ISHARES TR
MSCI LW CRB TG
46434V464
6
50
SH
SOLE
N/A
50
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
18
384
SH
SOLE
N/A
384
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
0
4
SH
SOLE
N/A
4
0
0
CME GROUP INC
COM CL A
12572Q105
6
35
SH
SOLE
N/A
35
0
0
KOHLS CORP
COM
500255104
190
2600
SH
SOLE
N/A
2600
0
0
MACYS INC
COM
55616P104
202
5400
SH
SOLE
N/A
5400
0
0
UNITED CONTL HLDGS INC
COM
910047109
139
2000
SH
SOLE
N/A
2000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
110
2902
SH
SOLE
N/A
2902
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
12
134
SH
SOLE
N/A
134
0
0
PNC FINL SVCS GROUP INC
COM
693475105
3
25
SH
SOLE
N/A
25
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
6
300
SH
SOLE
N/A
300
0
0
MANULIFE FINL CORP
COM
56501R106
7
391
SH
SOLE
N/A
391
0
0
SANDERSON FARMS INC
COM
800013104
31
297
SH
SOLE
N/A
297
0
0
TIMKEN CO
COM
887389104
9
200
SH
SOLE
N/A
200
0
0
SOLARCITY CORP
NOTE 2.750%11/0
83416TAA8
14
14000
SH
SOLE
N/A
14000
0
0
CAVIUM INC
COM
14964U108
7
79
SH
SOLE
N/A
79
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
3420
89231
SH
SOLE
N/A
89231
0
0
DISCOVER FINL SVCS
COM
254709108
162
2300
SH
SOLE
N/A
2300
0
0
FIFTH THIRD BANCORP
COM
316773100
187
6500
SH
SOLE
N/A
6500
0
0
REINSURANCE GROUP AMER INC
COM NEW
759351604
133
1000
SH
SOLE
N/A
1000
0
0
TARGET CORP
COM
87612E106
228
3000
SH
SOLE
N/A
3000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
275
2500
SH
SOLE
N/A
2500
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
6
76
SH
SOLE
N/A
76
0
0
MICROBOT MED INC
COM
59503A105
0
4
SH
SOLE
N/A
4
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
8
413
SH
SOLE
N/A
413
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
19
150
SH
SOLE
N/A
150
0
0
ADVANSIX INC
COM
00773T101
1
26
SH
SOLE
N/A
26
0
0
STEEL DYNAMICS INC
COM
858119100
115
2510
SH
SOLE
N/A
2510
0
0
VERSUM MATLS INC
COM
92532W103
2
53
SH
SOLE
N/A
53
0
0
ARCONIC INC
COM
03965L100
52
3036
SH
SOLE
N/A
3036
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
1
12
SH
SOLE
N/A
12
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
1
24
SH
SOLE
N/A
24
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
0
1
SH
SOLE
N/A
1
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
0
2
SH
SOLE
N/A
2
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
87
449
SH
SOLE
N/A
449
0
0
AMERIPRISE FINL INC
COM
03076C106
182
1300
SH
SOLE
N/A
1300
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
5
168
SH
SOLE
N/A
168
0
0
SNAP INC
CL A
83304A106
11
867
SH
SOLE
N/A
867
0
0
BURLINGTON STORES INC
COM
122017106
124
825
SH
SOLE
N/A
825
0
0
REGIONS FINL CORP NEW
COM
7591EP100
98
5500
SH
SOLE
N/A
5500
0
0
STATE STR CORP
COM
857477103
102
1100
SH
SOLE
N/A
1100
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
6
250
SH
SOLE
N/A
250
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
22
750
SH
SOLE
N/A
750
0
0
VECTOR GROUP LTD
COM
92240M108
4
214
SH
SOLE
N/A
214
0
0
CONDUENT INC
COM
206787103
0
2
SH
SOLE
N/A
2
0
0
ENBRIDGE INC
COM
29250N105
12
326
SH
SOLE
N/A
326
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
0
6
SH
SOLE
N/A
6
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
0
3
SH
SOLE
N/A
3
0
0
MARATHON PETE CORP
COM
56585A102
295
4200
SH
SOLE
N/A
4200
0
0
SYNCHRONY FINL
COM
87165B103
197
5900
SH
SOLE
N/A
5900
0
0
AMDOCS LTD
SHS
G02602103
169
2550
SH
SOLE
N/A
2550
0
0
CANADIAN NATL RY CO
COM
136375102
3
34
SH
SOLE
N/A
34
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
3
26
SH
SOLE
N/A
26
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
4
200
SH
SOLE
N/A
200
0
0
ROYAL GOLD INC
COM
780287108
9
100
SH
SOLE
N/A
100
0
0
ISHARES TR
INTL PFD STK ETF
46429B135
11
615
SH
SOLE
N/A
615
0
0
FIDELITY
MSCI ENERGY IDX
316092402
490
23077
SH
SOLE
N/A
23077
0
0
NUTANIX INC
CL A
67059N108
666
12907
SH
SOLE
N/A
12907
0
0
CHATHAM LODGING TR
COM
16208T102
8
400
SH
SOLE
N/A
400
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
4
500
SH
SOLE
N/A
500
0
0
CENTENE CORP DEL
COM
15135B101
12
100
SH
SOLE
N/A
100
0
0
FEDEX CORP
COM
31428X106
9
40
SH
SOLE
N/A
40
0
0
PINNACLE FOODS INC DEL
COM
72348P104
11
175
SH
SOLE
N/A
175
0
0
ZOETIS INC
CL A
98978V103
17
200
SH
SOLE
N/A
200
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
7
75
SH
SOLE
N/A
75
0
0
GENERAL DYNAMICS CORP
COM
369550108
11
56
SH
SOLE
N/A
56
0
0
SVB FINL GROUP
COM
78486Q101
13
45
SH
SOLE
N/A
45
0
0
HASBRO INC
COM
418056107
1
10
SH
SOLE
N/A
10
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
5266
52823
SH
SOLE
N/A
52823
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
29
1000
SH
SOLE
N/A
1000
0
0
PALO ALTO NETWORKS INC
COM
697435105
495
2410
SH
SOLE
N/A
2410
0
0
CHUBB LIMITED
COM
H1467J104
102
800
SH
SOLE
N/A
800
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
95
891
SH
SOLE
N/A
891
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
12103
342461
SH
SOLE
N/A
342461
0
0
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
20551
736872
SH
SOLE
N/A
736872
0
0
SPDR SERIES TRUST
BLOMBRG BRC TIPS
78464A656
8610
155050
SH
SOLE
N/A
155050
0
0
DOWDUPONT INC
COM
26078J100
795
12062
SH
SOLE
N/A
12062
0
0
JD COM INC
SPON ADR CL A
47215P106
92
2370
SH
SOLE
N/A
2370
0
0
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
17
445
SH
SOLE
N/A
445
0
0
VOYAGER THERAPEUTICS INC
COM
92915B106
20
1000
SH
SOLE
N/A
1000
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
12
532
SH
SOLE
N/A
532
0
0
ENTERGY CORP NEW
COM
29364G103
74
919
SH
SOLE
N/A
919
0
0
BAKER HUGHES A GE CO
CL A
05722G100
10
306
SH
SOLE
N/A
306
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1
17
SH
SOLE
N/A
17
0
0
METHANEX CORP
COM
59151K108
1
10
SH
SOLE
N/A
10
0
0
PCSB FINL CORP
COM
69324R104
2
100
SH
SOLE
N/A
100
0
0
FC GLOBAL RLTY INC
COM
30258F102
1
2593
SH
SOLE
N/A
2593
0
0
REWALK ROBOTICS LTD
SHS
M8216Q101
6
6000
SH
SOLE
N/A
6000
0
0
EDITAS MEDICINE INC
COM
28106W103
946
26389
SH
SOLE
N/A
26389
0
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
0
350
SH
SOLE
N/A
350
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
1
250
SH
SOLE
N/A
250
0
0
STRATEGY SHS
ECOL STRAT ETF
86280R209
6
150
SH
SOLE
N/A
150
0
0
ELBIT SYS LTD
ORD
M3760D101
12
100
SH
SOLE
N/A
100
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
9
375
SH
SOLE
N/A
375
0
0
LADDER CAP CORP
CL A
505743104
3
200
SH
SOLE
N/A
200
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
2
24
SH
SOLE
N/A
24
0
0
ISHARES TR
MSCI ACWI ETF
464288257
4
51
SH
SOLE
N/A
51
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
100
4000
SH
SOLE
N/A
4000
0
0
GRAINGER W W INC
COM
384802104
20
63
SH
SOLE
N/A
63
0
0
NUCOR CORP
COM
670346105
3
51
SH
SOLE
N/A
51
0
0
LENNAR CORP
CL B
526057302
0
8
SH
SOLE
N/A
8
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
54
475
SH
SOLE
N/A
475
0
0
CARDINAL HEALTH INC
COM
14149Y108
129
2650
SH
SOLE
N/A
2650
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
115
2000
SH
SOLE
N/A
2000
0
0
HOLLYFRONTIER CORP
COM
436106108
318
4650
SH
SOLE
N/A
4650
0
0
ON SEMICONDUCTOR CORP
COM
682189105
165
7400
SH
SOLE
N/A
7400
0
0
PULTE GROUP INC
COM
745867101
98
3400
SH
SOLE
N/A
3400
0
0
V F CORP
COM
918204108
175
2150
SH
SOLE
N/A
2150
0
0
WESTERN DIGITAL CORP
COM
958102105
163
2100
SH
SOLE
N/A
2100
0
0
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
3508
45523
SH
SOLE
N/A
45523
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
11032
100562
SH
SOLE
N/A
100562
0
0
ISHARES TR
CORE MSCI EURO
46434V738
9799
205952
SH
SOLE
N/A
205952
0
0
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
29687
845053
SH
SOLE
N/A
845053
0
0
SPDR SERIES TRUST
PRTFLO S&P500 VL
78464A508
22341
754004
SH
SOLE
N/A
754004
0
0
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
1170
14952
SH
SOLE
N/A
14952
0
0
SPDR SERIES TRUST
S&P INS ETF
78464A789
947
31792
SH
SOLE
N/A
31792
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
3599
76309
SH
SOLE
N/A
76309
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
2571
94214
SH
SOLE
N/A
94214
0
0
ROCKWELL AUTOMATION INC
COM
773903109
673
4049
SH
SOLE
N/A
4049
0
0
DBX ETF TR
XTRACK USD HIGH
233051432
385
7841
SH
SOLE
N/A
7841
0
0
SPDR INDEX SHS FDS
STOXX EUR 50 ETF
78463X103
697
20851
SH
SOLE
N/A
20851
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
533
8076
SH
SOLE
N/A
8076
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1598
21092
SH
SOLE
N/A
21092
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1525
28710
SH
SOLE
N/A
28710
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
736
28437
SH
SOLE
N/A
28437
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1554
30689
SH
SOLE
N/A
30689
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
974
17735
SH
SOLE
N/A
17735
0
0
SPDR SER TR
PRTFLO S&P500 HI
78468R788
59
1586
SH
SOLE
N/A
1586
0
0
WELLTOWER INC
COM
95040Q104
171
2728
SH
SOLE
N/A
2728
0
0
OXFORD SQUARE CAP CORP
COM
69181V107
6
866
SH
SOLE
N/A
866
0
0
CATHAY GEN BANCORP
COM
149150104
4
100
SH
SOLE
N/A
100
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
3
50
SH
SOLE
N/A
50
0
0
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
23
680
SH
SOLE
N/A
680
0
0
WORLDPAY INC
CL A
981558109
16
200
SH
SOLE
N/A
200
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
12
200
SH
SOLE
N/A
200
0
0
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
0
290
SH
SOLE
N/A
290
0
0
CRONOS GROUP INC
COM
22717L101
7
1045
SH
SOLE
N/A
1045
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
1
28
SH
SOLE
N/A
28
0
0
FNCB BANCORP INC
COM
302578109
2
200
SH
SOLE
N/A
200
0
0
ALLY FINL INC
COM
02005N100
158
6000
SH
SOLE
N/A
6000
0
0
HUMANA INC
COM
444859102
208
700
SH
SOLE
N/A
700
0
0
WESTLAKE CHEM CORP
COM
960413102
188
1750
SH
SOLE
N/A
1750
0
0
WESTROCK CO
COM
96145D105
157
2750
SH
SOLE
N/A
2750
0
0
PEMBINA PIPELINE CORP
COM
706327103
3
100
SH
SOLE
N/A
100
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
773
2242
SH
SOLE
N/A
2242
0
0
MORGAN STANLEY
COM NEW
617446448
167
3519
SH
SOLE
N/A
3519
0
0
PRICE T ROWE GROUP INC
COM
74144T108
139
1200
SH
SOLE
N/A
1200
0
0
FORTIVE CORP
COM
34959J108
4
50
SH
SOLE
N/A
50
0
0
SPRINT CORP
COM SER 1
85207U105
1
200
SH
SOLE
N/A
200
0
0
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
3774
223129
SH
SOLE
N/A
223129
0
0
PENGROWTH ENERGY CORP
COM
70706P104
1
1121
SH
SOLE
N/A
1121
0
0
TRANSENTERIX INC
CALL
89366M901
0
1000
SH
Call
SOLE
N/A
1000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
185
1850
SH
SOLE
N/A
1850
0
0
FRANKLIN RES INC
COM
354613101
131
4100
SH
SOLE
N/A
4100
0
0
COLONY CAP INC NEW
CL A COM
19626G108
2
334
SH
SOLE
N/A
334
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL ENR
46137V365
64
1028
SH
SOLE
N/A
1028
0
0
MCDERMOTT INTL INC
COM
580037703
34
1734
SH
SOLE
N/A
1734
0
0
VERMILION ENERGY INC
COM
923725105
0
9
SH
SOLE
N/A
9
0
0
SENDGRID INC
COM
816883102
1
30
SH
SOLE
N/A
30
0
0
WYNDHAM DESTINATIONS INC
COM
98310W108
1
20
SH
SOLE
N/A
20
0
0
WYNDHAM HOTELS & RESORTS INC
COM
98311A105
1
20
SH
SOLE
N/A
20
0
0
EVERGY INC
COM
30034W106
13
239
SH
SOLE
N/A
239
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
35
475
SH
SOLE
N/A
475
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
6
470
SH
SOLE
N/A
470
0
0
BLUE APRON HLDGS INC
CL A
09523Q101
3
800
SH
SOLE
N/A
800
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
27
135
SH
SOLE
N/A
135
0
0
TORTOISE MLP FD INC
COM
89148B101
4
250
SH
SOLE
N/A
250
0
0
BIO TECHNE CORP
COM
09073M104
12
80
SH
SOLE
N/A
80
0
0
TEUCRIUM COMMODITY TR
CORN FD SHS
88166A102
13
765
SH
SOLE
N/A
765
0
0
TEUCRIUM COMMODITY TR
SOYBEAN FD
88166A607
12
765
SH
SOLE
N/A
765
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
6
250
SH
SOLE
N/A
250
0
0
XPO LOGISTICS INC
COM
983793100
56
560
SH
SOLE
N/A
560
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
52
800
SH
SOLE
N/A
800
0
0
TOTAL SYS SVCS INC
COM
891906109
85
1000
SH
SOLE
N/A
1000
0
0
AUTODESK INC
CALL
052769906
0
5200
SH
Call
SOLE
N/A
5200
0
0
ALEXION PHARMACEUTICALS INC
CALL
015351909
20
5600
SH
Call
SOLE
N/A
5600
0
0
APPLIED MATLS INC
CALL
038222905
0
5000
SH
Call
SOLE
N/A
5000
0
0
APPLIED MATLS INC
CALL
038222905
0
5000
SH
Call
SOLE
N/A
5000
0
0
APPLIED MATLS INC
PUT
038222955
20
5000
SH
Put
SOLE
N/A
5000
0
0
ALLEGHENY TECHNOLOGIES INC
CALL
01741R902
0
4000
SH
Call
SOLE
N/A
4000
0
0
BUNGE LIMITED
CALL
G16962905
1
2000
SH
Call
SOLE
N/A
2000
0
0
BLACKROCK INC
CALL
09247X901
3
2200
SH
Call
SOLE
N/A
2200
0
0
BERKSHIRE HATHAWAY INC DEL
CALL
084670902
10
5000
SH
Call
SOLE
N/A
5000
0
0
FIAT CHRYSLER AUTOMOBILES N
CALL
N31738902
16
14000
SH
Call
SOLE
N/A
14000
0
0
GLOBAL BLOOD THERAPEUTICS IN
CALL
37890U908
4
3000
SH
Call
SOLE
N/A
3000
0
0
GLOBAL BLOOD THERAPEUTICS IN
CALL
37890U908
1
3000
SH
Call
SOLE
N/A
3000
0
0
SPDR GOLD TRUST
CALL
78463V907
1
20000
SH
Call
SOLE
N/A
20000
0
0
SPDR GOLD TRUST
CALL
78463V907
0
20000
SH
Call
SOLE
N/A
20000
0
0
HALLIBURTON CO
CALL
406216901
22
18000
SH
Call
SOLE
N/A
18000
0
0
JUNIPER PHARMACEUTICALS INC
CALL
48203L907
7
8000
SH
Call
SOLE
N/A
8000
0
0
SOUTHWEST AIRLS CO
CALL
844741908
14
7000
SH
Call
SOLE
N/A
7000
0
0
MERCK & CO INC
CALL
58933Y905
30
16000
SH
Call
SOLE
N/A
16000
0
0
NETAPP INC
PUT
64110D954
11
4000
SH
Put
SOLE
N/A
4000
0
0
2U INC
CALL
90214J901
1
4000
SH
Call
SOLE
N/A
4000
0
0
UNDER ARMOUR INC
PUT
904311957
3
2100
SH
Put
SOLE
N/A
2100
0
0
VMWARE INC
CALL
928563902
30
8000
SH
Call
SOLE
N/A
8000
0
0
VMWARE INC
CALL
928563902
5
8000
SH
Call
SOLE
N/A
8000
0
0
WEIBO CORP
CALL
948596901
8
5000
SH
Call
SOLE
N/A
5000
0
0
58 COM INC
CALL
31680Q904
1
9600
SH
Call
SOLE
N/A
9600
0
0
YANDEX N V
CALL
N97284908
30
10000
SH
Call
SOLE
N/A
10000
0
0
ENDOCYTE INC
COM
29269A102
24
1750
SH
SOLE
N/A
1750
0
0
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
10
5000
SH
SOLE
N/A
5000
0
0
CANOPY GROWTH CORP
COM
138035100
41
1392
SH
SOLE
N/A
1392
0
0
ISHARES TR
INTRMD CR BD ETF
464288638
81
764
SH
SOLE
N/A
764
0
0
ISHARES TR
1 3 YR CR BD ETF
464288646
25
244
SH
SOLE
N/A
244
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
1986
29548
SH
SOLE
N/A
29548
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
327
9408
SH
SOLE
N/A
9408
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
31
563
SH
SOLE
N/A
563
0
0
CLEVELAND CLIFFS INC
COM
185899101
97
11462
SH
SOLE
N/A
11462
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
24
1241
SH
SOLE
N/A
1241
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
426
2481
SH
SOLE
N/A
2481
0
0
CURIS INC
COM NEW
231269200
64
36897
SH
SOLE
N/A
36897
0
0
ISHARES INC
MSCI MLY ETF NEW
46434G814
5
175
SH
SOLE
N/A
175
0
0
SQUARE INC
CL A
852234103
51
822
SH
SOLE
N/A
822
0
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
300
26846
SH
SOLE
N/A
26846
0
0
UNDER ARMOUR INC
CL C
904311206
37
1735
SH
SOLE
N/A
1735
0
0
FERRARI N V
COM
N3167Y103
7
55
SH
SOLE
N/A
55
0
0
INVESCO EXCHNG TRADED FD TR
TAXABLE MUN BD
46138G805
82
2775
SH
SOLE
N/A
2775
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
448
2827
SH
SOLE
N/A
2827
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
278
1522
SH
SOLE
N/A
1522
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL FIN
46137V340
531
12553
SH
SOLE
N/A
12553
0
0
ISHARES INC
MSCI SINGPOR ETF
46434G780
3
117
SH
SOLE
N/A
117
0
0
EMPIRE RESORTS INC
COM PAR $0 01
292052305
14
714
SH
SOLE
N/A
714
0
0
WHITING PETE CORP NEW
COM NEW
966387409
0
6
SH
SOLE
N/A
6
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
1
204
SH
SOLE
N/A
204
0
0
INVESCO EXCHNG TRADED FD TR
GLOBAL WATER
46138E651
1
55
SH
SOLE
N/A
55
0
0
INVESCO CURNCYSHS BRIT PND S
BRIT POUN STRL
46138M109
5
38
SH
SOLE
N/A
38
0
0
ALPHABET INC
CAP STK CL A
02079K305
313
277
SH
SOLE
N/A
277
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
4
240
SH
SOLE
N/A
240
0
0
CYTRX CORP
COM PAR
232828608
0
351
SH
SOLE
N/A
351
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
36
1201
SH
SOLE
N/A
1201
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
1
33
SH
SOLE
N/A
33
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
3
120
SH
SOLE
N/A
120
0
0
INVESCO DB MLTI SECTR CMMTY
AGRICULTURE FD
46140H106
18
1000
SH
SOLE
N/A
1000
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
16
700
SH
SOLE
N/A
700
0
0
GLOBAL NET LEASE INC
COM NEW
379378201
25
1200
SH
SOLE
N/A
1200
0
0
ALPHABET INC
CAP STK CL C
02079K107
283
254
SH
SOLE
N/A
254
0
0
XEROX CORP
COM NEW
984121608
3
139
SH
SOLE
N/A
139
0
0
TECHNIPFMC PLC
COM
G87110105
4
136
SH
SOLE
N/A
136
0
0
INVESCO EXCHNG TRADED FD TR
EMRNG MKT SVRG
46138E784
1
47
SH
SOLE
N/A
47
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92837G100
5
494
SH
SOLE
N/A
494
0
0
NIKE INC
CL B
654106103
21
259
SH
SOLE
N/A
259
0
0
COEUR MNG INC
COM NEW
192108504
0
10
SH
SOLE
N/A
10
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
0
100
SH
SOLE
N/A
100
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
0
7
SH
SOLE
N/A
7
0
0
TRUSTCO BK CORP N Y
COM
898349105
1
150
SH
SOLE
N/A
150
0
0
BOULDER GROWTH & INCOME FD I
COM
101507101
8
744
SH
SOLE
N/A
744
0
0
ENZO BIOCHEM INC
COM
294100102
1
110
SH
SOLE
N/A
110
0
0
DIEBOLD NXDF INC
COM
253651103
1
100
SH
SOLE
N/A
100
0
0
RITE AID CORP
COM
767754104
2
1000
SH
SOLE
N/A
1000
0
0
CANADIAN NAT RES LTD
COM
136385101
7
200
SH
SOLE
N/A
200
0
0
LEXINGTON REALTY TRUST
COM
529043101
3
310
SH
SOLE
N/A
310
0
0
ISHARES TR
GLOB INDSTRL ETF
464288729
18
200
SH
SOLE
N/A
200
0
0
INVESCO EXCHNG TRADED FD TR
FTSE RAFI EMNG
46138E727
2
91
SH
SOLE
N/A
91
0
0
JPMORGAN CHASE & CO
CALL
46625H900
14
14000
SH
Call
SOLE
N/A
14000
0
0
SCHLUMBERGER LTD
CALL
806857908
2
3000
SH
Call
SOLE
N/A
3000
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
12
327
SH
SOLE
N/A
327
0
0
XL GROUP LTD
COM
G98294104
0
2
SH
SOLE
N/A
2
0
0
HP INC
COM
40434L105
2
100
SH
SOLE
N/A
100
0
0
REVOLUTION LIGHTING TECHNOLO
COM NEW
76155G206
4
1100
SH
SOLE
N/A
1100
0
0
INTERNAP CORP
COM PAR
45885A409
0
25
SH
SOLE
N/A
25
0
0
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
1
31
SH
SOLE
N/A
31
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
31
302
SH
SOLE
N/A
302
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
24
420
SH
SOLE
N/A
420
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
59
1654
SH
SOLE
N/A
1654
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
12
832
SH
SOLE
N/A
832
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
0
81
SH
SOLE
N/A
81
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
47
1158
SH
SOLE
N/A
1158
0
0