0001398344-22-016147.txt : 20220822 0001398344-22-016147.hdr.sgml : 20220822 20220822165942 ACCESSION NUMBER: 0001398344-22-016147 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220822 DATE AS OF CHANGE: 20220822 EFFECTIVENESS DATE: 20220822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wildermuth Fund CENTRAL INDEX KEY: 0001586009 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22888 FILM NUMBER: 221184350 BUSINESS ADDRESS: STREET 1: 818 A1A HWY N STREET 2: SUITE 301 CITY: PONTE VEDRA BEACH STATE: FL ZIP: 32082 BUSINESS PHONE: (678) 222-1100 MAIL ADDRESS: STREET 1: 818 A1A HWY N STREET 2: SUITE 301 CITY: PONTE VEDRA BEACH STATE: FL ZIP: 32082 FORMER COMPANY: FORMER CONFORMED NAME: Wildermuth Endowment Fund DATE OF NAME CHANGE: 20180905 FORMER COMPANY: FORMER CONFORMED NAME: Wildermuth Endowment Strategy Fund DATE OF NAME CHANGE: 20130905 N-PX 1 fp0078484_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22888

 

Wildermuth Fund
(Exact name of registrant as specified in charter)

 

818 A1A Hwy, Suite 301, Ponte Vedra Beach, Florida 32082
(Address of principal executive offices) (Zip code)

 

Daniel Wildermuth

Wildermuth Advisory, LLC

818 A1A Hwy, Suite 301

Ponte Vedra Beach, Florida 32082

(Name and address of agent for service)

 

Copies to:

 

Karen A. Aspinall

Practus, LLP

3857 Birch St. PMB 2241

Newport Beach, CA 92660

 

Registrant's telephone number, including area code: (678) 222-1100

 

Date of fiscal year end: March 31

 

Date of reporting period: July 1, 2021 – June 30, 2022

 

 

 

 

Item 1. Proxy Voting Record

 

Investment Company Report

 

  Wildermuth Fund Proxy voting July 1, 2021 - June 30, 2022      
  INVENTRUST
  Security N/A     Meeting Type Annual General Meeting
  Ticker Symbol N/A     Meeting Date 5-May-22
  ISIN N/A     Agenda Management
                 
  Item Proposal Proposed by Vote Management Recommendation For/Against Management
               
  1a. Election of Director: Stuart Aitken Management For For For  
  1b. Election of Director: Amanda Black Management For For For  
  1c. Election of Director: Daniel J. Busch Management For For For  
  1d. Election of Director: Thomas F. Glavin Management For For For  
  1e. Election of Director: Scott A.Nelson Management For For For  
  1f. Election of Director: Paula J. Saban Management For For For  
  1g. Election of Director: Michael A. Stein Management For For For  
  1h. Election of Director: Julian E. Whitehurst Management For For For  
  2 Ratify the election of KPMG LLC as our independent registered public accounting firm for the year ending December 31, 2022 Management For For For  
  3 Approval of an amendment of our charter permitting our bylaws (the "Bylaws") to require stockholder approval for the amendment of certain provisions of our Bylaws relating to the Maryland Business Combination Act or the Maryland Control Share Acquisition Act. Management For For For  
                 
  ARCTRUST, INC
  Security N/A     Meeting Type Annual General Meeting
  Ticker Symbol N/A     Meeting Date 16-Jun-22
  ISIN N/A     Agenda Management
                 
  Item Proposal Proposed by Vote Management Recommendation For/Against Management
               
  1.01 Election of Director: Alan Goldstein Management For For For  
  1.02 Election of Director: William Cottongim Management For For For  
  Cottonwood Communities
  Security N/A     Meeting Type Annual 2021 General Meeting
  Ticker Symbol N/A     Meeting Date 16-Dec-21
  ISIN N/A     Agenda Management
                 
  Item Proposal Proposed by Vote Management Recommendation For/Against Management
               
  1a. Election of Director to hold office for one-year term expiring in 2022: Chad Christensen Management For For For  
  1b. Election of Director to hold office for one-year term expiring in 2022: Jonathan Gardner Management For For For  
  1c. Election of Director to hold office for one-year term expiring in 2022: John Lunt Management For For For  
  1d. Election of Director to hold office for one-year term expiring in 2022: Daniel Shaeffer Management For For For  
  1e. Election of Director to hold office for one-year term expiring in 2022: Philip White Management For For For  
  2 To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. Management For For For  
  3 Approval of the amendment to the Company's Charter to remove Article XVIII from the Charter. Management For For For  
  4 Approval of a proposal that would permit the Company to proceed with the voting on only the proposals that have received sufficient votes to be approved at the annual meeting, and them subsequently, to adjourn the annual meeting to solicit additioanl proxies to vote in favor of the proposal that has not received sufficient votes to be approved at the annual meeting. Management For For For  
                 
  Auda Asia
  Security N/A     Meeting Type Annual General Meeting
  Ticker Symbol N/A     Meeting Date 24-Jun-22
  ISIN N/A     Agenda Management
                 
  Item Proposal Proposed by Vote Management Recommendation For/Against Management
               
  1 Acknowledgement of the report of the board of managers of the General Partner of the Partnership for the financial year ended 31 December 2021. Management For For For  
  2 Acknowledgement of the report of the auditor of the Partnership for the financial year ended 31 December 2021. Management For For For  
  3 Approval of the audited annual accounts for the financial year ended 31 December 2021. Management For For For  
  4 Allocation of the results for the financial year ended 31 December 2021 - carry forward the combined net investment profit amounting to EUR 7,282,354. Management For For For  
  5 Discharge to the managers of the General Partner of the Partnership with respect to the performance of their duties for the financial year ended 31 December 2021. Management For For For  
  6 Renewal of the mandate of Ernst & Young S.A. as auditor of the Partnership to serve until the next annual general meeting of the partners which will deliberate on the audited annual accounts for the financial year ending 31 December 2022. Management For For For  
  7 Power of attorney and authorisation of the General Partner with full pwer of substitution, to perform all the necessary registration , publication and regulatory formalities regarding the execution of the above resolutions. Legal requirement, no vote required N/A N/A N/A  

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Wildermuth Fund  
     
By (Signature and Title) /s/ Daniel Wildermuth  
  Daniel Wildermuth  
  Trustee, Chairman of the Board, President and Chief Executive Officer  
     
Date: 8/22/2022