0001398344-20-016149.txt : 20200819 0001398344-20-016149.hdr.sgml : 20200819 20200819141706 ACCESSION NUMBER: 0001398344-20-016149 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 EFFECTIVENESS DATE: 20200819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wildermuth Endowment Fund CENTRAL INDEX KEY: 0001586009 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22888 FILM NUMBER: 201116626 BUSINESS ADDRESS: STREET 1: 818 A1A HWY STREET 2: SUITE 301 CITY: PONTE VEDRA BEACH STATE: FL ZIP: 32082 BUSINESS PHONE: (678) 222-1100 MAIL ADDRESS: STREET 1: 818 A1A HWY STREET 2: SUITE 301 CITY: PONTE VEDRA BEACH STATE: FL ZIP: 32082 FORMER COMPANY: FORMER CONFORMED NAME: Wildermuth Endowment Strategy Fund DATE OF NAME CHANGE: 20130905 N-PX 1 fp0056645_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22888

 

Wildermuth Endowment Fund
(Exact name of registrant as specified in charter)

 

818 A1A Hwy, Suite 301, Ponte Vedra Beach, Florida 32082
(Address of principal executive offices) (Zip code)

 

Daniel Wildermuth

 Wildermuth Advisory, LLC

 818 A1A Hwy, Suite 301

 Ponte Vedra Beach, Florida 32082

 (Name and address of agent for service)

 

Copies to:

 

John H. Grady

 Practus, LLP

 1602 East Lancaster Avenue, Suite 15-A

 Rosemont, PA 19010

 (484) 730-8535

 

Registrant's telephone number, including area code: (678) 222-1100

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2019 – June 30, 2020

 

 

 

Item 1. Proxy Voting Record

 

Investment Company Report              

 

ARES CAPITAL CORPORATION        
Security 04010L103             Meeting Type   Special  
Ticker Symbol ARCC             Meeting Date   08-Jul-2019    
ISIN US04010L1035             Agenda   935002775 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company's then outstanding common stock). Management   For   For        
                                               
FS KKR CAPITAL CORP.        
Security 302635107             Meeting Type   Annual  
Ticker Symbol FSK             Meeting Date   16-Jul-2019    
ISIN US3026351078             Agenda   935016661 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Barbara Adams         For   For        
      2 Frederick Arnold         For   For        
      3 Michael C. Forman         For   For        
      4 Jerel A. Hopkins         For   For        
2. To approve the application of the reduced asset coverage requirements in Section 61(a)(2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to increase the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150%. Management   For   For        
3. To approve the proposal to allow the Company in future offerings to sell its shares below net asset value per share in order to provide flexibility for future sales. Management   For   For        
HOMESERVE PLC        
Security G4639X119             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   19-Jul-2019    
ISIN GB00BYYTFB60             Agenda   711314106 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Management   For   For        
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management   For   For        
3 TO APPROVE THE FINAL DIVIDEND Management   For   For        
4 TO RE-ELECT J M BARRY GIBSON AS A DIRECTOR Management   For   For        
5 TO RE-ELECT RICHARD HARPIN AS A DIRECTOR Management   For   For        
6 TO RE-ELECT DAVID BOWER AS A DIRECTOR Management   For   For        
7 TO RE-ELECT TOM RUSIN AS A DIRECTOR Management   For   For        
8 TO RE-ELECT KATRINA CLIFFE AS A DIRECTOR Management   For   For        
9 TO RE-ELECT STELLA DAVID AS A DIRECTOR Management   For   For        
10 TO RE-ELECT EDWARD FITZMAURICE AS A DIRECTOR Management   For   For        
11 TO RE-ELECT RON MCMILLAN AS DIRECTOR Management   For   For        
12 TO ELECT OLIVIER GREMILLON Management   For   For        
13 TO RE-APPOINT DELOITTE LLP AS AUDITOR Management   For   For        
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR Management   For   For        
15 AUTHORITY TO ALLOT SHARES Management   For   For        
16 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management   For   For        
17 ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS Management   For   For        
18 AUTHORITY TO PURCHASE OWN SHARES Management   For   For        
19 NOTICE OF GENERAL MEETINGS Management   For   For        
CMMT 13 JUN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting                
BUCKEYE PARTNERS, L.P.        
Security 118230101             Meeting Type   Special  
Ticker Symbol BPL             Meeting Date   31-Jul-2019    
ISIN US1182301010             Agenda   935058227 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. The approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. Management   For   For        
2. The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. Management   For   For        
NEWTEK BUSINESS SERVICES CORP.        
Security 652526203             Meeting Type   Special  
Ticker Symbol NEWT             Meeting Date   02-Aug-2019    
ISIN US6525262035             Agenda   935059914 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. To approve a proposal to authorize the Company to sell shares of its common stock, par value $0.02 per share, at a price below the then current net asset value per share of such common stock in one or multiple offerings, subject to certain limitations described in the accompanying Proxy Statement. Management   For   For        
2. To approve an amendment to the Company's Articles of Amendment and Restatement to allow the Company's shareholders to amend the Company's Bylaws. Management   For   For        
3. To approve a proposal to adjourn the Meeting, if necessary or appropriate, to solicit additional proxies. Management   For   For        
APOLLO INVESTMENT CORPORATION        
Security 03761U502             Meeting Type   Annual  
Ticker Symbol AINV             Meeting Date   06-Aug-2019    
ISIN US03761U5020             Agenda   935055699 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Elliot Stein, Jr.         For   For        
      2 Bradley J. Wechsler         For   For        
      3 James C. Zelter         For   For        
2. To ratify the selection of PricewaterhouseCoopers LLP as Apollo Investment Corporation's (the "Company") independent registered public accounting firm for the fiscal year ending March 31, 2020. Management   For   For        
QORVO, INC.        
Security 74736K101             Meeting Type   Annual  
Ticker Symbol QRVO             Meeting Date   06-Aug-2019    
ISIN US74736K1016             Agenda   935055384 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Ralph G. Quinsey         For   For        
      2 Robert A. Bruggeworth         For   For        
      3 Jeffery R. Gardner         For   For        
      4 John R. Harding         For   For        
      5 David H.Y. Ho         For   For        
      6 Roderick D. Nelson         For   For        
      7 Dr. Walden C. Rhines         For   For        
      8 Susan L. Spradley         For   For        
      9 Walter H. Wilkinson, Jr         For   For        
2. To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). Management   For   For        
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 28, 2020. Management   For   For        
PSK INC.        
Security Y71195112             Meeting Type   ExtraOrdinary General Meeting  
Ticker Symbol               Meeting Date   12-Aug-2019    
ISIN KR7319660007             Agenda   711361674 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION Management   For   For        
2 APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS Management   For   For        
3 APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS Management   For   For        
THE J. M. SMUCKER COMPANY        
Security 832696405             Meeting Type   Annual  
Ticker Symbol SJM             Meeting Date   14-Aug-2019    
ISIN US8326964058             Agenda   935056920 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1a. Election of Director for a term expire in 2020: Kathryn W. Dindo Management   For   For        
1b. Election of Director for a term expire in 2020: Paul J. Dolan Management   For   For        
1c. Election of Director for a term expire in 2020: Jay L. Henderson Management   For   For        
1d. Election of Director for a term expire in 2020: Gary A. Oatey Management   For   For        
1e. Election of Director for a term expire in 2020: Kirk L. Perry Management   For   For        
1f. Election of Director for a term expire in 2020: Sandra Pianalto Management   For   For        
1g. Election of Director for a term expire in 2020: Nancy Lopez Russell Management   For   For        
1h. Election of Director for a term expire in 2020: Alex Shumate Management   For   For        
1i. Election of Director for a term expire in 2020: Mark T. Smucker Management   For   For        
1j. Election of Director for a term expire in 2020: Richard K. Smucker Management   For   For        
1k. Election of Director for a term expire in 2020: Timothy P. Smucker Management   For   For        
1l. Election of Director for a term expire in 2020: Dawn C. Willoughby Management   For   For        
2. Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. Management   For   For        
3. Advisory approval of the Company's executive compensation. Management   For   For        
INVESCO        
Security 46137V571             Meeting Type   Special  
Ticker Symbol PGJ             Meeting Date   19-Aug-2019    
ISIN US46137V5710             Agenda   935061921 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Ronn R. Bagge         For   For        
      2 Todd J. Barre         For   For        
      3 Kevin M. Carome         For   For        
      4 E. P. Giambastiani, Jr.         For   For        
      5 Victoria J. Herget         For   For        
      6 Marc M. kole         For   For        
      7 Yung Bong Lim         For   For        
      8 Joanne Pace         For   For        
      9 Gary R. Wicker         For   For        
      10 Donald H. Wilson         For   For        
INVESCO        
Security 46138E636             Meeting Type   Special  
Ticker Symbol PICB             Meeting Date   19-Aug-2019    
ISIN US46138E6361             Agenda   935061921 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Ronn R. Bagge         For   For        
      2 Todd J. Barre         For   For        
      3 Kevin M. Carome         For   For        
      4 E. P. Giambastiani, Jr.         For   For        
      5 Victoria J. Herget         For   For        
      6 Marc M. kole         For   For        
      7 Yung Bong Lim         For   For        
      8 Joanne Pace         For   For        
      9 Gary R. Wicker         For   For        
      10 Donald H. Wilson         For   For        
THE PROCTER & GAMBLE COMPANY        
Security 742718109             Meeting Type   Annual  
Ticker Symbol PG             Meeting Date   08-Oct-2019    
ISIN US7427181091             Agenda   935072998 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Francis S. Blake Management   For   For        
1B. Election of Director: Angela F. Braly Management   For   For        
1C. Election of Director: Amy L. Chang Management   For   For        
1D. Election of Director: Scott D. Cook Management   For   For        
1E. Election of Director: Joseph Jimenez Management   For   For        
1F. Election of Director: Terry J. Lundgren Management   For   For        
1G. Election of Director: Christine M. McCarthy Management   For   For        
1H. Election of Director: W. James McNerney, Jr. Management   For   For        
1I. Election of Director: Nelson Peltz Management   For   For        
1J. Election of Director: David S. Taylor Management   For   For        
1K. Election of Director: Margaret C. Whitman Management   For   For        
1L. Election of Director: Patricia A. Woertz Management   For   For        
2. Ratify Appointment of the Independent Registered Public Accounting Firm Management   For   For        
3. Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) Management   For   For        
4. Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan Management   For   For        
CSL LTD        
Security Q3018U109             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   16-Oct-2019    
ISIN AU000000CSL8             Agenda   711562377 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4.A, 4.B AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting                
2.A TO RE-ELECT MS MARIE MCDONALD AS A DIRECTOR Management   For   For        
2.B TO RE-ELECT DR MEGAN CLARK AC AS A DIRECTOR Management   For   For        
3 ADOPTION OF THE REMUNERATION REPORT Management   For   For        
4.A APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO EXECUTIVE DIRECTOR, MR PAUL PERREAULT Management   For   For        
4.B APPROVAL OF A GRANT OF PERFORMANCE SHARE UNITS TO EXECUTIVE DIRECTOR, PROFESSOR ANDREW CUTHBERTSON AO Management   For   For        
DECHRA PHARMACEUTICALS PLC        
Security G2769C145             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   18-Oct-2019    
ISIN GB0009633180             Agenda   711572695 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2019 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND THE AUDITORS REPORT Management   For   For        
2 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2019 Management   For   For        
3 TO DECLARE A FINAL DIVIDEND Management   For   For        
4 TO ELECT LISA BRIGHT Management   For   For        
5 TO RE-ELECT WILLIAM ANTHONY RICE Management   For   For        
6 TO RE-ELECT IAN PAGE Management   For   For        
7 TO RE-ELECT ANTHONY GRIFFIN Management   For   For        
8 TO RE-ELECT JULIAN HESLOP Management   For   For        
9 TO RE-ELECT ISHBEL MACPHERSON Management   For   For        
10 TO RE-ELECT LAWSON MACARTNEY Management   For   For        
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITOR OF THE COMPANY Management   For   For        
12 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR Management   For   For        
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES TO SPECIFIC LIMITS Management   For   For        
14 TO DISAPPLY THE PRE-EMPTION RIGHTS Management   For   For        
15 TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS Management   For   For        
16 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Management   For   For        
17 TO AUTHORISE THE COMPANY TO HOLD ANY GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS NOTICE Management   For   For        
18 TO ADOPT NEW ARTICLES OF ASSOCIATION Management   For   For        
MCMILLAN SHAKESPEARE LIMITED        
Security Q58998107             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   22-Oct-2019    
ISIN AU000000MMS5             Agenda   711576542 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting                
2 ADOPTION OF THE REMUNERATION REPORT Management   For   For        
3 RE-ELECTION OF MR. TIM POOLE AS A DIRECTOR Management   For   For        
4 RE-ELECTION OF MR. ROSS CHESSARI AS A DIRECTOR Management   For   For        
5 ISSUE OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR: MR MICHAEL SALISBURY Management   For   For        
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE Non-Voting                
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS OF THE CONSTITUTION Management   For   For        
KLA CORPORATION        
Security 482480100             Meeting Type   Annual  
Ticker Symbol KLAC             Meeting Date   05-Nov-2019    
ISIN US4824801009             Agenda   935082533 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Edward Barnholt Management   For   For        
1B. Election of Director: Robert Calderoni Management   For   For        
1C. Election of Director: Jeneanne Hanley Management   For   For        
1D. Election of Director: Emiko Higashi Management   For   For        
1E. Election of Director: Kevin Kennedy Management   For   For        
1F. Election of Director: Gary Moore Management   For   For        
1G. Election of Director: Kiran Patel Management   For   For        
1H. Election of Director: Victor Peng Management   For   For        
1I. Election of Director: Robert Rango Management   For   For        
1J. Election of Director: Richard Wallace Management   For   For        
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. Management   For   For        
3. Approval on a non-binding, advisory basis of our named executive officer compensation. Management   For   For        
PERNOD RICARD SA        
Security F72027109             Meeting Type   MIX  
Ticker Symbol               Meeting Date   08-Nov-2019    
ISIN FR0000120693             Agenda   711596253 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. Non-Voting                
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE Non-Voting                
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU Non-Voting                
CMMT 23 OCT 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002 1-904463.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023 1-904598.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting                
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 Management   For   For        
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 Management   For   For        
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 AND SETTING OF THE DIVIDEND Management   For   For        
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE Management   For   For        
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. KORY SORENSON AS DIRECTOR Management   For   For        
O.6 APPOINTMENT OF MRS. ESTHER BERROZPE GALINDO AS DIRECTOR Management   For   For        
O.7 APPOINTMENT OF MR. PHILIPPE PETITCOLIN AS DIRECTOR Management   For   For        
O.8 SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS Management   For   For        
O.9 APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Management   For   For        
O.10 APPROVAL OF THE COMPENSATION POLICY ELEMENTS APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Management   For   For        
O.11 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY Management   For   For        
E.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL Management   For   For        
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT Management   For   For        
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING Management   For   For        
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN SHARE CAPITAL WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE PURSUANT TO THE 13TH, 14TH AND 16TH RESOLUTIONS Management   For   For        
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF A PRIVATE PLACEMENT, WITHIN THE CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS (APPROXIMATELY 9.96% OF THE SHARE CAPITAL Management   For   For        
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL Management   For   For        
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY Management   For   For        
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL) BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS Management   For   For        
E.20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF PERFORMANCE SHARES, EXISTING SHARES OR SHARES TO BE ISSUED, TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES Management   For   For        
E.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES OPTIONS GRANTING ENTITLEMENT TO SUBSCRIBE FOR SHARES OF THE COMPANY TO BE ISSUED OR TO PURCHASE EXISTING SHARES OF THE COMPANY Management   For   For        
E.22 DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER Management   For   For        
E.23 DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL IN FAVOUR OF CATEGORY(IES) OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER Management   For   For        
E.24 AMENDMENT TO ARTICLE 16 OF THE BY-LAWS TO DETERMINE THE NUMBER OF DIRECTORS REPRESENTING THE EMPLOYEES PRESENT AT THE BOARD OF DIRECTORS ACCORDING TO THE NUMBER OF DIRECTORS SERVING ON THE BOARD UNDER ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE Management   For   For        
E.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Management   For   For        
RAMSAY HEALTH CARE LTD        
Security Q7982Y104             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   14-Nov-2019    
ISIN AU000000RHC8             Agenda   711615027 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4.1 AND 4.2 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION Non-Voting                
2 ADOPTION OF THE REMUNERATION REPORT Management   For   For        
3.1 TO ELECT MS CATRIONA ALISON DEANS AS A NON- EXECUTIVE DIRECTOR Management   For   For        
3.2 TO ELECT MR JAMES MALCOLM MCMURDO AS A NON-EXECUTIVE DIRECTOR Management   For   For        
4.1 TO APPROVE THE GRANT OF FY2020 PERFORMANCE RIGHTS TO MANAGING DIRECTOR - MR CRAIG RALPH MCNALLY Management   For   For        
4.2 TO APPROVE THE CORRECTIVE GRANT OF FY2019 PERFORMANCE RIGHTS TO MANAGING DIRECTOR - MR CRAIG RALPH MCNALLY Management   For   For        
SYSCO CORPORATION        
Security 871829107             Meeting Type   Annual  
Ticker Symbol SYY             Meeting Date   15-Nov-2019    
ISIN US8718291078             Agenda   935085224 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Thomas L. Bené Management   For   For        
1B. Election of Director: Daniel J. Brutto Management   For   For        
1C. Election of Director: John M. Cassaday Management   For   For        
1D. Election of Director: Joshua D. Frank Management   For   For        
1E. Election of Director: Larry C. Glasscock Management   For   For        
1F. Election of Director: Bradley M. Halverson Management   For   For        
1G. Election of Director: John M. Hinshaw Management   For   For        
1H. Election of Director: Hans-Joachim Koerber Management   For   For        
1I. Election of Director: Stephanie A. Lundquist Management   For   For        
1J. Election of Director: Nancy S. Newcomb Management   For   For        
1K. Election of Director: Nelson Peltz Management   For   For        
1L. Election of Director: Edward D. Shirley Management   For   For        
1M. Election of Director: Sheila G. Talton Management   For   For        
2. To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2019 proxy statement. Management   For   For        
3. To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2020. Management   For   For        
4. To consider a stockholder proposal, if properly presented at the meeting, requesting an independent board chair policy. Shareholder   Against   For        
ECOPETROL S A        
Security 279158109             Meeting Type   Special  
Ticker Symbol EC             Meeting Date   16-Dec-2019    
ISIN US2791581091             Agenda   935112350 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
4. Approval of the Agenda Management   For   For        
5. Appointment of the President of the Shareholders Meeting Management   For   For        
6. Appointment of the Commission responsible of scrutinizing elections and polling Management   For   For        
7. Appointment of the Commission responsible of reviewing and approving the minute of the meeting Management   For   For        
8. Modification of the occasional reserve destination for the future sustainability of the Company, approved by the shareholders on the Annual General Shareholders' Meeting held on March 2019 with the purpose of distributing the reserve Management   For   For        
9. Distribution of the occasional reserve as dividends Management   For   For        
WALGREENS BOOTS ALLIANCE, INC.        
Security 931427108             Meeting Type   Annual  
Ticker Symbol WBA             Meeting Date   30-Jan-2020    
ISIN US9314271084             Agenda   935114823 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: José E. Almeida Management   For   For        
1B. Election of Director: Janice M. Babiak Management   For   For        
1C. Election of Director: David J. Brailer Management   For   For        
1D. Election of Director: William C. Foote Management   For   For        
1E. Election of Director: Ginger L. Graham Management   For   For        
1F. Election of Director: John A. Lederer Management   For   For        
1G. Election of Director: Dominic P. Murphy Management   For   For        
1H. Election of Director: Stefano Pessina Management   For   For        
1I. Election of Director: Nancy M. Schlichting Management   For   For        
1J. Election of Director: James A. Skinner Management   For   For        
2. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2020. Management   For   For        
3. Advisory vote to approve named executive officer compensation. Management   For   For        
4. Stockholder proposal requesting an independent Board Chairman. Shareholder   Against   For        
5. Proposal Withdrawn Shareholder   Against   None        
6. Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. Shareholder   Against   For        
TYSON FOODS, INC.        
Security 902494103             Meeting Type   Annual  
Ticker Symbol TSN             Meeting Date   06-Feb-2020    
ISIN US9024941034             Agenda   935117855 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: John Tyson Management   For   For        
1B. Election of Director: Gaurdie E. Banister Jr. Management   For   For        
1C. Election of Director: Dean Banks Management   For   For        
1D. Election of Director: Mike Beebe Management   For   For        
1E. Election of Director: Mikel A. Durham Management   For   For        
1F. Election of Director: Jonathan D. Mariner Management   For   For        
1G. Election of Director: Kevin M. McNamara Management   For   For        
1H. Election of Director: Cheryl S. Miller Management   For   For        
1I. Election of Director: Jeffrey K. Schomburger Management   For   For        
1J. Election of Director: Robert Thurber Management   For   For        
1K. Election of Director: Barbara A. Tyson Management   For   For        
1L. Election of Director: Noel White Management   For   For        
2. To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 3, 2020. Management   For   For        
3. To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. Management   For   For        
4. Shareholder proposal to request a report regarding the Company's efforts to eliminate deforestation from its supply chains. Shareholder   Against   For        
5. Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. Shareholder   Against   For        
6. Shareholder proposal to require the preparation of a report on the Company's due diligence process assessing and mitigating human rights impacts. Shareholder   Against   For        
7. Shareholder proposal to request the adoption of a policy requiring senior executive officers to retain a percentage of shares received through equity compensation programs. Shareholder   Against   For        
DEERE & COMPANY        
Security 244199105             Meeting Type   Annual  
Ticker Symbol DE             Meeting Date   26-Feb-2020    
ISIN US2441991054             Agenda   935120876 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Samuel R. Allen Management   For   For        
1B. Election of Director: Alan C. Heuberger Management   For   For        
1C. Election of Director: Charles O. Holliday, Jr. Management   For   For        
1D. Election of Director: Dipak C. Jain Management   For   For        
1E. Election of Director: Michael O. Johanns Management   For   For        
1F. Election of Director: Clayton M. Jones Management   For   For        
1G. Election of Director: John C. May Management   For   For        
1H. Election of Director: Gregory R. Page Management   For   For        
1I. Election of Director: Sherry M. Smith Management   For   For        
1J. Election of Director: Dmitri L. Stockton Management   For   For        
1K. Election of Director: Sheila G. Talton Management   For   For        
2. Amendment to Deere's ByLaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes Management   For   For        
3. Advisory vote on executive compensation Management   For   For        
4. Approval of the John Deere 2020 Equity and Incentive Plan Management   For   For        
5. Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2020 Management   For   For        
6. Shareholder Proposal - Adopt a Board Ideology Disclosure Policy Shareholder   Against   For        
NOVARTIS AG        
Security 66987V109             Meeting Type   Annual  
Ticker Symbol NVS             Meeting Date   28-Feb-2020    
ISIN US66987V1098             Agenda   935128884 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. Management   For   For        
2. Discharge from Liability of the Members of the Board of Directors and the Executive Committee. Management   For   For        
3. Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. Management   For   For        
4. Reduction of Share Capital. Management   For   For        
5A. Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. Management   For   For        
5B. Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021. Management   For   For        
5C. Advisory Vote on the 2019 Compensation Report. Management   For   For        
6A. Re-election of the Chairman and the Member of the Board of Director: Joerg Reinhardt Management   For   For        
6B. Re-election of the Member of the Board of Director: Nancy C. Andrews Management   For   For        
6C. Re-election of the Member of the Board of Director: Ton Buechner Management   For   For        
6D. Re-election of the Member of the Board of Director: Patrice Bula Management   For   For        
6E. Re-election of the Member of the Board of Director: Srikant Datar Management   For   For        
6F. Re-election of the Member of the Board of Director: Elizabeth Doherty Management   For   For        
6G. Re-election of the Member of the Board of Director: Ann Fudge Management   For   For        
6H. Re-election of the Member of the Board of Director: Frans van Houten Management   For   For        
6I. Re-election of the Member of the Board of Director: Andreas von Planta Management   For   For        
6J. Re-election of the Member of the Board of Director: Charles L. Sawyers Management   For   For        
6K. Re-election of the Member of the Board of Director: Enrico Vanni Management   For   For        
6L. Re-election of the Member of the Board of Director: William T. Winters Management   For   For        
6M. Election of new Member of the Board of Director: Bridgette Heller Management   For   For        
6N. Election of new Member of the Board of Director: Simon Moroney Management   For   For        
7A. Re-election to the Compensation Committee: Patrice Bula Management   For   For        
7B. Re-election to the Compensation Committee: Srikant Datar Management   For   For        
7C. Re-election to the Compensation Committee: Enrico Vanni Management   For   For        
7D. Re-election to the Compensation Committee: William T. Winters Management   For   For        
7E. Election of new Member to the Compensation Committee: Bridgette Heller Management   For   For        
8. Re-election of the Statutory Auditor. Management   For   For        
9. Re-election of the Independent Proxy. Management   For   For        
10. General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. Management   For   None        
BROADCOM INC        
Security 11135F101             Meeting Type   Annual  
Ticker Symbol AVGO             Meeting Date   30-Mar-2020    
ISIN US11135F1012             Agenda   935130396 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Mr. Hock E. Tan Management   For   For        
1B. Election of Director: Dr. Henry Samueli Management   For   For        
1C. Election of Director: Mr. Eddy W. Hartenstein Management   For   For        
1D. Election of Director: Ms. Diane M. Bryant Management   For   For        
1E. Election of Director: Ms. Gayla J. Delly Management   For   For        
1F. Election of Director: Mr. Raul J. Fernandez Management   For   For        
1G. Election of Director: Mr. Check Kian Low Management   For   For        
1H. Election of Director: Ms. Justine F. Page Management   For   For        
1I. Election of Director: Mr. Harry L. You Management   For   For        
2. Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 1, 2020. Management   For   For        
3. Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. Management   For   For        
RIO TINTO PLC        
Security 767204100             Meeting Type   Annual  
Ticker Symbol RIO             Meeting Date   08-Apr-2020    
ISIN US7672041008             Agenda   935143571 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. Receipt of the 2019 Annual report Management   For   For        
2. Approval of the Directors' Remuneration Report: Implementation Report Management   For   For        
3. Approval of the Directors' Remuneration Report Management   For   For        
4. Approval of potential termination benefits Management   For   For        
5. To elect Hinda Gharbi as a director Management   For   For        
6. To elect Jennifer Nason as a director Management   For   For        
7. To elect Ngaire Woods CBE as a director Management   For   For        
8. To re-elect Megan Clark AC as a director Management   For   For        
9. To re-elect David Constable as a director Management   For   For        
10. To re-elect Simon Henry as a director Management   For   For        
11. To re-elect Jean-Sébastien Jacques as a director Management   For   For        
12. To re-elect Sam Laidlaw as a director Management   For   For        
13. To re-elect Michael L'Estrange AO as a director Management   For   For        
14. To re-elect Simon McKeon AO as a director Management   For   For        
15. To re-elect Jakob Stausholm as a director Management   For   For        
16. To re-elect Simon Thompson as a director Management   For   For        
17. Appointment of auditors of Rio Tinto plc and Rio Tinto Limited Management   For   For        
18. Remuneration of auditors Management   For   For        
19. Authority to make political donations Management   For   For        
20. Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - general updates and changes Management   For   For        
21. Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - hybrid and contemporaneous general meetings Management   For   For        
22. General authority to allot shares Management   For   For        
23. Disapplication of pre-emption rights Management   For   For        
24. Authority to purchase Rio Tinto plc shares Management   For   For        
25. Notice period for general meetings other than annual general meetings Management   For   For        
THE BANK OF NEW YORK MELLON CORPORATION        
Security 064058100             Meeting Type   Annual  
Ticker Symbol BK             Meeting Date   15-Apr-2020    
ISIN US0640581007             Agenda   935134940 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Linda Z. Cook Management   For   For        
1B. Election of Director: Joseph J. Echevarria Management   For   For        
1C. Election of Director: Thomas P. "Todd" Gibbons Management   For   For        
1D. Election of Director: Jeffrey A. Goldstein Management   For   For        
1E. Election of Director: Edmund F. "Ted" Kelly Management   For   For        
1F. Election of Director: Jennifer B. Morgan Management   For   For        
1G. Election of Director: Elizabeth E. Robinson Management   For   For        
1H. Election of Director: Samuel C. Scott III Management   For   For        
1I. Election of Director: Frederick O. Terrell Management   For   For        
1J. Election of Director: Alfred W. "Al" Zollar Management   For   For        
2. Advisory resolution to approve the 2019 compensation of our named executive officers. Management   For   For        
3. Ratification of KPMG LLP as our independent auditor for 2020. Management   For   For        
4. Stockholder proposal regarding pay equity report. Shareholder   Against   For        
5. Stockholder proposal regarding stockholder vote on bylaw and charter amendments. Shareholder   Against   For        
OWENS CORNING        
Security 690742101             Meeting Type   Annual  
Ticker Symbol OC             Meeting Date   16-Apr-2020    
ISIN US6907421019             Agenda   935145260 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Brian D. Chambers Management   For   For        
1B. Election of Director: Eduardo E. Cordeiro Management   For   For        
1C. Election of Director: Adrienne D. Elsner Management   For   For        
1D. Election of Director: J. Brian Ferguson Management   For   For        
1E. Election of Director: Ralph F. Hake Management   For   For        
1F. Election of Director: Edward F. Lonergan Management   For   For        
1G. Election of Director: Maryann T. Mannen Management   For   For        
1H. Election of Director: W. Howard Morris Management   For   For        
1I. Election of Director: Suzanne P. Nimocks Management   For   For        
1J. Election of Director: John D. Williams Management   For   For        
2. To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. Management   For   For        
3. To approve, on an advisory basis, named executive officer compensation. Management   For   For        
4. To approve the Amended and Restated Owens Corning Employee Stock Purchase Plan. Management   For   For        
TECK RESOURCES LIMITED        
Security 878742204             Meeting Type   Annual and Special Meeting  
Ticker Symbol TECK             Meeting Date   21-Apr-2020    
ISIN CA8787422044             Agenda   935149307 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 DIRECTOR Management                
      1 M.M. Ashar         For   For        
      2 T. Higo         For   For        
      3 T.L. McVicar         For   For        
      4 Q. Chong         For   For        
      5 N.B. Keevil III         For   For        
      6 K.W. Pickering         For   For        
      7 E.C. Dowling         For   For        
      8 D.R. Lindsay         For   For        
      9 U.M. Power         For   For        
      10 E. Fukuda         For   For        
      11 S.A. Murray         For   For        
      12 T.R. Snider         For   For        
2 To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. Management   For   For        
3 To approve the advisory resolution on the Corporation's approach to executive compensation. Management   For   For        
4 To approve the resolutions increasing the number of Class B subordinate voting shares available for issuance under the 2010 Plan by 18,000,000 and ratifying the grant of 3,690,130 stock options, as more particularly described in the management proxy circular dated February 28, 2020. Management   For   For        
TRITON INTERNATIONAL LIMITED        
Security G9078F107             Meeting Type   Annual  
Ticker Symbol TRTN             Meeting Date   21-Apr-2020    
ISIN BMG9078F1077             Agenda   935136110 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Brian M. Sondey Management   For   For        
1B. Election of Director: Robert W. Alspaugh Management   For   For        
1C. Election of Director: Malcolm P. Baker Management   For   For        
1D. Election of Director: David A. Coulter Management   For   For        
1E. Election of Director: Claude Germain Management   For   For        
1F. Election of Director: Kenneth Hanau Management   For   For        
1G. Election of Director: John S. Hextall Management   For   For        
1H. Election of Director: Robert L. Rosner Management   For   For        
1I. Election of Director: Simon R. Vernon Management   For   For        
2. ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. Management   For   For        
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management   For   For        
JOHNSON & JOHNSON        
Security 478160104             Meeting Type   Annual  
Ticker Symbol JNJ             Meeting Date   23-Apr-2020    
ISIN US4781601046             Agenda   935137934 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Mary C. Beckerle Management   For   For        
1B. Election Of Director: D. Scott Davis Management   For   For        
1C. Election of Director: Ian E. L. Davis Management   For   For        
1D. Election of Director: Jennifer A. Doudna Management   For   For        
1E. Election of Director: Alex Gorsky Management   For   For        
1F. Election of Director: Marillyn A. Hewson Management   For   For        
1G. Election of Director: Hubert Joly Management   For   For        
1H. Election of Director: Mark B. McClellan Management   For   For        
1I. Election of Director: Anne M. Mulcahy Management   For   For        
1J. Election of Director: Charles Prince Management   For   For        
1K. Election of Director: A. Eugene Washington Management   For   For        
1L. Election of Director: Mark A. Weinberger Management   For   For        
1M. Election of Director: Ronald A. Williams Management   For   For        
2. Advisory Vote to Approve Named Executive Officer Compensation. Management   For   For        
3. Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. Management   For   For        
4. Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. Management   For   For        
5. Independent Board Chair Shareholder   Against   For        
6. Report on Governance of Opioids-Related Risks Shareholder   Against   For        
ATENOR S.A.        
Security B05146137             Meeting Type   MIX  
Ticker Symbol               Meeting Date   24-Apr-2020    
ISIN BE0003837540             Agenda   712307354 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED Non-Voting                
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting                
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 377649 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. Non-Voting                
O.1 PRESENTATION OF THE ANNUAL ACCOUNTS (CONSOLIDATED AND CORPORATE), OF THE- BOARD OF DIRECTORS' MANAGEMENT REPORT AND OF THE STATUTORY AUDITOR'S REPORTS- FOR 2019 Non-Voting                
O.2 APPROVAL OF THE CORPORATE ANNUAL ACCOUNTS AND THE ALLOCATION OF THE RESULTS Management   For   For        
O.3.1 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MR FRANK DONCK, DIRECTOR Management   For   For        
O.3.2 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: STEPHAN SONNEVILLE SA, DIRECTOR Management   For   For        
O.3.3 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MR CHRISTIAN DELAIRE, DIRECTOR Management   For   For        
O.3.4 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: INVESTEA SRL, DIRECTOR, REPRESENTED BY MRS EMMANUELE ATTOUT Management   For   For        
O.3.5 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MG PRAXIS SRL, DIRECTOR, REPRESENTED BY MRS MICHELE GREGOIRE Management   For   For        
O.3.6 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: LUXEMPART MANAGEMENT SARL, DIRECTOR, REPRESENTED BY MR JACQUOT SCHWERTZER Management   For   For        
O.3.7 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: SOGESTRA SRL, DIRECTOR, REPRESENTED BY MRS NADINE LEMAITRE Management   For   For        
O.3.8 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MR PHILIPPE VASTAPANE, DIRECTOR Management   For   For        
O.3.9 DISCHARGE BY SEPARATE VOTE TO THE DIRECTOR AND THE AUDITOR FOR THE EXERCISE OF THEIR MANDATE IN THE COURSE OF THE 2019 FINANCIAL YEAR: MAZARS REVISEURS D'ENTREPRISES SCRL, AUDITOR, REPRESENTED BY MR XAVIER DOYEN Management   For   For        
O.4.1 RENEWAL OF SOGESTRA SRL REPRESENTED BY MRS NADINE LEMAITRE AS INDEPENDENT DIRECTOR. THIS MANDATE OF THREE YEARS COULD BE REMUNERATED AND WILL EXPIRE AT THE END OF THE ORDINARY GENERAL ASSEMBLY OF 28 APRIL 2023 Management   For   For        
O.5 PRESENTATION OF THE MODIFICATIONS TO THE CORPORATE GOVERNANCE CHARTER Non-Voting                
O.6 APPROVAL OF THE REMUNERATION REPORT Management   For   For        
O.7 AS PROVIDED BY THE CORPORATE GOVERNANCE CHARTER, APPROVAL - OF THE ISSUE OF THE OPTIONS PLAN FOR ATENOR LONG TERM GROWTH SA SHARES AIMED AT MEMBERS OF THE EXECUTIVE COMMITTEE, PERSONNEL OR THE COMPANY OR ITS SUBSIDIARIES' CORPORATE BODIES CONCERNING A MAXIMUM 40,000 SHARES, TO BE ASSIGNED IN 2020 Management   For   For        
O.8 TO CONFER ALL POWERS ON THE BOARD OF DIRECTORS FOR THE EXECUTION OF THE DECISIONS TAKEN Management   For   For        
E.1 AUTHORISATION OF THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY'S OWN SHARES Management   For   For        
E.2 RENEWAL OF THE AUTHORISED CAPITAL Management   For   For        
E.3 AMENDMENT OF ARTICLES Management   For   For        
E.4 CONFER ALL POWERS TO THE BOARD OF DIRECTORS FOR THE EXECUTION OF THE DECISIONS TAKEN Management   For   For        
CENTENE CORPORATION        
Security 15135B101             Meeting Type   Annual  
Ticker Symbol CNC             Meeting Date   28-Apr-2020    
ISIN US15135B1017             Agenda   935140715 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. ELECTION OF DIRECTOR: Michael F. Neidorff Management   For   For        
1B. ELECTION OF DIRECTOR: H. James Dallas Management   For   For        
1C. ELECTION OF DIRECTOR: Robert K. Ditmore Management   For   For        
1D. ELECTION OF DIRECTOR: Richard A. Gephardt Management   For   For        
1E. ELECTION OF DIRECTOR: Lori J. Robinson Management   For   For        
1F. ELECTION OF DIRECTOR: William L. Trubeck Management   For   For        
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Management   For   For        
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. Management   For   For        
4. APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. Management   For   For        
5. THE STOCKHOLDER PROPOSAL ON POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT. Shareholder   Against   For        
6. THE STOCKHOLDER PROPOSAL ON THE ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS AS DESCRIBED IN THE PROXY STATEMENT. Shareholder   Against   For        
FMC CORPORATION        
Security 302491303             Meeting Type   Annual  
Ticker Symbol FMC             Meeting Date   28-Apr-2020    
ISIN US3024913036             Agenda   935145347 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director to serve for a one-year term expiring in 2021: Pierre Brondeau Management   For   For        
1B. Election of Director to serve for a one-year term expiring in 2021: Eduardo E. Cordeiro Management   For   For        
1C. Election of Director to serve for a one-year term expiring in 2021: Mark Douglas Management   For   For        
1D. Election of Director to serve for a one-year term expiring in 2021: C. Scott Greer Management   For   For        
1E. Election of Director to serve for a one-year term expiring in 2021: K'Lynne Johnson Management   For   For        
1F. Election of Director to serve for a one-year term expiring in 2021: Dirk A. Kempthorne Management   For   For        
1G. Election of Director to serve for a one-year term expiring in 2021: Paul J. Norris Management   For   For        
1H. Election of Director to serve for a one-year term expiring in 2021: Margareth Øvrum Management   For   For        
1I. Election of Director to serve for a one-year term expiring in 2021: Robert C. Pallash Management   For   For        
1J. Election of Director to serve for a one-year term expiring in 2021: William H. Powell Management   For   For        
1K. Election of Director to serve for a one-year term expiring in 2021: Vincent R. Volpe, Jr. Management   For   For        
2. Ratification of the appointment of independent registered public accounting firm. Management   For   For        
3. Approval, by non-binding vote, of executive compensation. Management   For   For        
NATIONAL CINEMEDIA, INC.        
Security 635309107             Meeting Type   Annual  
Ticker Symbol NCMI             Meeting Date   28-Apr-2020    
ISIN US6353091076             Agenda   935138190 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Mark B. Segall         For   For        
      2 David E. Glazek         For   For        
      3 Lawrence A. Goodman         For   For        
      4 David R. Haas         For   For        
      5 Kurt C. Hall         For   For        
      6 Thomas F. Lesinski         For   For        
      7 Lee Roy Mitchell         For   For        
      8 Donna Reisman         For   For        
      9 Renana Teperberg         For   For        
2. To approve, on an advisory basis, our executive compensation. Management   For   For        
3. To approve the National CineMedia, Inc. 2020 Omnibus Plan. Management   For   For        
4. To ratify certain 2019 equity grants to Thomas F. Lesinski. Management   For   For        
5. To ratify the appointment of Deloitte & Touche LLP as our independent auditors for the fiscal year ending December 31, 2020. Management   For   For        
TRANSALTA RENEWABLES INC        
Security 893463109             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   28-Apr-2020    
ISIN CA8934631091             Agenda   712303611 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU Non-Voting                
1.1 ELECTION OF DIRECTOR: DAVID W. DRINKWATER Management   For   For        
1.2 ELECTION OF DIRECTOR: BRETT M. GELLNER Management   For   For        
1.3 ELECTION OF DIRECTOR: ALLEN R. HAGERMAN Management   For   For        
1.4 ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Management   For   For        
1.5 ELECTION OF DIRECTOR: PAUL H.E. TAYLOR Management   For   For        
1.6 ELECTION OF DIRECTOR: JOHN H. KOUSINIORIS Management   For   For        
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS Management   For   For        
AGCO CORPORATION        
Security 001084102             Meeting Type   Annual  
Ticker Symbol AGCO             Meeting Date   30-Apr-2020    
ISIN US0010841023             Agenda   935167141 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Roy V. Armes Management   For   For        
1B. Election of Director: Michael C. Arnold Management   For   For        
1C. Election of Director: Sondra L. Barbour Management   For   For        
1D. Election of Director: P. George Benson Management   For   For        
1E. Election of Director: Suzanne P. Clark Management   For   For        
1F. Election of Director: Wolfgang Deml Management   For   For        
1G. Election of Director: George E. Minnich Management   For   For        
1H. Election of Director: Martin H. Richenhagen Management   For   For        
1I. Election of Director: Gerald L. Shaheen Management   For   For        
1J. Election of Director: Mallika Srinivasan Management   For   For        
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS Management   For   For        
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 Management   For   For        
CLEARWAY ENERGY, INC.        
Security 18539C204             Meeting Type   Annual  
Ticker Symbol CWEN             Meeting Date   30-Apr-2020    
ISIN US18539C2044             Agenda   935140599 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Jonathan Bram         For   For        
      2 Nathaniel Anschuetz         For   For        
      3 Brian R. Ford         For   For        
      4 Bruce MacLennan         For   For        
      5 Ferrell P. McClean         For   For        
      6 Daniel B. More         For   For        
      7 E. Stanley O'Neal         For   For        
      8 Christopher S. Sotos         For   For        
      9 Scott Stanley         For   For        
2. To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to make certain technical changes as described in the proxy statement. Management   For   For        
3. To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation. Management   For   For        
4. To ratify the appointment of KPMG LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2020 fiscal year. Management   For   For        
CLEARWAY ENERGY, INC.        
Security 18539C105             Meeting Type   Annual  
Ticker Symbol CWENA             Meeting Date   30-Apr-2020    
ISIN US18539C1053             Agenda   935140599 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Jonathan Bram         For   For        
      2 Nathaniel Anschuetz         For   For        
      3 Brian R. Ford         For   For        
      4 Bruce MacLennan         For   For        
      5 Ferrell P. McClean         For   For        
      6 Daniel B. More         For   For        
      7 E. Stanley O'Neal         For   For        
      8 Christopher S. Sotos         For   For        
      9 Scott Stanley         For   For        
2. To approve the amendment and restatement of Clearway Energy, Inc.'s restated certificate of incorporation to make certain technical changes as described in the proxy statement. Management   For   For        
3. To approve, on a non-binding advisory basis, Clearway Energy, Inc.'s executive compensation. Management   For   For        
4. To ratify the appointment of KPMG LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2020 fiscal year. Management   For   For        
TREEHOUSE FOODS, INC.        
Security 89469A104             Meeting Type   Annual  
Ticker Symbol THS             Meeting Date   30-Apr-2020    
ISIN US89469A1043             Agenda   935138493 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1.1 Election of Director: Mark R. Hunter Management   For   For        
1.2 Election of Director: Ann M. Sardini Management   For   For        
1.3 Election of Director: Jean E. Spence Management   For   For        
2. To provide an advisory vote to approve the Company's executive compensation. Management   For   For        
3. Ratification of the selection of Deloitte & Touche LLP as Independent Auditors. Management   For   For        
UCB SA        
Security B93562120             Meeting Type   MIX  
Ticker Symbol               Meeting Date   30-Apr-2020    
ISIN BE0003739530             Agenda   712309310 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED Non-Voting                
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting                
O.1 REPORT OF THE BOARD OF DIRECTORS ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL-YEAR ENDED 31 DECEMBER 2019 Non-Voting                
O.2 REPORT OF THE STATUTORY AUDITOR ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR- ENDED 31 DECEMBER 2019 Non-Voting                
O.3 COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE UCB GROUP RELATING-TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 Non-Voting                
O.4 APPROVAL OF THE ANNUAL ACCOUNTS OF UCB SA/NV FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND APPROPRIATION OF THE RESULTS: THE GENERAL MEETING APPROVES THE ANNUAL ACCOUNTS OF UCB SA/NV FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE APPROPRIATION OF THE RESULTS REFLECTED THEREIN, INCLUDING THE APPROVAL OF A GROSS DIVIDEND OF EUR 1.24 PER SHARE Management   For   For        
O.5 APPROVAL OF THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 Management   For   For        
O.6 APPROVAL OF THE REMUNERATION POLICY 2020 Management   For   For        
O.7 DISCHARGE IN FAVOUR OF THE DIRECTORS Management   For   For        
O.8 DISCHARGE IN FAVOUR OF THE STATUTORY AUDITOR Management   For   For        
O.91A DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. PIERRE GURDJIAN AS DIRECTOR FOR THE STATUTORY TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2024 Management   For   For        
O.91B DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING ACKNOWLEDGES THAT, FROM THE INFORMATION MADE AVAILABLE TO THE COMPANY, MR. PIERRE GURDJIAN QUALIFIES AS AN INDEPENDENT DIRECTOR ACCORDING TO THE INDEPENDENCE CRITERIA PROVIDED FOR BY ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, BY PROVISION 3.5 OF THE 2020 BELGIAN CORPORATE GOVERNANCE CODE AND BY THE BOARD, AND APPOINTS HIM AS INDEPENDENT DIRECTOR Management   For   For        
O.92A DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. ULF WIINBERG AS DIRECTOR FOR THE STATUTORY TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2024 Management   For   For        
O.92B DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING ACKNOWLEDGES THAT, FROM THE INFORMATION MADE AVAILABLE TO THE COMPANY, MR. ULF WIINBERG QUALIFIES AS AN INDEPENDENT DIRECTOR ACCORDING TO THE INDEPENDENCE CRITERIA PROVIDED FOR BY ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, BY PROVISION 3.5 OF THE 2020 BELGIAN CORPORATE GOVERNANCE CODE AND BY THE BOARD, AND APPOINTS HIM AS INDEPENDENT DIRECTOR Management   For   For        
O.9.3 DIRECTOR: RENEWAL OF MANDATES OF (INDEPENDENT) DIRECTOR: THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. CHARLES-ANTOINE JANSSEN AS DIRECTOR FOR THE STATUTORY TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2024 Management   For   For        
S.10 LONG-TERM INCENTIVE PLANS - PROGRAM OF FREE ALLOCATION OF SHARES Management   For   For        
S11.1 CHANGE OF CONTROL PROVISIONS - ART. 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: EMTN PROGRAM - RENEWAL Management   For   For        
S11.2 CHANGE OF CONTROL PROVISIONS - ART. 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: TERM FACILITY AGREEMENT OF USD 2 070 MILLION ENTERED ON 10 OCTOBER 2019 Management   For   For        
S11.3 EUR 1 BILLION REVOLVING FACILITY AGREEMENT AS LAST AMENDED AND RESTATED BY THE AMENDMENT AND RESTATEMENT AGREEMENT DATED 5 DECEMBER 2019 Management   For   For        
E.1 IMPLEMENTATION OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS Management   For   For        
E.2 SPECIAL REPORT OF THE BOARD OF DIRECTORS Non-Voting                
E.3 RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS UNDER THE AUTHORIZED CAPITAL AND AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF ASSOCIATION Management   For   For        
E.4 ACQUISITION OF OWN SHARES - RENEWAL OF AUTHORIZATION Management   For   For        
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 25 MAY 2020 AT 11:00 HRS (EXTRAORDINARY GENERAL MEETING).- CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS-THE AGENDA IS AMENDED. THANK YOU Non-Voting                
YAMANA GOLD INC.        
Security 98462Y100             Meeting Type   Annual  
Ticker Symbol AUY             Meeting Date   30-Apr-2020    
ISIN CA98462Y1007             Agenda   935172180 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 DIRECTOR Management                
      1 John Begeman         For   For        
      2 Christiane Bergevin         For   For        
      3 Alexander Davidson         For   For        
      4 Richard Graff         For   For        
      5 Kimberly Keating         For   For        
      6 Peter Marrone         For   For        
      7 Jane Sadowsky         For   For        
      8 Dino Titaro         For   For        
2 Appoint the auditors - Deloitte LLP See page 11 of our 2020 management information circular. Management   For   For        
3 On an advisory basis, and not to diminish the role and responsibilities of our board, you accept the approach to executive compensation disclosed in our 2020 management information circular. Management   For   For        
ENBRIDGE INC.        
Security 29250N105             Meeting Type   Annual  
Ticker Symbol ENB             Meeting Date   05-May-2020    
ISIN CA29250N1050             Agenda   935147365 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
01 DIRECTOR Management                
      1 PAMELA L. CARTER         For   For        
      2 MARCEL R. COUTU         For   For        
      3 SUSAN M. CUNNINGHAM         For   For        
      4 GREGORY L. EBEL         For   For        
      5 J. HERB ENGLAND         For   For        
      6 CHARLES W. FISCHER         For   For        
      7 GREGORY J. GOFF         For   For        
      8 V.M. KEMPSTON DARKES         For   For        
      9 TERESA S. MADDEN         For   For        
      10 AL MONACO         For   For        
      11 DAN C. TUTCHER         For   For        
02 APPOINT THE AUDITORS APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS Management   For   For        
03 AMEND, RECONFIRM AND APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE Management   For   For        
04 RATIFY, CONFIRM AND APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE Management   For   For        
05 ADVISORY VOTE TO APPROVE ENBRIDGE'S APPROACH TO EXECUTIVE COMPENSATION Management   For   For        
GENERAL ELECTRIC COMPANY        
Security 369604103             Meeting Type   Annual  
Ticker Symbol GE             Meeting Date   05-May-2020    
ISIN US3696041033             Agenda   935149369 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. Election of Director: Sébastien Bazin Management   For   For        
2. Election of Director: Ashton Carter Management   For   For        
3. Election of Director: H. Lawrence Culp, Jr. Management   For   For        
4. Election of Director: Francisco D'Souza Management   For   For        
5. Election of Director: Edward Garden Management   For   For        
6. Election of Director: Thomas Horton Management   For   For        
7. Election of Director: Risa Lavizzo-Mourey Management   For   For        
8. Election of Director: Catherine Lesjak Management   For   For        
9. Election of Director: Paula Rosput Reynolds Management   For   For        
10. Election of Director: Leslie Seidman Management   For   For        
11. Election of Director: James Tisch Management   For   For        
12. Advisory Approval of Our Named Executives' Compensation Management   For   For        
13. Ratification of KPMG as Independent Auditor for 2020 Management   For   For        
14. Require the Chairman of the Board to be Independent Shareholder   Against   For        
KINROSS GOLD CORPORATION        
Security 496902404             Meeting Type   Annual and Special Meeting  
Ticker Symbol KGC             Meeting Date   06-May-2020    
ISIN CA4969024047             Agenda   935169309 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 DIRECTOR Management                
      1 IAN ATKINSON         For   For        
      2 JOHN A. BROUGH         For   For        
      3 KERRY D. DYTE         For   For        
      4 GLENN A. IVES         For   For        
      5 AVE G. LETHBRIDGE         For   For        
      6 ELIZABETH D. MCGREGOR         For   For        
      7 C. MCLEOD-SELTZER         For   For        
      8 KELLY J. OSBORNE         For   For        
      9 J. PAUL ROLLINSON         For   For        
      10 DAVID A. SCOTT         For   For        
2 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. Management   For   For        
3 TO CONSIDER AND, IF THOUGHT FIT, TO PASS, A SPECIAL RESOLUTION REDUCING THE STATED CAPITAL OF THE COMPANY. Management   For   For        
4 TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO PASS AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. Management   For   For        
LPL FINANCIAL HOLDINGS INC.        
Security 50212V100             Meeting Type   Annual  
Ticker Symbol LPLA             Meeting Date   06-May-2020    
ISIN US50212V1008             Agenda   935157289 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Dan H. Arnold Management   For   For        
1B. Election of Director: Edward C. Bernard Management   For   For        
1C. Election of Director: H. Paulett Eberhart Management   For   For        
1D. Election of Director: William F. Glavin, Jr. Management   For   For        
1E. Election of Director: Allison H. Mnookin Management   For   For        
1F. Election of Director: Anne M. Mulcahy Management   For   For        
1G. Election of Director: James S. Putnam Management   For   For        
1H. Election of Director: Richard P. Schifter Management   For   For        
1I. Election of Director: Corey E. Thomas Management   For   For        
2. Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. Management   For   For        
3. Approve, in an advisory vote, the compensation paid to the Company's named executive officers. Management   For   For        
SUNCOR ENERGY INC.        
Security 867224107             Meeting Type   Annual  
Ticker Symbol SU             Meeting Date   06-May-2020    
ISIN CA8672241079             Agenda   935150576 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 DIRECTOR Management                
      1 Patricia M. Bedient         For   For        
      2 Mel E. Benson         For   For        
      3 John D. Gass         For   For        
      4 Dennis M. Houston         For   For        
      5 Mark S. Little         For   For        
      6 Brian P. MacDonald         For   For        
      7 Maureen McCaw         For   For        
      8 Lorraine Mitchelmore         For   For        
      9 Eira M. Thomas         For   For        
      10 Michael M. Wilson         For   For        
2 Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. Management   For   For        
3 To accept the approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 26, 2020. Management   For   For        
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA        
Security E7813W163             Meeting Type   Ordinary General Meeting  
Ticker Symbol               Meeting Date   07-May-2020    
ISIN ES0167050915             Agenda   712383467 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 379363 DUE TO SPLITTING-OF RESOLUTION 1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting                
1.1 APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS Management   For   For        
1.2 APPROVE ALLOCATION OF INCOME Management   For   For        
2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Management   For   For        
3 APPROVE DISCHARGE OF BOARD Management   For   For        
4.1 RE-ELECT JAVIER ECHENIQUE LANDIRIBAR AS DIRECTOR Management   For   For        
4.2 RE-ELECT MARIANO HERNANDEZ HERREROS AS DIRECTOR Management   For   For        
4.3 FIX NUMBER OF DIRECTORS AT 16 Management   For   For        
5 APPROVE REMUNERATION POLICY Management   For   For        
6 ADVISORY VOTE ON REMUNERATION REPORT Management   For   For        
7.1 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE PRELIMINARY TITLE Management   For   For        
7.2 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE TITLE I Management   For   For        
7.3 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER I OF TITLE II Management   For   For        
7.4 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER II OF TITLE II Management   For   For        
7.5 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER I OF TITLE III Management   For   For        
7.6 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER II OF TITLE III Management   For   For        
7.7 AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE CHAPTER III OF TITLE III Management   For   For        
7.8 ADD ARTICLES OF GENERAL MEETING REGULATIONS RE TITLE VI Management   For   For        
7.9 APPROVE RESTATED GENERAL MEETING REGULATIONS Management   For   For        
8 APPROVE SCRIP DIVIDENDS AND APPROVE REDUCTION IN SHARE CAPITAL VIA AMORTIZATION OF TREASURY SHARES Management   For   For        
9 AUTHORIZE SHARE REPURCHASE AND CAPITAL REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES Management   For   For        
10 AUTHORIZE INCREASE IN CAPITAL UP TO 50 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20 PERCENT Management   For   For        
11 AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS Management   For   For        
12 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS Non-Voting                
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 08 MAY 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Non-Voting                
BOSTON SCIENTIFIC CORPORATION        
Security 101137107             Meeting Type   Annual  
Ticker Symbol BSX             Meeting Date   07-May-2020    
ISIN US1011371077             Agenda   935151910 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Nelda J. Connors Management   For   For        
1B. Election of Director: Charles J. Dockendorff Management   For   For        
1C. Election of Director: Yoshiaki Fujimori Management   For   For        
1D. Election of Director: Donna A. James Management   For   For        
1E. Election of Director: Edward J. Ludwig Management   For   For        
1F. Election of Director: Stephen P. MacMillan Management   For   For        
1G. Election of Director: Michael F. Mahoney Management   For   For        
1H. Election of Director: David J. Roux Management   For   For        
1I. Election of Director: John E. Sununu Management   For   For        
1J. Election of Director: Ellen M. Zane Management   For   For        
2. To approve, on a non-binding, advisory basis, named executive officer compensation. Management   For   For        
3. To approve an amendment and restatement of the Company's 2011 Long-Term Incentive Plan. Management   For   For        
4. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year. Management   For   For        
5. To consider and vote upon a stockholder proposal requesting a report on inclusion of non-management employee representation on the Board of Directors. Shareholder   Against   For        
LAFARGEHOLCIM LTD        
Security H4768E105             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   12-May-2020    
ISIN CH0012214059             Agenda   712438488 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. Non-Voting                
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE Non-Voting                
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD Management   For   For        
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Management   For   For        
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT Management   For   For        
3.1 APPROPRIATION OF AVAILABLE EARNINGS Management   For   For        
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION RESERVES Management   For   For        
4.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS Management   For   For        
4.1.2 RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.3 RE-ELECTION OF COLIN HALL AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.4 RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.5 RE-ELECTION OF PATRICK KRON AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.6 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.7 RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.8 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.1.9 RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.110 RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.2.1 ELECTION OF PROF. DR. PHILIPPE BLOCK AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.2.2 ELECTION OF KIM FAUSING AS A MEMBER OF THE BOARD OF DIRECTORS Management   For   For        
4.3.1 RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE Management   For   For        
4.3.2 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE Management   For   For        
4.3.3 RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE Management   For   For        
4.4.1 ELECTION OF COLIN HALL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE Management   For   For        
4.4.2 ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE Management   For   For        
4.5.1 RE-ELECTION OF THE AUDITOR: CONFERRAL OF THE MANDATE FOR THE AUDITOR FOR THE FINANCIAL YEAR 2020 ON DELOITTE AG, ZURICH, SWITZERLAND Management   For   For        
4.5.2 ELECTION OF THE INDEPENDENT PROXY: DR. SABINE BURKHALTER KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW, STADTTURMSTRASSE 19, 5401 BADEN, SWITZERLAND Management   For   For        
5.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE Management   For   For        
5.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021 Management   For   For        
6 GENERAL INSTRUCTIONS ON UNANNOUNCED PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN ACCORDANCE WITH THE BOARD OF DIRECTORS, AGAINST = REJECTION, ABSTAIN = ABSTENTION Management   For   For        
QEP RESOURCES, INC.        
Security 74733V100             Meeting Type   Annual  
Ticker Symbol QEP             Meeting Date   12-May-2020    
ISIN US74733V1008             Agenda   935157176 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Phillips S. Baker, Jr. Management   For   For        
1B. Election of Director: Timothy J. Cutt Management   For   For        
1C. Election of Director: Julie A. Dill Management   For   For        
1D. Election of Director: Joseph N. Jaggers Management   For   For        
1E. Election of Director: Michael J. Minarovic Management   For   For        
1F. Election of Director: Mary Shafer-Malicki Management   For   For        
1G. Election of Director: Barth E. Whitham Management   For   For        
2. To approve, by non-binding advisory vote, the Company's executive compensation program. Management   For   For        
3. To ratify the appointment of Deloitte & Touche, LLP for fiscal year 2020. Management   For   For        
4. To adopt and approve a proposal to amend our Certificate of Incorporation to effect a reverse split of our common stock and a proportionate reduction in the number of authorized shares of our common stock. Management   For   For        
MONDELEZ INTERNATIONAL, INC.        
Security 609207105             Meeting Type   Annual  
Ticker Symbol MDLZ             Meeting Date   13-May-2020    
ISIN US6092071058             Agenda   935158736 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Lewis W.K. Booth Management   For   For        
1B. Election of Director: Charles E. Bunch Management   For   For        
1C. Election of Director: Debra A. Crew Management   For   For        
1D. Election of Director: Lois D. Juliber Management   For   For        
1E. Election of Director: Peter W. May Management   For   For        
1F. Election of Director: Jorge S. Mesquita Management   For   For        
1G. Election of Director: Fredric G. Reynolds Management   For   For        
1H Election of Director: Christiana S. Shi Management   For   For        
1I. Election of Director: Patrick T. Siewert Management   For   For        
1J. Election of Director: Michael A. Todman Management   For   For        
1K. Election of Director: Jean-François M. L. van Boxmeer Management   For   For        
1L. Election of Director: Dirk Van de Put Management   For   For        
2. Advisory Vote to Approve Executive Compensation. Management   For   For        
3. Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. Management   For   For        
4. Consider Employee Pay in Setting Chief Executive Officer Pay. Shareholder   Against   For        
S&P GLOBAL INC.        
Security 78409V104             Meeting Type   Annual  
Ticker Symbol SPGI             Meeting Date   13-May-2020    
ISIN US78409V1044             Agenda   935162064 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Marco Alverà Management   For   For        
1B. Election of Director: William J. Amelio Management   For   For        
1C. Election of Director: William D. Green Management   For   For        
1D. Election of Director: Charles E. Haldeman, Jr. Management   For   For        
1E. Election of Director: Stephanie C. Hill Management   For   For        
1F. Election of Director: Rebecca Jacoby Management   For   For        
1G. Election of Director: Monique F. Leroux Management   For   For        
1H. Election of Director: Maria R. Morris Management   For   For        
1I. Election of Director: Douglas L. Peterson Management   For   For        
1J. Election of Director: Edward B. Rust, Jr. Management   For   For        
1K. Election of Director: Kurt L. Schmoke Management   For   For        
1L. Election of Director: Richard E. Thornburgh Management   For   For        
2. Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. Management   For   For        
3. Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. Management   For   For        
4. Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. Management   For   For        
INTEL CORPORATION        
Security 458140100             Meeting Type   Annual  
Ticker Symbol INTC             Meeting Date   14-May-2020    
ISIN US4581401001             Agenda   935158635 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: James J. Goetz Management   For   For        
1B. Election of Director: Alyssa Henry Management   For   For        
1C. Election of Director: Omar Ishrak Management   For   For        
1D. Election of Director: Risa Lavizzo-Mourey Management   For   For        
1E. Election of Director: Tsu-Jae King Liu Management   For   For        
1F. Election of Director: Gregory D. Smith Management   For   For        
1G. Election of Director: Robert ("Bob") H. Swan Management   For   For        
1H. Election of Director: Andrew Wilson Management   For   For        
1I. Election of Director: Frank D. Yeary Management   For   For        
2. Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 Management   For   For        
3. Advisory vote to approve executive compensation of our listed officers Management   For   For        
4. Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan Management   For   For        
5. Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting Shareholder   Against   For        
6. Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting Shareholder   Against   For        
NVENT ELECTRIC PLC        
Security G6700G107             Meeting Type   Annual  
Ticker Symbol NVT             Meeting Date   15-May-2020    
ISIN IE00BDVJJQ56             Agenda   935166707 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Brian M. Baldwin Management   For   For        
1B. Election of Director: Jerry W. Burris Management   For   For        
1C. Election of Director: Susan M. Cameron Management   For   For        
1D. Election of Director: Michael L. Ducker Management   For   For        
1E. Election of Director: Randall J. Hogan Management   For   For        
1F. Election of Director: Ronald L. Merriman Management   For   For        
1G. Election of Director: Nicola T. Palmer Management   For   For        
1H. Election of Director: Herbert K. Parker Management   For   For        
1I. Election of Director: Beth Wozniak Management   For   For        
1J. Election of Director: Jacqueline Wright Management   For   For        
2. Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers Management   For   For        
3. Approve an Amendment to the nVent Electric plc 2018 Omnibus Incentive Plan Management   For   For        
4. Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditors' Remuneration Management   For   For        
5. Authorize the Price Range at which nVent Electric plc can Re-Allot Treasury Shares (Special Resolution) Management   For   For        
ROYAL DUTCH SHELL PLC        
Security 780259206             Meeting Type   Annual  
Ticker Symbol RDSA             Meeting Date   19-May-2020    
ISIN US7802592060             Agenda   935198627 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. Receipt of Annual Report & Accounts Management   For   For        
2. Approval of Directors' Remuneration Policy Management   For   For        
3. Approval of Directors' Remuneration Report Management   For   For        
4. Appointment of Dick Boer as a Director of the Company Management   For   For        
5. Appointment of Andrew Mackenzie as a Director of the Company Management   For   For        
6. Appointment of Martina Hund-Mejean as a Director of the Company Management   For   For        
7. Reappointment of Director: Ben van Beurden Management   For   For        
8. Reappointment of Director: Neil Carson Management   For   For        
9. Reappointment of Director: Ann Godbehere Management   For   For        
10. Reappointment of Director: Euleen Goh Management   For   For        
11. Reappointment of Director: Charles O. Holliday Management   For   For        
12. Reappointment of Director: Catherine Hughes Management   For   For        
13. Reappointment of Director: Sir Nigel Sheinwald Management   For   For        
14. Reappointment of Director: Jessica Uhl Management   For   For        
15. Reappointment of Director: Gerrit Zalm Management   For   For        
16. Reappointment of Auditors Management   For   For        
17. Remuneration of Auditors Management   For   For        
18. Authority to allot shares Management   For   For        
19. Disapplication of pre-emption rights Management   For   For        
20. Authority to purchase own shares Management   For   For        
21. Shareholder Resolution Shareholder   Against   For        
SAP SE        
Security D66992104             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   20-May-2020    
ISIN DE0007164600             Agenda   712477202 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- GROUP ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP- MANAGEMENT REPORT OF SAP SE,INCLUDING THE COMPENSATION REPORT AND THE-EXECUTIVE BOARD'S EXPLANATORY NOTES RELATING TO THE INFORMATION PROVIDED-PURSUANTTO SECTIONS 289A (1) AND 315A (1) OF THE GERMAN COMMERCIAL CODE-(HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISORY BOARD'S REPORT,EACH FOR-FISCAL YEAR 2019 Non-Voting                
2 RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2019 Management   For   For        
3 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2019 Management   For   For        
4 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2019 Management   For   For        
5 APPOINTMENT OF THE AUDITORS OF THE ANNUAL FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2020: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN,GERMANY, BE APPOINTED AUDITORS Management   For   For        
6.A RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL I FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS (IN RESPECT OF FRACTIONAL SHARES ONLY), AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (5) OF THE ARTICLES OF INCORPORATION Management   For   For        
6.B RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL II FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH OR IN KIND, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (6) OF THE ARTICLES OF INCORPORATION Management   For   For        
7 RESOLUTION ON THE APPROVAL OF THE COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD MEMBERS Management   For   For        
8 RESOLUTION ON THE CONFIRMATION OF THE COMPENSATION OF THE SUPERVISORY BOARD MEMBERS Management   For   For        
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. Non-Voting                
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. Non-Voting                
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. Non-Voting                
INCHCAPE PLC        
Security G47320208             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   21-May-2020    
ISIN GB00B61TVQ02             Agenda   712474333 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS Management   For   For        
2 TO APPROVE THE DIRECTORS' REPORT ON REMUNERATION, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 Management   For   For        
3 TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REPORT ON REMUNERATION Management   For   For        
4 TO DECLARE A FINAL DIVIDEND OF 17.9 PENCE PER ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF THE COMPANY Management   For   For        
5 TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR OF THE COMPANY Management   For   For        
6 TO RE-ELECT JERRY BUHLMANN AS A DIRECTOR OF THE COMPANY Management   For   For        
7 TO ELECT GIJSBERT DE ZOETEN AS A DIRECTOR OF THE COMPANY Management   For   For        
8 TO RE-ELECT RACHEL EMPEY AS A DIRECTOR OF THE COMPANY Management   For   For        
9 TO ELECT ALEXANDRA JENSEN AS A DIRECTOR OF THE COMPANY Management   For   For        
10 TO RE-ELECT JANE KINGSTON AS A DIRECTOR OF THE COMPANY Management   For   For        
11 TO RE-ELECT JOHN LANGSTON AS A DIRECTOR OF THE COMPANY Management   For   For        
12 TO RE-ELECT NIGEL STEIN AS A DIRECTOR OF THE COMPANY Management   For   For        
13 TO RE-ELECT TILL VESTRING AS A DIRECTOR OF THE COMPANY Management   For   For        
14 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY (THE "AUDITOR") TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY Management   For   For        
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE AUDITOR'S REMUNERATION Management   For   For        
16 TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY, TO EXERCISE ALL POWER OF THE COMPANY TO ALLOT RELEVANT SECURITIES Management   For   For        
17 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES Management   For   For        
18 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES FOR AN ACQUISITION OR CAPITAL INVESTMENT Management   For   For        
19 AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES Management   For   For        
20 TO APPROVE THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE Management   For   For        
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 389541 DUE TO INCLUSION-OF WITHDRAWAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting                
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 4, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397612, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting                
VEREIT, INC.        
Security 92339V100             Meeting Type   Annual  
Ticker Symbol VER             Meeting Date   21-May-2020    
ISIN US92339V1008             Agenda   935171239 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Glenn J. Rufrano Management   For   For        
1B. Election of Director: Hugh R. Frater Management   For   For        
1C. Election of Director: David B. Henry Management   For   For        
1D. Election of Director: Mary Hogan Preusse Management   For   For        
1E. Election of Director: Richard J. Lieb Management   For   For        
1F. Election of Director: Mark S. Ordan Management   For   For        
1G. Election of Director: Eugene A. Pinover Management   For   For        
1H. Election of Director: Julie G. Richardson Management   For   For        
2. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. Management   For   For        
3. To approve by a non-binding advisory resolution the compensation of the Company's named executive officers as described in the Company's definitive proxy statement. Management   For   For        
4. To approve by a non-binding advisory vote the frequency of future non-binding advisory resolutions on named executive officer compensation. Management   1 Year   For        
AMAZON.COM, INC.        
Security 023135106             Meeting Type   Annual  
Ticker Symbol AMZN             Meeting Date   27-May-2020    
ISIN US0231351067             Agenda   935186305 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of director: Jeffrey P. Bezos Management   For   For        
1B. Election of director: Rosalind G. Brewer Management   For   For        
1C. Election of director: Jamie S. Gorelick Management   For   For        
1D. Election of director: Daniel P. Huttenlocher Management   For   For        
1E. Election of director: Judith A. McGrath Management   For   For        
1F. Election of director: Indra K. Nooyi Management   For   For        
1G. Election of director: Jonathan J. Rubinstein Management   For   For        
1H. Election of director: Thomas O. Ryder Management   For   For        
1I. Election of director: Patricia Q. Stonesifer Management   For   For        
1J. Election of director: Wendell P. Weeks Management   For   For        
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management   For   For        
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management   For   For        
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING Management   For   For        
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE Shareholder   Against   For        
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder   Against   For        
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES Shareholder   Against   For        
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS Shareholder   Against   For        
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY Shareholder   Against   For        
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY Shareholder   Against   For        
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS Shareholder   Against   For        
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION Shareholder   Against   For        
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA Shareholder   Against   For        
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS Shareholder   Against   For        
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT Shareholder   Against   For        
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING Shareholder   Against   For        
FACEBOOK, INC.        
Security 30303M102             Meeting Type   Annual  
Ticker Symbol FB             Meeting Date   27-May-2020    
ISIN US30303M1027             Agenda   935178221 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Peggy Alford         For   For        
      2 Marc L. Andreessen         For   For        
      3 Andrew W. Houston         For   For        
      4 Nancy Killefer         For   For        
      5 Robert M. Kimmitt         For   For        
      6 Sheryl K. Sandberg         For   For        
      7 Peter A. Thiel         For   For        
      8 Tracey T. Travis         For   For        
      9 Mark Zuckerberg         For   For        
2. To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. Management   For   For        
3. To approve the director compensation policy. Management   For   For        
4. A stockholder proposal regarding change in stockholder voting. Shareholder   Against   For        
5. A stockholder proposal regarding an independent chair. Shareholder   Against   For        
6. A stockholder proposal regarding majority voting for directors. Shareholder   Against   For        
7. A stockholder proposal regarding political advertising. Shareholder   Against   For        
8. A stockholder proposal regarding human/civil rights expert on board. Shareholder   Against   For        
9. A stockholder proposal regarding report on civil and human rights risks. Shareholder   Against   For        
10. A stockholder proposal regarding child exploitation. Shareholder   Against   For        
11. A stockholder proposal regarding median gender/racial pay gap. Shareholder   Against   For        
NXP SEMICONDUCTORS NV.        
Security N6596X109             Meeting Type   Annual  
Ticker Symbol NXPI             Meeting Date   27-May-2020    
ISIN NL0009538784             Agenda   935185961 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. Adoption of the 2019 Statutory Annual Accounts Management   For   For        
2. Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 Management   For   For        
3A. Appoint Kurt Sievers as executive director Management   For   For        
3B. Re-appoint Sir Peter Bonfield as non-executive director Management   For   For        
3C. Re-appoint Kenneth A. Goldman as non-executive director Management   For   For        
3D. Re-appoint Josef Kaeser as non-executive director Management   For   For        
3E. Re-appoint Lena Olving as non-executive director Management   For   For        
3F. Re-appoint Peter Smitham as non-executive director Management   For   For        
3G. Re-appoint Julie Southern as non-executive director Management   For   For        
3H. Re-appoint Jasmin Staiblin as non-executive director Management   For   For        
3I. Re-appoint Gregory Summe as non-executive director Management   For   For        
3J. Re-appoint Karl-Henrik Sundström as non-executive director Management   For   For        
4. Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares Management   For   For        
5. Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights Management   For   For        
6. Authorization of the Board to repurchase ordinary shares Management   For   For        
7. Authorization of the Board to cancel ordinary shares held or to be acquired by the Company Management   For   For        
8. Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 Management   For   For        
9. Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board Management   For   For        
10. Amendment of the Company's Articles of Association Management   For   For        
11. Non-binding, advisory vote to approve Named Executive Officer compensation Management   For   For        
12. To recommend, by non-binding vote, the frequency of executive compensation votes Management   1 Year   For        
NXP SEMICONDUCTORS NV.        
Security N6596X109             Meeting Type   Annual  
Ticker Symbol NXPI             Meeting Date   27-May-2020    
ISIN NL0009538784             Agenda   935212489 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. Adoption of the 2019 Statutory Annual Accounts Management   For   For        
2. Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 Management   For   For        
3A. Appoint Kurt Sievers as executive director Management   For   For        
3B. Re-appoint Sir Peter Bonfield as non-executive director Management   For   For        
3C. Re-appoint Kenneth A. Goldman as non-executive director Management   For   For        
3D. Re-appoint Josef Kaeser as non-executive director Management   For   For        
3E. Re-appoint Lena Olving as non-executive director Management   For   For        
3F. Re-appoint Peter Smitham as non-executive director Management   For   For        
3G. Re-appoint Julie Southern as non-executive director Management   For   For        
3H. Re-appoint Jasmin Staiblin as non-executive director Management   For   For        
3I. Re-appoint Gregory Summe as non-executive director Management   For   For        
3J. Re-appoint Karl-Henrik Sundström as non-executive director Management   For   For        
4. Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares Management   For   For        
5. Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights Management   For   For        
6. Authorization of the Board to repurchase ordinary shares Management   For   For        
7. Authorization of the Board to cancel ordinary shares held or to be acquired by the Company Management   For   For        
8. Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 Management   For   For        
9. Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board Management   For   For        
10. Amendment of the Company's Articles of Association Management   For   For        
11. Non-binding, advisory vote to approve Named Executive Officer compensation Management   For   For        
12. To recommend, by non-binding vote, the frequency of executive compensation votes Management   1 Year   For        
THE WENDY'S COMPANY        
Security 95058W100             Meeting Type   Annual  
Ticker Symbol WEN             Meeting Date   27-May-2020    
ISIN US95058W1009             Agenda   935184298 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Nelson Peltz Management   For   For        
1B. Election of Director: Peter W. May Management   For   For        
1C. Election of Director: Kristin A. Dolan Management   For   For        
1D. Election of Director: Kenneth W. Gilbert Management   For   For        
1E. Election of Director: Dennis M. Kass Management   For   For        
1F. Election of Director: Joseph A. Levato Management   For   For        
1G. Election of Director: Michelle J. Mathews-Spradlin Management   For   For        
1H. Election of Director: Matthew H. Peltz Management   For   For        
1I. Election of Director: Todd A. Penegor Management   For   For        
1J. Election of Director: Peter H. Rothschild Management   For   For        
1K. Election of Director: Arthur B. Winkleblack Management   For   For        
2. Approval of the adoption of the Company's 2020 Omnibus Award Plan. Management   For   For        
3. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. Management   For   For        
4. Advisory resolution to approve executive compensation. Management   For   For        
XPERI CORPORATION        
Security 98421B100             Meeting Type   Special  
Ticker Symbol XPER             Meeting Date   29-May-2020    
ISIN US98421B1008             Agenda   935201107 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. To adopt the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation, TiVo Corporation, a Delaware corporation, XRAY-TWOLF HoldCo Corporation, a Delaware corporation, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation (such agreement is referred to as the "merger agreement" and such proposal is referred to as the "Xperi merger proposal"). Management   For   For        
2. To approve the adjournment of the Xperi Corporation special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the Xperi merger proposal. Management   For   For        
3. To approve, by non-binding, advisory vote, the compensation that may become payable to Xperi's named executive officers in connection with the consummation of the mergers contemplated by the merger agreement. Management   For   For        
ALPHABET INC.        
Security 02079K305             Meeting Type   Annual  
Ticker Symbol GOOGL             Meeting Date   03-Jun-2020    
ISIN US02079K3059             Agenda   935196762 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. DIRECTOR Management                
      1 Larry Page         For   For        
      2 Sergey Brin         For   For        
      3 Sundar Pichai         For   For        
      4 John L. Hennessy         For   For        
      5 Frances H. Arnold         For   For        
      6 L. John Doerr         For   For        
      7 Roger W. Ferguson, Jr.         For   For        
      8 Ann Mather         For   For        
      9 Alan R. Mulally         For   For        
      10 K. Ram Shriram         For   For        
      11 Robin L. Washington         For   For        
2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. Management   For   For        
3. An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. Management   For   For        
4. Advisory vote to approve named executive officer compensation. Management   For   For        
5. A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. Shareholder   Against   For        
6. A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. Shareholder   Against   For        
7. A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. Shareholder   Against   For        
8. A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. Shareholder   Against   For        
9. A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. Shareholder   Against   For        
10. A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. Shareholder   Against   For        
11. A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. Shareholder   Against   For        
12. A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. Shareholder   Against   For        
13. A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. Shareholder   Against   For        
14. A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting Shareholder   Against   For        
FLEETCOR TECHNOLOGIES INC.        
Security 339041105             Meeting Type   Annual  
Ticker Symbol FLT             Meeting Date   11-Jun-2020    
ISIN US3390411052             Agenda   935197966 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1.1 Election of Director for a one year term: Steven T. Stull Management   For   For        
1.2 Election of Director for a one year term: Michael Buckman Management   For   For        
1.3 Election of Director for a one year term: Thomas M. Hagerty Management   For   For        
2. Ratify the reappointment of Ernst & Young LLP as FLEETCOR's independent public accounting firm for 2020 Management   For   For        
3. Advisory vote to approve named executive officer compensation Management   For   For        
4. Shareholder proposal for a shareholder right to call special shareholder meetings Shareholder   Against   For        
5. Shareholder proposal requiring that financial performance metrics in incentive awards be adjusted to exclude the impact of share repurchases Shareholder   Against   For        
REGENERON PHARMACEUTICALS, INC.        
Security 75886F107             Meeting Type   Annual  
Ticker Symbol REGN             Meeting Date   12-Jun-2020    
ISIN US75886F1075             Agenda   935196279 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: N. Anthony Coles, M.D. Management   For   For        
1B. Election of Director: Joseph L. Goldstein, M.D. Management   For   For        
1C. Election of Director: Christine A. Poon Management   For   For        
1D. Election of Director: P. Roy Vagelos, M.D. Management   For   For        
1E. Election of Director: Huda Y. Zoghbi, M.D. Management   For   For        
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. Management   For   For        
3. Proposal to approve the Second Amended and Restated Regeneron Pharmaceuticals, Inc. 2014 Long-Term Incentive Plan. Management   For   For        
4. Proposal to approve, on an advisory basis, executive compensation. Management   For   For        
KERING SA        
Security F5433L103             Meeting Type   MIX  
Ticker Symbol               Meeting Date   16-Jun-2020    
ISIN FR0000121485             Agenda   712748106 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. Non-Voting                
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting                
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 382608 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting                
O.1 APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 Management   For   For        
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 Management   For   For        
O.3 APPROPRIATION OF NET INCOME FOR 2019 AND SETTING OF THE DIVIDEND Management   For   For        
O.4 REAPPOINTMENT OF JEAN-PIERRE DENIS AS A DIRECTOR Management   For   For        
O.5 REAPPOINTMENT OF GINEVRA ELKANN AS A DIRECTOR Management   For   For        
O.6 REAPPOINTMENT OF SOPHIE L'HELIAS AS A DIRECTOR Management   For   For        
O.7 APPOINTMENT OF JEAN LIU AS A DIRECTOR Management   For   For        
O.8 APPOINTMENT OF TIDJANE THIAM AS A DIRECTOR Management   For   For        
O.9 APPOINTMENT OF EMMA WATSON AS A DIRECTOR Management   For   For        
O.10 APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 225 - 37 - 3, I OF THE FRENCH COMMERCIAL CODE RELATING TO REMUNERATION PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2019 TO CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS Management   For   For        
O.11 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2019 TO FRANCOIS-HENRI PINAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Management   For   For        
O.12 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2019 TO JEAN-FRANCOIS PALUS, GROUP MANAGING DIRECTOR Management   For   For        
O.13 APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS Management   For   For        
O.14 APPROVAL OF THE REMUNERATION POLICY FOR CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS Management   For   For        
O.15 RENEWAL OF THE TERMS OF OFFICE OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR AND BEAS AS SUBSTITUTE STATUTORY AUDITOR Management   For   For        
O.16 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER THE COMPANY'S SHARES Management   For   For        
E.17 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO MAKE FREE GRANTS OF ORDINARY SHARES OF THE COMPANY (EXISTING OR TO BE ISSUED), SUBJECT, WHERE APPLICABLE, TO PERFORMANCE CONDITIONS, TO BENEFICIARIES OR CATEGORIES OF BENEFICIARIES AMONG THE EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND AFFILIATED COMPANIES, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE- E MPTIVE SUBSCRIPTION RIGHTS Management   For   For        
E.18 MODIFICATION OF THE MINIMUM NUMBER OF SHARES THAT EACH DIRECTOR IS REQUIRED TO OWN AND AMENDMENT OF ARTICLE 10 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("COMPANY MANAGEMENT - BOARD OF DIRECTORS") TO BRING IT INTO LINE WITH THE PROVISIONS OF THE PACTE LAW RELATING TO DIRECTORS REPRESENTING EMPLOYEES Management   For   For        
E.19 AMENDMENT OF ARTICLE 11 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("TASKS AND POWERS OF THE BOARD OF DIRECTORS") TO REFLECT THE NEW PROVISIONS OF ARTICLE L. 225- 35 OF THE FRENCH COMMERCIAL CODE Management   For   For        
E.20 AMENDMENT OF ARTICLE 13 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("DELIBERATIONS OF THE BOARD OF DIRECTORS - MINUTES") TO REFLECT THE PROVISIONS OF FRENCH LAW NO. 2019 - 744 OF JULY 19, 2019 RELATING TO CERTAIN DECISIONS THAT CAN BE MADE BY THE BOARD OF DIRECTORS VIA WRITTEN CONSULTATION Management   For   For        
E.21 DELETION OF ARTICLE 18 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("NON-VOTING DIRECTORS") Management   For   For        
E.22 AMENDMENT OF ARTICLE 17 OF THE COMPANY'S ARTICLES OF ASSOCIATION ("COMPENSATION OF THE DIRECTORS, THE CHAIRMAN, THE MANAGING DIRECTOR, THE ASSISTANT MANAGING DIRECTORS AND THE OFFICERS OF THE BOARD OF DIRECTORS") TO BRING IT INTO LINE WITH THE PROVISIONS OF THE PACTE LAW RELATING TO THE REMUNERATION OF DIRECTORS, AND DELETION OF REFERENCES TO NON- VOTING DIRECTORS Management   For   For        
E.23 POWERS FOR FORMALITIES Management   For   For        
CMMT 29 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202005292002027-65; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES FOR MID 426806, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting                
NTT DOCOMO,INC.        
Security J59399121             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   16-Jun-2020    
ISIN JP3165650007             Agenda   712712404 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
  Please reference meeting materials. Non-Voting                
1 Approve Appropriation of Surplus Management   For   For        
2 Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee Management   For   For        
3.1 Appoint a Director who is not Audit and Supervisory Committee Member Yoshizawa, Kazuhiro Management   For   For        
3.2 Appoint a Director who is not Audit and Supervisory Committee Member Ii, Motoyuki Management   For   For        
3.3 Appoint a Director who is not Audit and Supervisory Committee Member Maruyama, Seiji Management   For   For        
3.4 Appoint a Director who is not Audit and Supervisory Committee Member Fujiwara, Michio Management   For   For        
3.5 Appoint a Director who is not Audit and Supervisory Committee Member Hiroi, Takashi Management   For   For        
3.6 Appoint a Director who is not Audit and Supervisory Committee Member Tateishi, Mayumi Management   For   For        
3.7 Appoint a Director who is not Audit and Supervisory Committee Member Shintaku, Masaaki Management   For   For        
3.8 Appoint a Director who is not Audit and Supervisory Committee Member Endo, Noriko Management   For   For        
3.9 Appoint a Director who is not Audit and Supervisory Committee Member Kikuchi, Shin Management   For   For        
3.10 Appoint a Director who is not Audit and Supervisory Committee Member Kuroda, Katsumi Management   For   For        
4.1 Appoint a Director who is Audit and Supervisory Committee Member Suto, Shoji Management   For   For        
4.2 Appoint a Director who is Audit and Supervisory Committee Member Sagae, Hironobu Management   For   For        
4.3 Appoint a Director who is Audit and Supervisory Committee Member Nakata, Katsumi Management   For   For        
4.4 Appoint a Director who is Audit and Supervisory Committee Member Kajikawa, Mikio Management   For   For        
4.5 Appoint a Director who is Audit and Supervisory Committee Member Tsujiyama, Eiko Management   For   For        
5 Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) Management   For   For        
6 Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members Management   For   For        
DELTA AIR LINES, INC.        
Security 247361702             Meeting Type   Annual  
Ticker Symbol DAL             Meeting Date   18-Jun-2020    
ISIN US2473617023             Agenda   935210651 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Edward H. Bastian Management   For   For        
1B. Election of Director: Francis S. Blake Management   For   For        
1C. Election of Director: Ashton B. Carter Management   For   For        
1D. Election of Director: David G. DeWalt Management   For   For        
1E. Election of Director: William H. Easter III Management   For   For        
1F. Election of Director: Christopher A. Hazleton Management   For   For        
1G. Election of Director: Michael P. Huerta Management   For   For        
1H. Election of Director: Jeanne P. Jackson Management   For   For        
1I. Election of Director: George N. Mattson Management   For   For        
1J. Election of Director: Sergio A.L. Rial Management   For   For        
1K. Election of Director: David S. Taylor Management   For   For        
1L. Election of Director: Kathy N. Waller Management   For   For        
2. To approve, on an advisory basis, the compensation of Delta's named executive officers. Management   For   For        
3. To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2020. Management   For   For        
4. A shareholder proposal related to the right to act by written consent. Shareholder   Against   For        
5. A shareholder proposal related to a climate lobbying report. Shareholder   Against   For        
6. A shareholder proposal related to a political contributions report. Shareholder   Against   For        
7. A shareholder proposal related to a sexual harassment policy. Shareholder   Against   For        
ICT GROUP N.V.        
Security N43815104             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   24-Jun-2020    
ISIN NL0000359537             Agenda   712654400 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. Non-Voting                
1 OPENING AND ANNOUNCEMENTS Non-Voting                
2.A FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: REPORT OF THE-EXECUTIVE BOARD ON THE COMPANY'S ACTIVITIES DURING THE 2019 FINANCIAL YEAR Non-Voting                
2.B FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: REPORT OF THE- SUPERVISORY BOARD ON THE 2019 FINANCIAL YEAR Non-Voting                
2.C FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: ADVISORY VOTE ON THE 2019 REMUNERATION REPORT Management   For   For        
2.D FINANCIAL STATEMENTS AND REPORT FOR THE 2019 FINANCIAL YEAR: APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR Management   For   For        
3 DISCUSSION OF THE POLICY ON RETAINED EARNINGS AND DISTRIBUTION OF DIVIDENDS AND PROPOSAL ON THE APPROPRIATION OF PROFIT Management   For   For        
4 DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR Management   For   For        
5 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR SUPERVISION IN THE PAST FINANCIAL YEAR Management   For   For        
6.A COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF TWO VACANT POSITIONS ON-THE SUPERVISORY BOARD Non-Voting                
6.B COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY FOR THE GENERAL MEETING TO- MAKE RECOMMENDATIONS Non-Voting                
6.C COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF THE SUPERVISORY BOARD-OF THE NAME OF THE PERSON NOMINATED FOR APPOINTMENT Non-Voting                
6.D COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR K. BEECKMANS AS A MEMBER OF THE SUPERVISORY BOARD Management   For   For        
7 PROPOSAL TO AMEND THE REMUNERATION POLICY OF THE EXECUTIVE BOARD Management   For   For        
8 PROPOSAL TO APPROVE THE REMUNERATION POLICY OF THE SUPERVISORY BOARD Management   For   For        
9 REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD Management   For   For        
10 AMENDMENT OF THE ARTICLES OF ASSOCIATION Management   For   For        
11 REAPPOINTMENT OF THE EXTERNAL AUDITOR TO THE COMPANY: PRICEWATERHOUSECOOPERS Management   For   For        
12 AUTHORISATION OF THE EXECUTIVE BOARD TO INSTRUCT THE COMPANY TO PURCHASE SHARES IN ITS OWN CAPITAL Management   For   For        
13.A DESIGNATION OF THE BOARD OF DIRECTORS AS THE BODY AUTHORISED TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS: DESIGNATION TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES (20%) Management   For   For        
13.B DESIGNATION OF THE BOARD OF DIRECTORS AS THE BODY AUTHORISED TO ISSUE ORDINARY SHARES OR TO ALLOCATE RIGHTS TO ACQUIRE ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS: DESIGNATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS (10%) Management   For   For        
14 ANY OTHER BUSINESS Non-Voting                
15 ADJOURNMENT Non-Voting                
CMMT 18 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting                
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED        
Security J4706D100             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   24-Jun-2020    
ISIN JP3499800005             Agenda   712790408 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
  Please reference meeting materials. Non-Voting                
1.1 Appoint a Director Shiraishi, Tadashi Management   For   For        
1.2 Appoint a Director Yanai, Takahiro Management   For   For        
1.3 Appoint a Director Urabe, Toshimitsu Management   For   For        
1.4 Appoint a Director Nonoguchi, Tsuyoshi Management   For   For        
1.5 Appoint a Director Shimoyama, Yoichi Management   For   For        
1.6 Appoint a Director Minoura, Teruyuki Management   For   For        
1.7 Appoint a Director Haigo, Toshio Management   For   For        
1.8 Appoint a Director Icho, Mitsumasa Management   For   For        
1.9 Appoint a Director Hayashi, Naomi Management   For   For        
2.1 Appoint a Corporate Auditor Suzuki, Naohito Management   For   For        
2.2 Appoint a Corporate Auditor Kaneko, Hiroko Management   For   For        
MITSUBISHI ELECTRIC CORPORATION        
Security J43873116             Meeting Type   Annual General Meeting  
Ticker Symbol               Meeting Date   26-Jun-2020    
ISIN JP3902400005             Agenda   712704368 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
  Please reference meeting materials. Non-Voting                
1.1 Appoint a Director Sakuyama, Masaki Management   For   For        
1.2 Appoint a Director Sugiyama, Takeshi Management   For   For        
1.3 Appoint a Director Sagawa, Masahiko Management   For   For        
1.4 Appoint a Director Harada, Shinji Management   For   For        
1.5 Appoint a Director Kawagoishi, Tadashi Management   For   For        
1.6 Appoint a Director Sakamoto, Takashi Management   For   For        
1.7 Appoint a Director Uruma, Kei Management   For   For        
1.8 Appoint a Director Yabunaka, Mitoji Management   For   For        
1.9 Appoint a Director Obayashi, Hiroshi Management   For   For        
1.10 Appoint a Director Watanabe, Kazunori Management   For   For        
1.11 Appoint a Director Koide, Hiroko Management   For   For        
1.12 Appoint a Director Oyamada, Takashi Management   For   For        
SONY CORPORATION        
Security 835699307             Meeting Type   Annual  
Ticker Symbol SNE             Meeting Date   26-Jun-2020    
ISIN US8356993076             Agenda   935221717 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1. To amend a part of the Articles of Incorporation. Management   For   For        
2A. Election of Director: Kenichiro Yoshida Management   For   For        
2B. Election of Director: Hiroki Totoki Management   For   For        
2C. Election of Director: Shuzo Sumi Management   For   For        
2D. Election of Director: Tim Schaaff Management   For   For        
2E. Election of Director: Kazuo Matsunaga Management   For   For        
2F. Election of Director: Toshiko Oka Management   For   For        
2G. Election of Director: Sakie Akiyama Management   For   For        
2H. Election of Director: Wendy Becker Management   For   For        
2I. Election of Director: Yoshihiko Hatanaka Management   For   For        
2J. Election of Director: Adam Crozier Management   For   For        
2K. Election of Director: Keiko Kishigami Management   For   For        
2L. Election of Director: Joseph A. Kraft Jr. Management   For   For        
3. To issue Stock Acquisition Rights for the purpose of granting stock options. Management   For   For        
EBAY INC.        
Security 278642103             Meeting Type   Annual  
Ticker Symbol EBAY             Meeting Date   29-Jun-2020    
ISIN US2786421030             Agenda   935220626 - Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of director: Anthony J. Bates Management   For   For        
1B. Election of director: Adriane M. Brown Management   For   For        
1C. Election of director: Jesse A. Cohn Management   For   For        
1D. Election of director: Diana Farrell Management   For   For        
1E. Election of director: Logan D. Green Management   For   For        
1F. Election of director: Bonnie S. Hammer Management   For   For        
1G. Election of director: Jamie Iannone Management   For   For        
1H. Election of director: Kathleen C. Mitic Management   For   For        
1I. Election of director: Matthew J. Murphy Management   For   For        
1J. Election of director: Pierre M. Omidyar Management   For   For        
1K. Election of director: Paul S. Pressler Management   For   For        
1L. Election of director: Robert H. Swan Management   For   For        
1M. Election of director: Perry M. Traquina Management   For   For        
2. Ratification of appointment of independent auditors. Management   For   For        
3. Advisory vote to approve named executive officer compensation. Management   For   For        
4. Stockholder proposal regarding written consent, if properly presented. Shareholder   Against   For        
Highlands REIT        
Security Highlands REIT             Meeting Type   Annual Meeting  
Ticker Symbol N/A             Meeting Date   4-Jun-20 Vote Date: 28-Apr-20
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1.01 To elect Director: R David Turner Management   For   For        
1.02 To elect Director: Richard Vance Management   For   For        
1.03 To elect Director: Jeffrey L Shekell Management   For   For        
2 To ratify the appointment of Grant Thornton LLP as Highlands' independent registerd public accounting firm for fiscal year ending Devember 31, 2020 Management   For   For        
Inventrust Properties Corp        
Security Inventrust Properties Corp             Meeting Type   Annual Meeting  
Ticker Symbol N/A             Meeting Date   7-May-20 Vote Date: 8-Apr-20
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1A. Election of Director: Stuart Aitken Management   For   For        
1B. Election of Director: Amanda Black Management   For   For        
1C. Election of Director: Thomas F. Glavin Management   For   For        
1D. Election of Director: Thomas P. McGuinness Management   For   For        
1E. Election of Director: Scott A. Nelson Management   For   For        
1F. Election of Director: Paula J. Saban Management   For   For        
1G. Election of Director: Michael A. Stein Management   For   For        
1H. Election of Director: Julian E. Whitehurst Management   For   For        
2 Ratify the selection of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. Management   For   For        
RS 17 Rexburg preferred        
Security RS 17 Rexburg             Meeting Type   N/A  
Ticker Symbol N/A             Meeting Date   5-Dec-19 Vote Date: 11-Dec-19
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
  To approve the contribution of part of the our land holdings, valued at $1,640,000, into RS 19 Rexburg Apartments, to be used in Phase I and phase II of "The Grove" (7 buidlings/190 units). In return for the land, RS17 Rexburg Preferred will receive a pro-rata number of Series A preferred Units in RS19 Rexburg Apartments. Rexburg Preferred will retain ownership of all remaining land, valued at roughly $7,060,000 per the February 2019 CBRE appraisal. Management   For   For        
1 Vote to approve the contribution of the land into RS19 Rexburg Apartments Management   For   For        
Hauiki Road        
Security Hauiki Road             Meeting Type   N/A  
Ticker Symbol N/A             Meeting Date   1/27/2020 Vote Date: 1/27/2020
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
    The settlement terms with Mr. Reuter discussed in our prior update now need to be voted on – he has conceptually agreed to the terms and our attorney is now drafting a settlement agreement.  
    Terms of the agreement:      
    ● Paying Mr. Reuter $50k up front and $100k from each of the first two sales or on August 31 and Oct 31, whichever comes first (total consideration of $250,000).  
    ● Mr. Reuter is transferring control and all assets associated with the project to an entity which Reef-PCG designates (this will allow the project to advance forward).  
    ● Reef-PCG, Stillwater and Mr. Reuter are mutually waiving all claims they have against each other.  
    ● A protective advance of the ~$800k that is needed to get the property to a stage where lot sales can begin will be raised.  
    The goal of this settlement agreement is to avoid a lengthy foreclosure process and gain control of the property which will allow the project to move forward.  
  Vote to accept settlement agreement with Mr Reuter Management   For   For        
Phillips Edison & Company inc        
Security Phillips Edison and Co Inc             Meeting Type   Annual Meetting  
Ticker Symbol N/A             Meeting Date   17-Jun-20 Vote Date: 15-Jun-20
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 Election of Directors                  
1a, Jeffrey S Edison Management   For   For        
1b. Leslie T Chao Management   For   For        
1c. Elizabeth Fischer Management   For   For        
1d. Paul J Massey jr Management   For   For        
1e. Stephen R Quazzo Management   For   For        
1f. Jane Silfen Management   For   For        
1g. John A Strong Management   For   For        
1h. Gregory S Wood Management   For   For        
2 Approve a non-binding advisory resolution on executive compensation Management   For   For        
3 Approve the 2020 Omnibus Incentive plan Management   For   For        
4 Approve the amendment and restatement of our charter as set forth in the Fifth Articles of Amendment and restatement attached to the proxy statement. Management   For   For        
5 Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 Management   For   For        
Broadstone Net lease Inc        
Security Braodstone Net lease Inc             Meeting Type   Annual Meeting  
Ticker Symbol N/A             Meeting Date   7-May-20 Vote Date: N/A
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 Election of Directors:                  
  Amy L. Tait Management   Not voted            
  Christopher J. Czarnecki Management   Not voted            
  Laurie A. Hawkes-Lead Independent Director Management   Not voted            
  David M. Jacobstein Management   Not voted            
  Agha S. Khan Management   Not voted            
  Shekar Narasimhan Management   Not voted            
  Geoffrey H. Rosenberger Management   Not voted            
  Dr. James H. Watters Management   Not voted            
2 Ratification of Deloitte & Touche LLP as our independent accounting firm for our fiscal year Management   Not voted            
  ending December 31, 2020.                  
Atlas Fintech Holdings Corp        
Security Atlas Fintech Holdings Corp             Meeting Type   Annual Meeting  
Ticker Symbol N/A             Meeting Date   21-Nov-19 Vote Date: N/A
ISIN N/A             Agenda   Management  
                                               
Item Proposal   Proposed by   Vote   For/Against Management        
1 RESOLUTION: To reappoint Mr. Trifon Houvardas to represent the shareholders as a member of the Board of Directors as set forth in Article Vlll, Section 3 of the Articles of lncorporation for Atlas Fin Tech Holdings Corp., and to continue to serve until the next Annual Meeting of shareholders. Management   Not voted            
2 RESOLUTION: To reappoint Mr. Thomas Hammond to represent the shareholders as a member of the Board of Directors as set forth in Article Vlll, Section 3 of the Articles of Incorporation for Atlas Fin Tech Holdings Corp., and to continue to serve until the next Annual Meeting of shareholders. Management   Not voted            
         
                                               

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Wildermuth Endowment Fund  

 

By (Signature and Title) /s/ Daniel Wildermuth  
  Daniel Wildermuth  
  Trustee, Chairman of the Board, President and Chief Executive Officer

 

Date: August 19, 2020