UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22888
Wildermuth Endowment Fund
(Exact name of registrant as specified in charter)
11525 Park Woods Circle, Suite 200, Alpharetta,
Georgia 30005
(Address of principal executive offices) (Zip code)
Daniel Wildermuth
Wildermuth Advisory, LLC
11525 Park Woods Circle, Ste. 200
Alpharetta, Georgia 30005
(Name and address of agent for service)
Copies to:
John H. Grady
DLA Piper, LLP
1650 Market Street, Suite 4900
Philadelphia, PA 19103
(215) 656-3365
Registrant's telephone number, including area code: (678) 356-1100
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 – June 30, 2018
Item 1. Proxy Voting Record
Wildermuth Endowment Fund - voted proxies July 1, 2017 - June 20, 2018 | ||||||||||||||||
CIRRUS LOGIC, INC. | ||||||||||||||||
Security | 172755100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CRUS | Meeting Date | 28-Jul-2017 | |||||||||||||
ISIN | US1727551004 | Agenda | 934648924 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,131 | 15-Jun-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | JOHN C. CARTER | For | For | For | ||||||||||||
2 | ALEXANDER M. DAVERN | For | For | For | ||||||||||||
3 | TIMOTHY R. DEHNE | For | For | For | ||||||||||||
4 | CHRISTINE KING | For | For | For | ||||||||||||
5 | JASON P. RHODE | For | For | For | ||||||||||||
6 | ALAN R. SCHUELE | For | For | For | ||||||||||||
7 | WILLIAM D. SHERMAN | For | For | For | ||||||||||||
8 | DAVID J. TUPMAN | For | For | For | ||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | For | |||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 2 Years | 1 Year | Against | |||||||||||
SHIP FINANCE INTERNATIONAL LIMITED | ||||||||||||||||
Security | G81075106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SFL | Meeting Date | 22-Sep-2017 | |||||||||||||
ISIN | BMG810751062 | Agenda | 934665627 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 8,490 | 12-Aug-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | TO RE-ELECT GARY VOGEL AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | |||||||||||
2. | TO RE-ELECT PAUL M. LEAND JR. AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | |||||||||||
3. | TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | |||||||||||
4. | TO RE-ELECT HARALD THORSTEIN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
5. | TO RE-ELECT BERT M. BEKKER AS A DIRECTOR OF THE COMPANY. | Management | For | For | For | |||||||||||
6. | TO RE-APPOINT MOORE STEPHENS, P.C. AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For | For | |||||||||||
7. | TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$800,000 FOR THE YEAR ENDED DECEMBER 31, 2017. | Management | For | For | For | |||||||||||
GOLAR LNG PARTNERS LP | ||||||||||||||||
Security | Y2745C102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GMLP | Meeting Date | 27-Sep-2017 | |||||||||||||
ISIN | MHY2745C1021 | Agenda | 934668875 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,900 | 19-Aug-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | TO ELECT CARL STEEN AS A CLASS II DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2020 ANNUAL MEETING OF LIMITED PARTNERS. | Management | For | For | For | |||||||||||
AMIRA NATURE FOODS LTD | ||||||||||||||||
Security | G0335L102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ANFI | Meeting Date | 23-Oct-2017 | |||||||||||||
ISIN | VGG0335L1022 | Agenda | 934688005 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 14,659 | 11-Oct-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | ELECTION OF DIRECTOR: KARAN A. CHANANA | Management | For | For | For | |||||||||||
2. | ELECTION OF DIRECTOR: HARASH PAL SETHI | Management | For | For | For | |||||||||||
3. | ELECTION OF DIRECTOR: NATHALIE DAURIAC | Management | For | For | For | |||||||||||
4. | ELECTION OF DIRECTOR: NEAL CRAVENS | Management | For | For | For | |||||||||||
5. | ELECTION OF DIRECTOR: BRUCE C. WACHA | Management | For | For | For | |||||||||||
6. | ELECTION OF DIRECTOR: ROBERT WAGMAN | Management | For | For | For | |||||||||||
7. | APPOINTMENT OF ASA & ASSOCIATES | Management | For | For | For | |||||||||||
MCMILLAN SHAKESPEARE LTD | ||||||||||||||||
Security | Q58998107 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 24-Oct-2017 | ||||||||||||||
ISIN | AU000000MMS5 | Agenda | 708550961 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 15,046 | 23-Sep-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5, 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||
2 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | For | |||||||||||
3 | RE-ELECTION OF MR TIM POOLE AS A DIRECTOR | Management | For | For | For | |||||||||||
4 | RE-ELECTION OF MR ROSS CHESSARI AS A DIRECTOR | Management | For | For | For | |||||||||||
5 | ADOPTION OF LONG TERM INCENTIVE PLAN | Management | For | For | For | |||||||||||
6 | THAT, SUBJECT TO ITEM 5 BEING APPROVED, FOR THE PURPOSES OF ASX LISTING RULE 10.14 AND ALL OTHER PURPOSES, APPROVAL BE GIVEN FOR THE ISSUE TO THE MANAGING DIRECTOR, MR MIKE SALISBURY OF: (A) 17,860 PERFORMANCE RIGHTS AND 71,141 PERFORMANCE OPTIONS (2 YEAR OFFER); AND (B) 18,814 PERFORMANCE RIGHTS AND 66,027 PERFORMANCE | Management | For | For | For | |||||||||||
OPTIONS (3 YEAR OFFER), UNDER THE LTIP ON THE TERMS AND CONDITIONS SUMMARISED IN THE EXPLANATORY NOTES AND FOR THE ISSUE OF SHARES ON EXERCISE OF THOSE PERFORMANCE RIGHTS AND PERFORMANCE OPTIONS | ||||||||||||||||
QANTAS AIRWAYS LTD, MASCOT | ||||||||||||||||
Security | Q77974550 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2017 | ||||||||||||||
ISIN | AU000000QAN2 | Agenda | 708544603 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 35,701 | 16-Sep-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||
2.1 | RE-ELECT NON-EXECUTIVE DIRECTOR WILLIAM MEANEY | Management | For | For | For | |||||||||||
2.2 | RE-ELECT NON-EXECUTIVE DIRECTOR PAUL RAYNER | Management | For | For | For | |||||||||||
2.3 | RE-ELECT NON-EXECUTIVE DIRECTOR TODD SAMPSON | Management | For | For | For | |||||||||||
2.4 | ELECT RICHARD GOYDER AS A NON- EXECUTIVE DIRECTOR | Management | For | For | For | |||||||||||
3 | PARTICIPATION OF THE CHIEF EXECUTIVE OFFICER, ALAN JOYCE, IN THE LONG TERM INCENTIVE PLAN | Management | For | For | For | |||||||||||
4 | REMUNERATION REPORT | Management | For | For | For | |||||||||||
BENDIGO AND ADELAIDE BANK LTD, BENDIGO VIC | ||||||||||||||||
Security | Q1458B102 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 31-Oct-2017 | ||||||||||||||
ISIN | AU000000BEN6 | Agenda | 708541328 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 19,157 | 14-Sep-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S- WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||
2 | RE-ELECTION OF MS JACQUIE HEY AS A DIRECTOR | Management | For | For | For | |||||||||||
3 | RE-ELECTION OF MR JIM HAZEL AS A DIRECTOR | Management | For | For | For | |||||||||||
4 | REMUNERATION REPORT | Management | For | For | For | |||||||||||
LAM RESEARCH CORPORATION | ||||||||||||||||
Security | 512807108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LRCX | Meeting Date | 08-Nov-2017 | |||||||||||||
ISIN | US5128071082 | Agenda | 934682433 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,513 | 29-Sep-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | MARTIN B. ANSTICE | For | For | For | ||||||||||||
2 | ERIC K. BRANDT | For | For | For | ||||||||||||
3 | MICHAEL R. CANNON | For | For | For | ||||||||||||
4 | YOUSSEF A. EL-MANSY | For | For | For | ||||||||||||
5 | CHRISTINE A. HECKART | For | For | For | ||||||||||||
6 | YOUNG BUM (YB) KOH | For | For | For | ||||||||||||
7 | CATHERINE P. LEGO | For | For | For | ||||||||||||
8 | STEPHEN G. NEWBERRY | For | For | For | ||||||||||||
9 | ABHIJIT Y. TALWALKAR | For | For | For | ||||||||||||
10 | LIH SHYNG TSAI | For | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." | Management | For | For | For | |||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING FUTURE STOCKHOLDER ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION, OR "SAY ON FREQUENCY." | Management | 2 Years | 1 Year | Against | |||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | For | |||||||||||
5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | Against | Against | For | |||||||||||
PERFORMANCE FOOD GROUP CO | ||||||||||||||||
Security | 71377A103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PFGC | Meeting Date | 10-Nov-2017 | |||||||||||||
ISIN | US71377A1034 | Agenda | 934685275 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,426 | 04-Oct-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | MEREDITH ADLER | For | For | For | ||||||||||||
2 | JEFFREY M. OVERLY | For | For | For | ||||||||||||
3 | DOUGLAS M. STEENLAND | For | For | For | ||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | For | |||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||||
SYNLAIT MILK LTD | ||||||||||||||||
Security | Q8798P105 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 29-Nov-2017 | ||||||||||||||
ISIN | NZSMLE0001S9 | Agenda | 708745510 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 23,872 | 14-Nov-2017 | ||||||||||||||
CITIBANK, N.A. | 23,500 | 14-Nov-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | THAT THE BOARD BE AUTHORISED TO DETERMINE THE AUDITOR'S FEES AND EXPENSES FOR THE 2018 FINANCIAL YEAR | Management | For | For | For | |||||||||||
2 | THAT BILL ROEST BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||
3 | THAT THE ANNUAL FEE FOR EACH DIRECTOR BE 80,000NZD, EXCEPT FOR THE ANNUAL FEES OF EACH OF THE TWO COMMITTEE CHAIRS, WHICH WILL BE 92,000NZD, AND THE CHAIRMAN OF THE BOARD, WHICH WILL BE 150,000NZD. ALL THESE INCREASES APPLY FROM 01 APRIL 2018 | Management | For | For | For | |||||||||||
HUON AQUACULTURE GROUP LTD, GEEVESTON TAS | ||||||||||||||||
Security | Q4799G103 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Nov-2017 | ||||||||||||||
ISIN | AU000000HUO7 | Agenda | 708666156 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 35,000 | 27-Oct-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||||
1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | For | |||||||||||
2 | APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS TO MR PETER BENDER | Management | For | For | For | |||||||||||
3 | RE-ELECTION OF MR NEIL KEARNEY AS A DIRECTOR | Management | For | For | For | |||||||||||
UNITED NATURAL FOODS, INC. | ||||||||||||||||
Security | 911163103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UNFI | Meeting Date | 13-Dec-2017 | |||||||||||||
ISIN | US9111631035 | Agenda | 934695997 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,139 | 04-Nov-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | ELECTION OF DIRECTOR: ERIC F. ARTZ | Management | For | For | For | |||||||||||
1B. | ELECTION OF DIRECTOR: ANN TORRE BATES | Management | For | For | For | |||||||||||
1C. | ELECTION OF DIRECTOR: DENISE M. CLARK | Management | For | For | For | |||||||||||
1D. | ELECTION OF DIRECTOR: DAPHNE J. DUFRESNE | Management | For | For | For | |||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL S. FUNK | Management | For | For | For | |||||||||||
1F. | ELECTION OF DIRECTOR: JAMES P. HEFFERNAN | Management | For | For | For | |||||||||||
1G. | ELECTION OF DIRECTOR: PETER A. ROY | Management | For | For | For | |||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN L. SPINNER | Management | For | For | For | |||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | For | |||||||||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION | Management | For | For | For | |||||||||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE UNITED NATURAL FOODS, INC. AMENDED AND RESTATED 2012 EQUITY INCENTIVE PLAN. | Management | For | For | For | |||||||||||
5. | ADVISORY APPROVAL OF THE FREQUENCY OF ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | 2 Years | 1 Year | Against | |||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS. | Shareholder | Against | Against | For | |||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING A DECREASE TO THE OWNERSHIP THRESHOLD FOR STOCKHOLDERS TO CALL A SPECIAL STOCKHOLDER MEETING | Shareholder | Against | Against | For | |||||||||||
FACTSET RESEARCH SYSTEMS INC. | ||||||||||||||||
Security | 303075105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FDS | Meeting Date | 19-Dec-2017 | |||||||||||||
ISIN | US3030751057 | Agenda | 934697585 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 550 | 03-Nov-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | ELECTION OF DIRECTOR: MALCOLM FRANK | Management | For | For | For | |||||||||||
1.2 | ELECTION OF DIRECTOR: ROBIN A. ABRAMS | Management | For | For | For | |||||||||||
1.3 | ELECTION OF DIRECTOR: LAURIE SIEGEL | Management | For | For | For | |||||||||||
2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2018. | Management | For | For | For | |||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||||
4. | TO APPROVE THE FACTSET RESEARCH SYSTEMS INC. STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED. | Management | For | For | For | |||||||||||
5. | TO APPROVE THE FACTSET RESEARCH SYSTEMS INC. NON-EMPLOYEE DIRECTORS' STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED. | Management | For | For | For | |||||||||||
6. | TO APPROVE THE FACTSET RESEARCH SYSTEMS INC. EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED. | Management | For | For | For | |||||||||||
7. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTING. | Management | 2 Years | 1 Year | Against | |||||||||||
THE GREENBRIER COMPANIES, INC. | ||||||||||||||||
Security | 393657101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GBX | Meeting Date | 05-Jan-2018 | |||||||||||||
ISIN | US3936571013 | Agenda | 934700205 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 5,365 | 17-Nov-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | WILLIAM A. FURMAN | For | For | For | ||||||||||||
2 | CHARLES J. SWINDELLS | For | For | For | ||||||||||||
3 | KELLY M. WILLIAMS | For | For | For | ||||||||||||
4 | WANDA F. FELTON | For | For | For | ||||||||||||
5 | DAVID L. STARLING | For | For | For | ||||||||||||
2. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2014 AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Management | For | For | For | |||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 2 Years | 1 Year | Against | |||||||||||
5. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2018. | Management | For | For | For | |||||||||||
LANNETT COMPANY, INC. | ||||||||||||||||
Security | 516012101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LCI | Meeting Date | 17-Jan-2018 | |||||||||||||
ISIN | US5160121019 | Agenda | 934716373 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,600 | 28-Dec-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jeffrey Farber | For | For | For | ||||||||||||
2 | James M. Maher | For | For | For | ||||||||||||
3 | David Drabik | For | For | For | ||||||||||||
4 | Paul Taveira | For | For | For | ||||||||||||
5 | Albert Paonessa, III | For | For | For | ||||||||||||
6 | Patrick G. LePore | For | For | For | ||||||||||||
2. | Proposal to ratify the selection of Grant Thornton, LLP as independent public accounting firm for the fiscal year ending June 30, 2018. | Management | For | For | For | |||||||||||
3. | Non-binding advisory vote on the approval of executive compensation. | Management | For | For | For | |||||||||||
4. | An advisory vote on the frequency of the advisory vote on executive compensation. | Management | 2 Years | 3 Years | Against | |||||||||||
UGI CORPORATION | ||||||||||||||||
Security | 902681105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UGI | Meeting Date | 25-Jan-2018 | |||||||||||||
ISIN | US9026811052 | Agenda | 934705243 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,403 | 09-Dec-2017 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | ELECTION OF DIRECTOR: M. S. BORT | Management | For | For | For | |||||||||||
1.2 | ELECTION OF DIRECTOR: T. A. DOSCH | Management | For | For | For | |||||||||||
1.3 | ELECTION OF DIRECTOR: R. W. GOCHNAUER | Management | For | For | For | |||||||||||
1.4 | ELECTION OF DIRECTOR: F. S. HERMANCE | Management | For | For | For | |||||||||||
1.5 | ELECTION OF DIRECTOR: A. POL | Management | For | For | For | |||||||||||
1.6 | ELECTION OF DIRECTOR: M. O. SCHLANGER | Management | For | For | For | |||||||||||
1.7 | ELECTION OF DIRECTOR: J. B. STALLINGS, JR. | Management | For | For | For | |||||||||||
1.8 | ELECTION OF DIRECTOR: J. L. WALSH | Management | For | For | For | |||||||||||
2. | PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||||
DEERE & COMPANY | ||||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DE | Meeting Date | 28-Feb-2018 | |||||||||||||
ISIN | US2441991054 | Agenda | 934718959 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 394 | 13-Jan-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | For | |||||||||||
1B. | Election of Director: Vance D. Coffman | Management | For | For | For | |||||||||||
1C. | Election of Director: Alan C. Heuberger | Management | For | For | For | |||||||||||
1D. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | For | |||||||||||
1E. | Election of Director: Dipak C. Jain | Management | For | For | For | |||||||||||
1F. | Election of Director: Michael O. Johanns | Management | For | For | For | |||||||||||
1G. | Election of Director: Clayton M. Jones | Management | For | For | For | |||||||||||
1H. | Election of Director: Brian M. Krzanich | Management | For | For | For | |||||||||||
1I. | Election of Director: Gregory R. Page | Management | For | For | For | |||||||||||
1J. | Election of Director: Sherry M. Smith | Management | For | For | For | |||||||||||
1K. | Election of Director: Dmitri L. Stockton | Management | For | For | For | |||||||||||
1L. | Election of Director: Sheila G. Talton | Management | For | For | For | |||||||||||
2. | Advisory vote on executive compensation | Management | For | For | For | |||||||||||
3. | Re-approve the John Deere Long-Term Incentive Cash Plan | Management | For | For | For | |||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2018 | Management | For | For | For | |||||||||||
5. | Stockholder Proposal - Special Shareowner Meetings | Shareholder | Against | Against | For | |||||||||||
NOVARTIS AG | ||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NVS | Meeting Date | 02-Mar-2018 | |||||||||||||
ISIN | US66987V1098 | Agenda | 934724039 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,429 | 30-Jan-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2017 Financial Year | Management | For | For | For | |||||||||||
2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||||||||
3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend | Management | For | For | For | |||||||||||
4. | Reduction of Share Capital | Management | For | For | For | |||||||||||
5A. | Binding Vote on the maximum aggregate amount of Compensation for Members of the Board of Directors from the 2018 Annual General Meeting to the 2019 Annual General Meeting | Management | For | For | For | |||||||||||
5B. | Binding Vote on the maximum aggregate amount of Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2019 | Management | For | For | For | |||||||||||
5C. | Advisory Vote on the 2017 Compensation Report | Management | For | For | For | |||||||||||
6A. | Re-election as Chairman of the Board of Director: Joerg Reinhardt, Ph.D. | Management | For | For | For | |||||||||||
6B. | Re-election of Director: Nancy C. Andrews, M.D., Ph.D. | Management | For | For | For | |||||||||||
6C. | Re-election of Director: Dimitri Azar, M.D. | Management | For | For | For | |||||||||||
6D. | Re-election of Director: Ton Buechner | Management | For | For | For | |||||||||||
6E. | Re-election of Director: Srikant Datar, Ph.D. | Management | For | For | For | |||||||||||
6F. | Re-election of Director: Elizabeth Doherty | Management | For | For | For | |||||||||||
6G. | Re-election of Director: Ann Fudge | Management | For | For | For | |||||||||||
6H. | Re-election of Director: Frans van Houten | Management | For | For | For | |||||||||||
6I. | Re-election of Director: Andreas von Planta, Ph.D. | Management | For | For | For | |||||||||||
6J. | Re-election of Director: Charles L. Sawyers, M.D. | Management | For | For | For | |||||||||||
6K. | Re-election of Director: Enrico Vanni, Ph.D. | Management | For | For | For | |||||||||||
6L. | Re-election of Director: William T. Winters | Management | For | For | For | |||||||||||
7A. | Re-election to the Compensation Committee: Srikant Datar, Ph.D. | Management | For | For | For | |||||||||||
7B. | Re-election to the Compensation Committee: Ann Fudge | Management | For | For | For | |||||||||||
7C. | Re-election to the Compensation Committee: Enrico Vanni, Ph.D. | Management | For | For | For | |||||||||||
7D. | Re-election to the Compensation Committee: William T. Winters | Management | For | For | For | |||||||||||
8. | Re-election of the Statutory Auditor | Management | For | For | For | |||||||||||
9. | Re-election of the Independent Proxy | Management | For | For | For | |||||||||||
10. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations Mark FOR on this Voting Instruction Card to vote according to the motions of the Board of Directors. Mark AGAINST to vote against any alternative /new motions. Mark ABSTAIN to abstain from voting. | Management | For | Take No Action | ||||||||||||
CVS HEALTH CORPORATION | ||||||||||||||||
Security | 126650100 | Meeting Type | Special | |||||||||||||
Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 | |||||||||||||
ISIN | US1266501006 | Agenda | 934727972 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,070 | 13-Feb-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | Stock Issuance Proposal: To approve the issuance of shares of CVS Health Corporation common stock to shareholders of Aetna Inc. in the merger between Aetna Inc. and Hudson Merger Sub Corp., a wholly-owned subsidiary of CVS Health Corporation, pursuant to the terms and conditions of the Agreement and Plan of Merger dated as of December 3, 2017, as it may be amended from time to time, among CVS Health Corporation, Hudson Merger Sub Corp. and Aetna Inc. | Management | For | For | For | |||||||||||
2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of stockholders of CVS Health Corporation if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | For | |||||||||||
BROADCOM LIMITED | ||||||||||||||||
Security | Y09827109 | Meeting Type | Special | |||||||||||||
Ticker Symbol | AVGO | Meeting Date | 23-Mar-2018 | |||||||||||||
ISIN | SG9999014823 | Agenda | 934741148 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 593 | 13-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting. | Management | For | For | For | |||||||||||
NEPES CORP, UMSONG | ||||||||||||||||
Security | Y6264R119 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2018 | ||||||||||||||
ISIN | KR7033640004 | Agenda | 709043676 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 17,000 | 10-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | For | |||||||||||
2.1 | ELECTION OF INSIDE DIRECTOR: I BYEONG GU | Management | For | For | For | |||||||||||
2.2 | ELECTION OF OUTSIDE DIRECTOR: GIM GEON U | Management | For | For | For | |||||||||||
3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | For | |||||||||||
4 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | For | For | |||||||||||
ASAHI GLASS COMPANY,LIMITED | ||||||||||||||||
Security | J02394120 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 29-Mar-2018 | ||||||||||||||
ISIN | JP3112000009 | Agenda | 709003925 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 4,500 | 02-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2 | Amend Articles to: Change Official Company Name to AGC Inc. | Management | For | For | For | |||||||||||
3.1 | Appoint a Director Ishimura, Kazuhiko | Management | For | For | For | |||||||||||
3.2 | Appoint a Director Shimamura, Takuya | Management | For | For | For | |||||||||||
3.3 | Appoint a Director Hirai, Yoshinori | Management | For | For | For | |||||||||||
3.4 | Appoint a Director Miyaji, Shinji | Management | For | For | For | |||||||||||
3.5 | Appoint a Director Kimura, Hiroshi | Management | For | For | For | |||||||||||
3.6 | Appoint a Director Egawa, Masako | Management | For | For | For | |||||||||||
3.7 | Appoint a Director Hasegawa, Yasuchika | Management | For | For | For | |||||||||||
4 | Appoint a Corporate Auditor Sakumiya, Akio | Management | For | For | For | |||||||||||
5 | Approve Details of Stock Compensation to be received by Directors and Executive Officers | Management | For | For | For | |||||||||||
6 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | For | |||||||||||
BROADCOM LIMITED | ||||||||||||||||
Security | Y09827109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AVGO | Meeting Date | 04-Apr-2018 | |||||||||||||
ISIN | SG9999014823 | Agenda | 934729370 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 593 | 24-Feb-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: Mr. Hock E. Tan | Management | For | For | For | |||||||||||
1B. | Election of Director: Mr. James V. Diller | Management | For | For | For | |||||||||||
1C. | Election of Director: Ms. Gayla J. Delly | Management | For | For | For | |||||||||||
1D. | Election of Director: Mr. Lewis C. Eggebrecht | Management | For | For | For | |||||||||||
1E. | Election of Director: Mr. Kenneth Y. Hao | Management | For | For | For | |||||||||||
1F. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | For | |||||||||||
1G. | Election of Director: Mr. Check Kian Low | Management | For | For | For | |||||||||||
1H. | Election of Director: Mr. Donald Macleod | Management | For | For | For | |||||||||||
1I. | Election of Director: Mr. Peter J. Marks | Management | For | For | For | |||||||||||
1J. | Election of Director: Dr. Henry Samueli | Management | For | For | For | |||||||||||
2. | To approve the re-appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm and independent Singapore auditor for the fiscal year ending November 4, 2018 and to authorize the Audit Committee to fix its remuneration, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. | Management | For | For | For | |||||||||||
3. | To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. | Management | For | For | For | |||||||||||
4. | NON-BINDING, ADVISORY VOTE To approve the compensation of Broadcom's named executive officers, as disclosed in "Compensation Discussion and Analysis" and in the compensation tables and accompanying narrative disclosure under "Executive Compensation" in Broadcom's proxy statement relating to its 2018 Annual General Meeting. | Management | For | For | For | |||||||||||
NESTE OYJ | ||||||||||||||||
Security | X5688A109 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 05-Apr-2018 | ||||||||||||||
ISIN | FI0009013296 | Agenda | 708964071 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 3,855 | 08-Feb-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||
CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | ||||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||||
2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||||||
3 | ELECTION OF THE EXAMINERS OF THE MINUTES AND THE SUPERVISORS FOR COUNTING OF-VOTES | Non-Voting | ||||||||||||||
4 | ESTABLISHING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND THE VOTING LIST | Non-Voting | ||||||||||||||
6 | PRESENTATION OF THE FINANCIAL STATEMENTS FOR 2017, INCLUDING ALSO THE-CONSOLIDATED FINANCIAL STATEMENTS, THE REVIEW BY THE BOARD OF DIRECTORS, AND-THE AUDITOR'S REPORT: REVIEW BY THE PRESIDENT & CEO | Non-Voting | ||||||||||||||
7 | ADOPTION OF THE FINANCIAL STATEMENTS, INCLUDING ALSO THE ADOPTION OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | For | |||||||||||
8 | USE OF THE PROFIT SHOWN IN THE BALANCE SHEET AND DECIDING ON THE PAYMENT OF DIVIDEND: EUR 1.70 PER SHARE | Management | For | For | For | |||||||||||
9 | DISCHARGING THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY | Management | For | For | For | |||||||||||
10 | DECIDING THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||
11 | DECIDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: EIGHT MEMBERS | Management | For | For | For | |||||||||||
12 | ELECTION OF THE CHAIR, THE VICE CHAIR, AND THE MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS' NOMINATION BOARD PROPOSES THAT THE CURRENT VICE CHAIR OF THE BOARD, MR. MATTI KAHKONEN SHALL BE ELECTED AS THE NEW CHAIR OF THE BOARD OF DIRECTORS, AND BOARD MEMBERS MS. MARTINA FLOEL, MS. LAURA RAITIO, MR. JEAN-BAPTISTE RENARD, MR. WILLEM SCHOEBER, AND MR. MARCO WIREN SHALL BE RE-ELECTED FOR A FURTHER TERM OF OFFICE. THE NOMINATION BOARD FURTHER PROPOSES THAT MS. RAUTIO SHALL BE ELECTED AS THE NEW VICE CHAIR OF THE BOARD. IN ADDITION, THE NOMINATION BOARD PROPOSES THAT MS. ELIZABETH BURGHOUT (BSC, CHEMICAL ENGINEERING) AND MR. JARI ROSENDAL (M.SC. ENG.) SHALL BE ELECTED AS NEW MEMBERS. ALL OF THOSE CONCERNED HAVE GIVEN THEIR CONSENT TO SERVING ON THE BOARD AND ARE CONSIDERED TO BE INDEPENDENT OF THE COMPANY AND ITS MAJOR SHAREHOLDERS. THE CHAIR OF THE BOARD OF DIRECTORS MR. JORMA ELORANTA HAS INFORMED THAT HE WILL NOT BE AVAILABLE FOR RE-ELECTION | Management | For | For | For | |||||||||||
13 | DECIDING THE REMUNERATION OF THE AUDITOR | Management | For | For | For | |||||||||||
14 | ELECTION OF THE AUDITOR: THE BOARD PROPOSES, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AGM WOULD ELECT PRICEWATERHOUSECOOPERS OY, AUTHORIZED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITOR. PRICEWATERHOUSECOOPERS OY HAS ANNOUNCED THAT IT WILL APPOINT MR. MARKKU KATAJISTO, AUTHORIZED PUBLIC ACCOUNTANT, AS THE PRINCIPALLY RESPONSIBLE AUDITOR. THE AUDITOR'S TERM OF OFFICE SHALL END AT THE CLOSURE OF THE NEXT AGM | Management | For | For | For | |||||||||||
15 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE CONVEYANCE OF TREASURY SHARES | Management | For | For | For | |||||||||||
16 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||
SUBSEA 7 SA, LUXEMBOURG | ||||||||||||||||
Security | L8882U106 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 17-Apr-2018 | ||||||||||||||
ISIN | LU0075646355 | Agenda | 709059566 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 10,299 | 16-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | TO CONSIDER (I) THE MANAGEMENT REPORTS OF THE BOARD OF DIRECTORS OF THE-COMPANY IN RESPECT OF THE STATUTORY AND CONSOLIDATED FINANCIAL STATEMENTS OF-THE COMPANY AND (II) THE REPORTS OF ERNST & YOUNG S.A., LUXEMBOURG,-AUTHORISED STATUTORY AUDITOR ("REVISEUR D'ENTREPRISES AGREE") ON THE- STATUTORY FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS OF-THE COMPANY, FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017, AS PUBLISHED ON-8 MARCH, 2018 AND AS ARE AVAILABLE ON THE COMPANY'S WEBSITE AT-WWW.SUBSEA7.COM | Non-Voting | ||||||||||||||
2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017, AS PUBLISHED ON 8 MARCH, 2018 AND AS ARE AVAILABLE ON THE COMPANY'S WEBSITE AT WWW.SUBSEA7.COM | Management | For | For | For | |||||||||||
3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2017, AS PUBLISHED ON 8 MARCH, 2018 AND AS ARE AVAILABLE ON THE COMPANY'S WEBSITE AT WWW.SUBSEA7.COM | Management | For | For | For | |||||||||||
4 | TO APPROVE THE ALLOCATION OF RESULTS OF THE COMPANY, INCLUDING THE PAYMENT OF A DIVIDEND, AS RECOMMENDED BY THE BOARD OF DIRECTORS OF THE COMPANY, NAMELY A DIVIDEND OF NOK 5.00 PER COMMON SHARE, PAYABLE ON 2 MAY 2018 | Management | For | For | For | |||||||||||
5 | TO DISCHARGE THE DIRECTORS OF THE COMPANY IN RESPECT OF THE PROPER PERFORMANCE OF THEIR DUTIES FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
6 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG, AS AUTHORISED STATUTORY AUDITOR ("REVISEUR D'ENTREPRISES AGREE") TO AUDIT THE STATUTORY AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, FOR A TERM TO EXPIRE AT THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||||
7 | TO APPROVE THE RECOMMENDATION OF THE BOARD OF DIRECTORS OF THE COMPANY TO ADOPT THE 2018 SUBSEA 7 S.A. LONG TERM INCENTIVE PLAN AS AVAILABLE ON THE COMPANY'S WEBSITE AT WWW.SUBSEA7.COM | Management | For | For | For | |||||||||||
8 | TO RE-ELECT MR JEAN CAHUZAC AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE ANNUAL GENERAL MEETING TO BE HELD IN 2020 OR UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED | Management | For | For | For | |||||||||||
9 | TO RE-ELECT MR EYSTEIN ERIKSRUD AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE ANNUAL GENERAL MEETING TO BE HELD IN 2020 OR UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED | Management | For | For | For | |||||||||||
10 | TO APPOINT MR NIELS KIRK AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY, AS RECOMMENDED BY THE BOARD, TO HOLD OFFICE UNTIL THE ANNUAL GENERAL MEETING TO BE HELD IN 2020 OR UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED | Management | For | For | For | |||||||||||
11 | TO APPOINT MR DAVID MULLEN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY, AS RECOMMENDED BY THE BOARD, TO HOLD OFFICE UNTIL THE ANNUAL GENERAL MEETING TO BE HELD IN 2020 OR UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED | Management | For | For | For | |||||||||||
SUBSEA 7 SA, LUXEMBOURG | ||||||||||||||||
Security | L8882U106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 17-Apr-2018 | ||||||||||||||
ISIN | LU0075646355 | Agenda | 709060076 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 10,299 | 16-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | RENEWAL OF AUTHORISATION FOR A PERIOD OF THREE YEARS TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES; TO INCLUDE AUTHORITY FOR THE BOARD OF DIRECTORS TO LIMIT OR SUPPRESS PREFERENTIAL SUBSCRIPTION RIGHTS, FOR UP TO 10 PCT OF THE ISSUED SHARE CAPITAL; CONSEQUENTIAL AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||
ASBURY AUTOMOTIVE GROUP, INC. | ||||||||||||||||
Security | 043436104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ABG | Meeting Date | 18-Apr-2018 | |||||||||||||
ISIN | US0434361046 | Agenda | 934745968 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,612 | 17-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Bridget Ryan-Berman | For | For | For | ||||||||||||
2 | Dennis E. Clements | For | For | For | ||||||||||||
3 | David W. Hult | For | For | For | ||||||||||||
4 | Eugene S. Katz | For | For | For | ||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | For | |||||||||||
OWENS CORNING | ||||||||||||||||
Security | 690742101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OC | Meeting Date | 19-Apr-2018 | |||||||||||||
ISIN | US6907421019 | Agenda | 934743837 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,501 | 16-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A | Election of Director: Cesar Conde | Management | For | For | For | |||||||||||
1B | Election of Director: Adrienne D. Elsner | Management | For | For | For | |||||||||||
1C | Election of Director: J. Brian Ferguson | Management | For | For | For | |||||||||||
1D | Election of Director: Ralph F. Hake | Management | For | For | For | |||||||||||
1E | Election of Director: Edward F. Lonergan | Management | For | For | For | |||||||||||
1F | Election of Director: Maryann T. Mannen | Management | For | For | For | |||||||||||
1G | Election of Director: W. Howard Morris | Management | For | For | For | |||||||||||
1H | Election of Director: Suzanne P. Nimocks | Management | For | For | For | |||||||||||
1I | Election of Director: Michael H. Thaman | Management | For | For | For | |||||||||||
1J | Election of Director: John D. Williams | Management | For | For | For | |||||||||||
2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
3 | To approve, on an advisory basis, 2017 named executive officer compensation. | Management | For | For | For | |||||||||||
HANESBRANDS INC. | ||||||||||||||||
Security | 410345102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HBI | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US4103451021 | Agenda | 934736197 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 7,125 | 16-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | For | |||||||||||
1B. | Election of Director: Bobby J. Griffin | Management | For | For | For | |||||||||||
1C. | Election of Director: James C. Johnson | Management | For | For | For | |||||||||||
1D. | Election of Director: Jessica T. Mathews | Management | For | For | For | |||||||||||
1E. | Election of Director: Franck J. Moison | Management | For | For | For | |||||||||||
1F. | Election of Director: Robert F. Moran | Management | For | For | For | |||||||||||
1G. | Election of Director: Ronald L. Nelson | Management | For | For | For | |||||||||||
1H. | Election of Director: Richard A. Noll | Management | For | For | For | |||||||||||
1I. | Election of Director: David V. Singer | Management | For | For | For | |||||||||||
1J. | Election of Director: Ann E. Ziegler | Management | For | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2018 fiscal year | Management | For | For | For | |||||||||||
3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting | Management | For | For | For | |||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | IBM | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US4592001014 | Agenda | 934738886 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 953 | 10-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director for a Term of One Year: K.I. Chenault | Management | For | For | For | |||||||||||
1b. | Election of Director for a Term of One Year: M.L. Eskew | Management | For | For | For | |||||||||||
1c. | Election of Director for a Term of One Year: D.N. Farr | Management | For | For | For | |||||||||||
1d. | Election of Director for a Term of One Year: A. Gorsky | Management | For | For | For | |||||||||||
1e. | Election of Director for a Term of One Year: S.A. Jackson | Management | For | For | For | |||||||||||
1f. | Election of Director for a Term of One Year: A.N. Liveris | Management | For | For | For | |||||||||||
1g. | Election of Director for a Term of One Year: H.S. Olayan | Management | For | For | For | |||||||||||
1h. | Election of Director for a Term of One Year: J.W. Owens | Management | For | For | For | |||||||||||
1i. | Election of Director for a Term of One Year: V.M. Rometty | Management | For | For | For | |||||||||||
1j. | Election of Director for a Term of One Year: J.R. Swedish | Management | For | For | For | |||||||||||
1k. | Election of Director for a Term of One Year: S. Taurel | Management | For | For | For | |||||||||||
1l. | Election of Director for a Term of One Year: P.R. Voser | Management | For | For | For | |||||||||||
1m. | Election of Director for a Term of One Year: F.H. Waddell | Management | For | For | For | |||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||||||||||
3. | Advisory Vote on Executive Compensation | Management | For | For | For | |||||||||||
4. | Stockholder Proposal on Lobbying Disclosure | Shareholder | Against | Against | For | |||||||||||
5. | Stockholder Proposal on Shareholder Ability to Call a Special Shareholder Meeting | Shareholder | Against | Against | For | |||||||||||
6. | Stockholder Proposal to Have an Independent Board Chairman | Shareholder | Against | Against | For | |||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WFC | Meeting Date | 24-Apr-2018 | |||||||||||||
ISIN | US9497461015 | Agenda | 934740350 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,497 | 15-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: John D. Baker II | Management | For | For | For | |||||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | For | |||||||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | For | |||||||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | For | |||||||||||
1e. | Election of Director: Donald M. James | Management | For | For | For | |||||||||||
1f. | Election of Director: Maria R. Morris | Management | For | For | For | |||||||||||
1g. | Election of Director: Karen B. Peetz | Management | For | For | For | |||||||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | For | |||||||||||
1i. | Election of Director: James H. Quigley | Management | For | For | For | |||||||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | For | |||||||||||
1k. | Election of Director: Timothy J. Sloan | Management | For | For | For | |||||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | |||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||||||||
3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
4. | Shareholder Proposal - Special Shareowner Meetings. | Shareholder | Against | Against | For | |||||||||||
5. | Shareholder Proposal - Reform Executive Compensation Policy with Social Responsibility. | Shareholder | Against | Against | For | |||||||||||
6. | Shareholder Proposal - Report on Incentive Compensation and Risks of Material Losses. | Shareholder | Against | Against | For | |||||||||||
BASIC-FIT N.V., HOOFDDORP | ||||||||||||||||
Security | N10058100 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2018 | ||||||||||||||
ISIN | NL0011872650 | Agenda | 709056003 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 8,000 | 15-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||||
2 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||||||
3.A | DISCUSSION ON COMPANY'S CORPORATE GOVERNANCE STRUCTURE | Non-Voting | ||||||||||||||
3.B | DISCUSS REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS | Non-Voting | ||||||||||||||
3.C | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||||||||
3.D | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | For | |||||||||||
3.E | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | For | |||||||||||
3.F | DISCUSS DIVIDEND POLICY | Non-Voting | ||||||||||||||
4.A | REELECT PIETER DE JONG TO SUPERVISORY BOARD | Management | For | For | For | |||||||||||
5.A | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER | Management | For | For | For | |||||||||||
5.B | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES UNDER ITEM 5.A | Management | For | For | For | |||||||||||
6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | |||||||||||
7 | RATIFY ERNST AND YOUNG AS AUDITORS | Management | For | For | For | |||||||||||
8 | QUESTIONS AND CLOSING | Non-Voting | ||||||||||||||
UCB SA, BRUXELLES | ||||||||||||||||
Security | B93562120 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2018 | ||||||||||||||
ISIN | BE0003739530 | Agenda | 709125757 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 2,491 | 28-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 MAY 2018 AT 11.00 EXTRAORDINARY PART I.E., ( EXTRAORDINARY-GENERAL MEETING). ONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR-ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||||
O.1 | REPORT OF THE BOARD OF DIRECTORS ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL-YEAR ENDED 31 DECEMBER 2017 | Non-Voting | ||||||||||||||
O.2 | REPORT OF THE STATUTORY AUDITOR ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR-ENDED 31 DECEMBER 2017 | Non-Voting | ||||||||||||||
O.3 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE UCB GROUP RELATING-TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Non-Voting | ||||||||||||||
O.4 | THE GENERAL MEETING APPROVES THE ANNUAL ACCOUNTS OF UCB SA/NV FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND THE APPROPRIATION OF THE RESULTS REFLECTED THEREIN, INCLUDING THE APPROVAL OF A GROSS DIVIDEND OF EUR 1,18 PER SHARE | Management | For | For | For | |||||||||||
O.5 | THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017. | Management | For | For | For | |||||||||||
O.6 | THE GENERAL MEETING GRANTS DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.7 | THE GENERAL MEETING GRANTS DISCHARGE TO THE STATUTORY AUDITOR FOR THE PERFORMANCE OF HIS DUTIES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.8.1 | THE GENERAL MEETING RENEWS THE APPOINTMENT OF DR. JEAN- CHRISTOPHE TELLIER AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2022 | Management | For | For | For | |||||||||||
O.82A | THE GENERAL MEETING RENEWS THE APPOINTMENT OF PROF. KAY DAVIES AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2022 | Management | For | For | For | |||||||||||
O.82B | THE GENERAL MEETING ACKNOWLEDGES THAT, FROM THE INFORMATION MADE AVAILABLE TO THE COMPANY, KAY DAVIES QUALIFIES AS AN INDEPENDENT DIRECTOR ACCORDING TO THE INDEPENDENCE CRITERIA PROVIDED FOR BY ARTICLE 526TER OF THE BELGIAN COMPANIES CODE AND THE APPLICABLE CORPORATE GOVERNANCE RULES AND APPOINTS HER AS INDEPENDENT DIRECTOR | Management | For | For | For | |||||||||||
O.8.3 | THE GENERAL MEETING RENEWS THE APPOINTMENT OF MR. CEDRIC VAN RIJCKEVORSEL AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL GENERAL MEETING OF 2022 | Management | For | For | For | |||||||||||
O.9 | STATUTORY AUDITOR - RENEWAL OF THE MANDATE: UPON THE PROPOSAL OF THE AUDIT COMMITTEE AND UPON PRESENTATION BY THE WORKS COUNCIL, THE GENERAL MEETING RENEWS THE APPOINTMENT OF PWC BEDRIJFSREVISOREN BCVBA / REVISEURS D'ENTREPRISES SCCRL, HAVING ITS REGISTERED OFFICE AT 1932 SINT-STEVENS-WOLUWE, WOLUWEDAL 18, AS STATUTORY AUDITOR FOR A TERM OF THREE (3) YEARS, UP TO AND INCLUDING THE GENERAL MEETING CONVENED TO DECIDE ON THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020. THE PERMANENT REPRESENTATIVE OF PWC BEDRIJFSREVISOREN BCVBA / REVISEURS D'ENTREPRISES SCCRL WILL BE MR. ROMAIN SEFFER, REGISTERED AUDITOR. THE STATUTORY AUDITOR'S ANNUAL FEE, FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED ACCOUNTS, IS FIXED AT EUR 435 000 (PLUS VAT, OUT-OF- POCKET EXPENSES AND THE IRE/IBR FEE) | Management | For | For | For | |||||||||||
O10.1 | LONG TERM INCENTIVE PLANS: THE GENERAL MEETING APPROVES THE DECISION OF THE BOARD OF DIRECTORS TO ALLOCATE AN ESTIMATED NUMBER OF 1 098 000 FREE SHARES: - OF WHICH AN ESTIMATED NUMBER OF 955 000 SHARES TO ELIGIBLE EMPLOYEES, NAMELY TO ABOUT 1 760 INDIVIDUALS (EXCLUDING NEW HIRES AND PROMOTED EMPLOYEES UP TO AND INCLUDING 1 APRIL 2018), ACCORDING TO THE APPLICABLE ALLOCATION CRITERIA. THESE FREE SHARES WILL ONLY VEST IF AND WHEN THE ELIGIBLE EMPLOYEES ARE STILL EMPLOYED WITHIN THE UCB GROUP THREE YEARS AFTER THE GRANT OF AWARDS; - OF WHICH AN ESTIMATED NUMBER OF 143 000 SHARES TO UPPER MANAGEMENT EMPLOYEES UNDER THE PERFORMANCE SHARE PLAN, NAMELY TO ABOUT 54 INDIVIDUALS, ACCORDING TO THE APPLICABLE ALLOCATION CRITERIA. THESE FREE SHARES WILL BE DELIVERED AFTER A THREE YEAR VESTING PERIOD AND THE NUMBER OF SHARES ACTUALLY ALLOCATED WILL VARY FROM 0% TO | Management | For | For | For | |||||||||||
150% OF THE NUMBER OF SHARES INITIALLY GRANTED DEPENDING ON THE LEVEL OF ACHIEVEMENT OF THE PERFORMANCE CONDITIONS SET BY THE BOARD OF UCB SA/NV AT THE MOMENT OF GRANT. THESE ESTIMATED FIGURES DO NOT TAKE INTO ACCOUNT EMPLOYEES HIRED OR PROMOTED TO ELIGIBLE LEVELS BETWEEN 1 JANUARY 2018 AND 1 APRIL 2018 | ||||||||||||||||
O11.1 | CHANGE OF CONTROL PROVISIONS - ART. 556 BELGIAN COMPANIES CODE: PURSUANT TO ARTICLE 556 OF THE BELGIAN COMPANIES CODE, THE GENERAL MEETING RENEWS ITS APPROVAL: (I) OF CONDITION 5 (E) (I) OF THE TERMS AND CONDITIONS OF THE EMTN PROGRAM (REDEMPTION AT THE OPTION OF NOTEHOLDERS - UPON A CHANGE OF CONTROL (CHANGE OF CONTROL PUT)), IN RESPECT OF ANY SERIES OF NOTES TO WHICH SUCH CONDITION IS MADE APPLICABLE BEING ISSUED UNDER THE PROGRAM FROM 26 APRIL 2018 UNTIL 25 APRIL 2019, UNDER WHICH ANY AND ALL OF THE HOLDERS OF THE RELEVANT NOTES CAN, IN CERTAIN CIRCUMSTANCES WHEN A CHANGE OF CONTROL AT THE LEVEL OF UCB SA/NV OCCURS, REQUIRE UCB SA/NV TO REDEEM THAT NOTE ON THE CHANGE OF CONTROL PUT DATE AT THE PUT REDEMPTION AMOUNT TOGETHER, IF APPROPRIATE, WITH INTEREST ACCRUED TO SUCH CHANGE OF CONTROL PUT DATE, FOLLOWING A CHANGE OF CONTROL OF UCB SA/NV; AND (II) OF ANY OTHER PROVISION OF THE EMTN PROGRAM OR NOTES ISSUED UNDER THE EMTN PROGRAM GRANTING RIGHTS TO THIRD PARTIES WHICH COULD AFFECT AN OBLIGATION ON UCB SA/NV WHERE IN EACH CASE THE EXERCISE OF THESE RIGHTS IS DEPENDENT ON THE OCCURRENCE OF A CHANGE OF CONTROL | Management | For | For | For | |||||||||||
O11.2 | CHANGE OF CONTROL PROVISIONSPURSUANT TO ARTICLE 556 OF THE BELGIAN COMPANIES CODE, THE GENERAL MEETING APPROVES THE CHANGE OF CONTROL CLAUSES AS PROVIDED FOR IN THE REVOLVING FACILITY AGREEMENT, AS LAST AMENDED AND RESTATED ON 9 JANUARY 2018, UNDER WHICH ANY | Management | For | For | For | |||||||||||
AND ALL OF THE LENDERS CAN, IN CERTAIN CIRCUMSTANCES, CANCEL THEIR COMMITMENTS AND REQUIRE REPAYMENT OF THEIR PARTICIPATIONS IN THE LOANS, TOGETHER WITH ACCRUED INTEREST AND ALL OTHER AMOUNTS ACCRUED AND OUTSTANDING THEREUNDER, FOLLOWING A CHANGE OF CONTROL OF THE COMPANY. THE GENERAL MEETING APPROVES CLAUSE 10.2 (CHANGE OF CONTROL) OF THE REVOLVING FACILITY AGREEMENT AND ALL OTHER PROVISIONS OF THE FACILITY AGREEMENT AND ANY OTHER FINANCE DOCUMENT (AS DEFINED IN THE REVOLVING FACILITY AGREEMENT) THAT CONFER CERTAIN RIGHTS ON THIRD PARTIES WHICH HAVE AN IMPACT ON THE COMPANY'S ASSETS OR RESULT IN A DEBT OR AN OBLIGATION FOR THE COMPANY IN CASE THE EXERCISE OF SUCH RIGHTS IS DEPENDENT ON A CHANGE OF CONTROL OVER THE COMPANY | ||||||||||||||||
O11.3 | CHANGE OF CONTROL PROVISIONS - ART. 556 BELGIAN COMPANIES CODE: PURSUANT TO ARTICLE 556 OF THE COMPANIES CODE, THE GENERAL MEETING APPROVES, IN AS FAR AS NEEDED AND APPLICABLE, THE TERMS AND CONDITIONS OF THE STOCK OPTION PLANS, STOCK AWARD PLANS AND PERFORMANCE SHARE PLANS TO SELECTED EMPLOYEES OF THE UCB GROUP, IN SO FAR THEY MAY GRANT RIGHTS THAT HAVE AN IMPACT ON THE COMPANY'S ASSETS OR RESULT IN A DEBT OR AN OBLIGATION FOR THE COMPANY IN CASE THE EXERCISE OF SUCH RIGHTS IS DEPENDENT ON A CHANGE OF CONTROL OVER THE COMPANY | Management | For | For | For | |||||||||||
E.1 | SPECIAL REPORT OF THE BOARD OF DIRECTORS: SUBMISSION OF THE SPECIAL REPORT-PREPARED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH ARTICLE 604 OF THE-BELGIAN COMPANIES CODE IN WHICH THE BOARD REQUESTS THE RENEWAL OF ITS POWERS-IN RELATION TO THE AUTHORIZED CAPITAL AND INDICATES THE SPECIAL CIRCUMSTANCES-WHERE IT MAY USE ITS POWERS UNDER THE AUTHORIZED CAPITAL AND THE PURPOSES-THAT IT SHALL PURSUE | Non-Voting | ||||||||||||||
E.2 | RENEWAL OF THE POWERS OF THE BOARD OF DIRECTORS UNDER THE AUTHORIZED CAPITAL AND AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF ASSOCIATION: THE GENERAL MEETING RESOLVES TO RENEW THE TWO YEAR AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL FOR ANOTHER TWO (2) YEARS, AND TO AMEND THE RELEVANT PARAGRAPH OF ARTICLE 6 OF THE ARTICLES OF ASSOCIATION ACCORDINGLY TO REFLECT THIS RENEWAL. SUBJECT TO THE APPROVAL OF THIS RESOLUTION, THE TEXT OF ARTICLE 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY WILL BE AMENDED AS FOLLOWS: "ARTICLE 6 THE CAPITAL OF THE COMPANY CAN BE INCREASED ONE OR MORE TIMES BY A DECISION OF A GENERAL MEETING OF SHAREHOLDERS CONSTITUTED UNDER THE CONDITIONS REQUIRED TO MODIFY THE ARTICLES OF ASSOCIATION. THE BOARD OF DIRECTORS IS AUTHORIZED TO INCREASE THE COMPANY'S SHARE CAPITAL AMONGST OTHER BY WAY OF THE ISSUANCE OF SHARES, CONVERTIBLE BONDS OR WARRANTS, IN ONE OR MORE TRANSACTIONS, WITHIN THE LIMITS SET BY LAW, I. WITH UP TO 5% OF THE SHARE CAPITAL AT THE TIME OF THE DECISION OF THE BOARD OF DIRECTORS TO MAKE USE OF THIS AUTHORIZATION, IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS (WHETHER OR NOT FOR THE BENEFIT OF ONE OR MORE SPECIFIC PERSONS WHO ARE NOT EMPLOYEES OF THE COMPANY OR OF ITS SUBSIDIARIES), II. WITH UP TO 10% OF THE SHARE CAPITAL AT THE TIME OF THE DECISION OF THE BOARD OF DIRECTORS TO MAKE USE OF THIS AUTHORIZATION, IN THE EVENT OF A CAPITAL INCREASE WITHOUT CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE | Management | For | For | For | |||||||||||
EXISTING SHAREHOLDERS. IN ANY EVENT, THE TOTAL AMOUNT BY WHICH THE BOARD OF DIRECTORS MAY INCREASE THE COMPANY'S SHARE CAPITAL BY A COMBINATION OF THE AUTHORIZATIONS SET FORTH IN (I) AND (II) ABOVE, IS LIMITED TO 10% OF THE SHARE CAPITAL AT THE TIME OF THE DECISION OF THE BOARD OF DIRECTORS TO MAKE USE OF THIS AUTHORIZATION. THE BOARD OF DIRECTORS IS MOREOVER EXPRESSLY AUTHORIZED TO MAKE USE OF THIS AUTHORIZATION, WITHIN THE LIMITS AS SET OUT UNDER (I) AND (II) OF THE SECOND PARAGRAPH ABOVE, FOR THE FOLLOWING OPERATIONS: 1. A CAPITAL INCREASE OR THE ISSUANCE OF CONVERTIBLE BONDS OR WARRANTS WITH CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE EXISTING SHAREHOLDERS; 2. A CAPITAL INCREASE OR THE ISSUANCE OF CONVERTIBLE BONDS WITH CANCELLATION OR LIMITATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS OF THE EXISTING SHAREHOLDERS FOR THE BENEFIT OF ONE OR MORE SPECIFIC PERSONS WHO ARE NOT EMPLOYEES OF THE COMPANY OR OF ITS SUBSIDIARIES; 3. A CAPITAL INCREASE BY INCORPORATION OF RESERVES. ANY SUCH CAPITAL INCREASE MAY TAKE ANY AND ALL FORMS, INCLUDING, BUT NOT LIMITED TO, CONTRIBUTIONS IN CASH OR IN KIND, WITH OR WITHOUT SHARE PREMIUM, OR INCORPORATION OF RESERVES AND/OR SHARE PREMIUMS AND/OR PROFITS CARRIED FORWARD, TO THE MAXIMUM EXTENT PERMITTED BY THE LAW. ANY DECISION OF THE BOARD OF DIRECTORS TO USE THIS AUTHORIZATION REQUIRES A 75% MAJORITY WITHIN THE BOARD OF DIRECTORS. THIS AUTHORIZATION IS GRANTED FOR A PERIOD OF TWO (2) YEARS AS FROM THE DATE OF THE PUBLICATION IN THE APPENDICES TO THE BELGIAN OFFICIAL GAZETTE OF THE RESOLUTION OF THE EXTRAORDINARY SHAREHOLDERS MEETING HELD ON 26 APRIL 2018. THE BOARD OF DIRECTORS IS | ||||||||||||||||
EMPOWERED, WITH FULL POWER OF SUBSTITUTION, TO AMEND THE ARTICLES OF ASSOCIATION TO REFLECT THE CAPITAL INCREASES RESULTING FROM THE EXERCISE OF ITS POWERS PURSUANT TO THIS ARTICLE." | ||||||||||||||||
E.3 | ACQUISITION OF OWN SHARES - RENEWAL OF AUTHORIZATION: THE BOARD OF DIRECTORS IS AUTHORIZED TO ACQUIRE, DIRECTLY OR INDIRECTLY, WHETHER ON OR OUTSIDE OF THE STOCK EXCHANGE, BY WAY OF PURCHASE, EXCHANGE, CONTRIBUTION OR ANY OTHER WAY, UP TO 10% OF THE TOTAL NUMBER OF COMPANY'S SHARES AS CALCULATED ON THE DATE OF EACH ACQUISITION, FOR A PRICE OR AN EXCHANGE VALUE PER SHARE OF MAXIMUM THE HIGHEST PRICE OF THE COMPANY'S SHARES ON EURONEXT BRUSSELS ON THE DAY OF THE ACQUISITION AND MINIMUM ONE (1) EURO, WITHOUT PREJUDICE TO ARTICLE 208 OF THE ROYAL DECREE OF 31 JANUARY 2001. AS A RESULT OF SUCH ACQUISITION(S), THE COMPANY, TOGETHER WITH ITS DIRECT OR INDIRECT SUBSIDIARIES, AS WELL AS PERSONS ACTING ON THEIR OWN BEHALF BUT FOR THE ACCOUNT OF THE COMPANY OR ITS DIRECT OR INDIRECT SUBSIDIARIES, CAN HOLD NO MORE THAN 10% OF THE TOTAL NUMBER OF SHARES ISSUED BY THE COMPANY AT THE MOMENT OF THE ACQUISITION CONCERNED. THIS AUTHORIZATION IS GRANTED FOR A PERIOD STARTING AS OF THE DATE OF THE GENERAL MEETING APPROVING IT AND EXPIRING ON 30 JUNE 2020. THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS PURSUANT TO THIS ARTICLE EXTENDS TO ANY ACQUISITIONS OF THE COMPANY'S SHARES, DIRECTLY OR INDIRECTLY, BY THE COMPANY'S DIRECT SUBSIDIARIES AS DEFINED IN ARTICLE 627 OF THE COMPANIES CODE. THIS AUTHORIZATION REPLACES AS OF THE DATE OF THE GENERAL MEETING APPROVING IT THE AUTHORIZATION GRANTED BY DECISION OF THE EXTRAORDINARY SHAREHOLDERS MEETING OF THE COMPANY HELD ON 28 APRIL 2016. AS THE CASE MAY BE, | Management | For | For | For | |||||||||||
ANY DISPOSAL OF OWN SHARES BY THE COMPANY OR ITS DIRECT SUBSIDIARIES WILL BE MADE PURSUANT TO THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS AS SET FORTH IN ARTICLE 12 IN FINE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | ||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US8825081040 | Agenda | 934736957 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,567 | 14-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: R. W. Babb, Jr. | Management | For | For | For | |||||||||||
1b. | Election of Director: M. A. Blinn | Management | For | For | For | |||||||||||
1c. | Election of Director: T. M. Bluedorn | Management | For | For | For | |||||||||||
1d. | Election of Director: D. A. Carp | Management | For | For | For | |||||||||||
1e. | Election of Director: J. F. Clark | Management | For | For | For | |||||||||||
1f. | Election of Director: C. S. Cox | Management | For | For | For | |||||||||||
1g. | Election of Director: B. T. Crutcher | Management | For | For | For | |||||||||||
1h. | Election of Director: J. M. Hobby | Management | For | For | For | |||||||||||
1i. | Election of Director: R. Kirk | Management | For | For | For | |||||||||||
1j. | Election of Director: P. H. Patsley | Management | For | For | For | |||||||||||
1k. | Election of Director: R. E. Sanchez | Management | For | For | For | |||||||||||
1l. | Election of Director: R. K. Templeton | Management | For | For | For | |||||||||||
2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||||||||||
3. | Board proposal to approve the Texas Instruments 2018 Director Compensation Plan. | Management | For | For | For | |||||||||||
4. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
JOHNSON & JOHNSON | ||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JNJ | Meeting Date | 26-Apr-2018 | |||||||||||||
ISIN | US4781601046 | Agenda | 934737620 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,059 | 15-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||||||||
1b. | Election of Director: D. Scott Davis | Management | For | For | For | |||||||||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||||||||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||||||||
1e. | Election of Director: Alex Gorsky | Management | For | For | For | |||||||||||
1f. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||||||||
1g. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||||||||
1h. | Election of Director: William D. Perez | Management | For | For | For | |||||||||||
1i. | Election of Director: Charles Prince | Management | For | For | For | |||||||||||
1j. | Election of Director: A. Eugene Washington | Management | For | For | For | |||||||||||
1k. | Election of Director: Ronald A. Williams | Management | For | For | For | |||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||||||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 | Management | For | For | For | |||||||||||
4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures | Shareholder | Against | Against | For | |||||||||||
5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting | Shareholder | Against | Against | For | |||||||||||
INTRUM JUSTITIA AB | ||||||||||||||||
Security | W4662R106 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2018 | ||||||||||||||
ISIN | SE0000936478 | Agenda | 709139198 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 4,998 | 30-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||
1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING: BJORN KRISTIANSSON, KANTER ATTORNEYS | Non-Voting | ||||||||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||
5 | ELECTION OF PERSONS TO ATTEST THE ACCURACY OF THE MINUTES (AND TO COUNT-VOTES) | Non-Voting | ||||||||||||||
6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||||
7 | A) PRESENTATION OF THE BOARD'S AND THE BOARD COMMITTEES' WORK B) PRESENTATION-BY THE MANAGING DIRECTOR | Non-Voting | ||||||||||||||
8 | SUBMISSION OF THE ANNUAL ACCOUNTS AND THE AUDITOR'S REPORT, AND CONSOLIDATED- ACCOUNTS AND AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS, FOR THE FINANCIAL-YEAR 2017 | Non-Voting | ||||||||||||||
9 | RESOLUTION ON ADOPTION OF PROFIT AND LOSS STATEMENT AND BALANCE SHEET AND CONSOLIDATED PROFIT AND LOSS STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | For | For | For | |||||||||||
10 | RESOLUTION ON APPROPRIATION OF PROFIT: THE BOARD AND THE MANAGING DIRECTOR PROPOSE THAT THE PROFITS IN THE PARENT COMPANY AT THE DISPOSAL OF THE ANNUAL GENERAL MEETING, CONSISTING OF SHARE PREMIUM RESERVE OF SEK 17,441,835,284, FAIR VALUE RESERVE OF SEK 156,189,214, ACCUMULATED PROFITS OF SEK 91,209,026 AND THE RESULT FOR THE YEAR OF SEK - 379,686,610, IN TOTAL AMOUNTING TO SEK 17,309,546,914, IS APPROPRIATED SO THAT SEK 9.50 PER SHARE, IN TOTAL SEK 1,249,642,540, IS DISTRIBUTED TO THE SHAREHOLDERS AND THAT THE REMAINING BALANCE OF SEK 16,059,904,374 IS CARRIED FORWARD. THE BOARD PROPOSES WEDNESDAY 2 MAY 2018 AS RECORD DAY. IF THE ANNUAL GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND IS EXPECTED TO BE PAID OUT VIA EUROCLEAR SWEDEN AB ON MONDAY 7 MAY 2018 | Management | For | For | For | |||||||||||
11 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD AND THE MANAGING DIRECTOR FOR THE ADMINISTRATION DURING 2017 | Management | For | For | For | |||||||||||
12 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS. IN CONNECTION HERETO, A REPORT ON THE WORK OF THE NOMINATION COMMITTEE: THE BOARD IS PROPOSED TO CONSIST OF NINE (9) BOARD MEMBERS WITH NO DEPUTY BOARD MEMBERS | Management | For | For | For | |||||||||||
13 | DETERMINATION OF REMUNERATION TO THE MEMBERS OF THE BOARD AND FEE TO THE AUDITOR | Management | For | For | For | |||||||||||
14 | ELECTION OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS AS WELL AS CHAIRMAN OF THE BOARD: IT IS PROPOSED TO RE-ELECT PER E. LARSSON, HANS LARSSON, KRISTOFFER MELINDER, ANDREAS NASVIK, SYNNOVE TRYGG, FREDRIK TRAGARDH, RAGNHILD WIBORG AND MAGNUS YNGEN AND TO ELECT MAGDALENA PERSSON, ALL FOR THE PERIOD UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE FURTHER PROPOSES TO RE-ELECT PER E. LARSSON AS CHAIRMAN OF THE BOARD AND MAGNUS YNGEN AS DEPUTY CHAIRMAN, FOR THE PERIOD UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||||
15 | RE-ELECTION OF AUDITOR: ERNST & YOUNG AB | Management | For | For | For | |||||||||||
16 | RESOLUTION REGARDING THE NOMINATION COMMITTEE PRIOR TO THE ANNUAL GENERAL MEETING 2019 | Management | For | For | For | |||||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR KEY EXECUTIVES | Management | For | For | For | |||||||||||
18.A | RESOLUTION ON: IMPLEMENTATION OF A PERFORMANCE BASED LONG-TERM INCENTIVE PROGRAM FOR 2018 | Management | For | For | For | |||||||||||
18.B | RESOLUTION ON: TRANSFER OF SHARES UNDER THE PROGRAM | Management | For | For | For | |||||||||||
19 | RESOLUTION REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON ACQUISITION AND TRANSFER OF OWN SHARES | Management | For | For | For | |||||||||||
20 | RESOLUTION REGARDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||
21 | CONCLUSION OF THE MEETING | Non-Voting | ||||||||||||||
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE | ||||||||||||||||
Security | Y64248209 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2018 | ||||||||||||||
ISIN | SG1S04926220 | Agenda | 709207561 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 20,800 | 11-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | ADOPTION OF DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND AUDITORS' REPORT | Management | For | For | For | |||||||||||
2.A | RE-ELECTION OF MR OOI SANG KUANG AS A DIRECTOR | Management | For | For | For | |||||||||||
2.B | RE-ELECTION OF MR LAI TECK POH AS A DIRECTOR | Management | For | For | For | |||||||||||
2.C | RE-ELECTION OF MR PRAMUKTI SURJAUDAJA AS A DIRECTOR | Management | For | For | For | |||||||||||
3 | TO RE-ELECT MR CHUA KIM CHIU, A DIRECTOR RETIRING UNDER ARTICLE 104 OF THE BANK'S CONSTITUTION | Management | For | For | For | |||||||||||
4 | APPROVAL OF FINAL ONE-TIER TAX EXEMPT DIVIDEND: 19 CENTS PER ORDINARY SHARE | Management | For | For | For | |||||||||||
5.A | APPROVAL OF AMOUNT PROPOSED AS DIRECTORS' FEES IN CASH | Management | For | For | For | |||||||||||
5.B | APPROVAL OF ALLOTMENT AND ISSUE OF ORDINARY SHARES TO THE NON- EXECUTIVE DIRECTORS | Management | For | For | For | |||||||||||
6 | RE-APPOINTMENT OF AUDITORS AND FIXING THEIR REMUNERATION: KPMG LLP | Management | For | For | For | |||||||||||
7 | AUTHORITY TO ISSUE ORDINARY SHARES, AND MAKE OR GRANT INSTRUMENTS CONVERTIBLE INTO ORDINARY SHARES | Management | For | For | For | |||||||||||
8 | AUTHORITY TO GRANT OPTIONS AND/OR RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AND ALLOT AND ISSUE ORDINARY SHARES (OCBC SHARE OPTION SCHEME 2001 AND OCBC EMPLOYEE SHARE PURCHASE PLAN) | Management | For | For | For | |||||||||||
9 | AUTHORITY TO ALLOT AND ISSUE ORDINARY SHARES PURSUANT TO OCBC SCRIP DIVIDEND SCHEME | Management | For | For | For | |||||||||||
10 | APPROVAL OF RENEWAL OF SHARE PURCHASE MANDATE | Management | For | For | For | |||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||
S&P GLOBAL INC. | ||||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SPGI | Meeting Date | 01-May-2018 | |||||||||||||
ISIN | US78409V1044 | Agenda | 934746085 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 889 | 20-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Marco Alvera | Management | For | For | For | |||||||||||
1b. | Election of Director: William D. Green | Management | For | For | For | |||||||||||
1c. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | For | |||||||||||
1d. | Election of Director: Stephanie C. Hill | Management | For | For | For | |||||||||||
1e. | Election of Director: Rebecca Jacoby | Management | For | For | For | |||||||||||
1f. | Election of Director: Monique F. Leroux | Management | For | For | For | |||||||||||
1g. | Election of Director: Maria R. Morris | Management | For | For | For | |||||||||||
1h. | Election of Director: Douglas L. Peterson | Management | For | For | For | |||||||||||
1i. | Election of Director: Sir Michael Rake | Management | For | For | For | |||||||||||
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | |||||||||||
1k. | Election of Director: Kurt L. Schmoke | Management | For | For | For | |||||||||||
1l. | Election of Director: Richard E. Thornburgh | Management | For | For | For | |||||||||||
2. | Vote to approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | For | |||||||||||
3. | Vote to ratify the appointment of Ernst & Young LLP as our independent Registered Public Accounting Firm for 2018. | Management | For | For | For | |||||||||||
MTY FOOD GROUP INC | ||||||||||||||||
Security | 55378N107 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 02-May-2018 | ||||||||||||||
ISIN | CA55378N1078 | Agenda | 709179065 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 4,425 | 07-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: MURAT ARMUTLU | Management | For | For | For | |||||||||||
1.2 | ELECTION OF DIRECTOR: STANLEY MA | Management | For | For | For | |||||||||||
1.3 | ELECTION OF DIRECTOR: DICKIE ORR | Management | For | For | For | |||||||||||
1.4 | ELECTION OF DIRECTOR: CLAUDE ST- PIERRE | Management | For | For | For | |||||||||||
1.5 | ELECTION OF DIRECTOR: DAVID K. WONG | Management | For | For | For | |||||||||||
1.6 | ELECTION OF DIRECTOR: GARY O'CONNOR | Management | For | For | For | |||||||||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITOR OF THE CORPORATION FOR THE ENSURING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||||||
UNIT CORPORATION | ||||||||||||||||
Security | 909218109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UNT | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US9092181091 | Agenda | 934752937 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,538 | 24-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | Election of Director: Gary R. Christopher | Management | For | For | For | |||||||||||
1.2 | Election of Director: Robert J. Sullivan Jr. | Management | For | For | For | |||||||||||
2. | Approve, on an advisory basis, our named executive officers' compensation. | Management | For | For | For | |||||||||||
3. | Ratify the selection of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for fiscal year 2018. | Management | For | For | For | |||||||||||
FRESH DEL MONTE PRODUCE INC. | ||||||||||||||||
Security | G36738105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FDP | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | KYG367381053 | Agenda | 934771747 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,521 | 05-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Mohammad Abu- Ghazaleh | Management | For | For | For | |||||||||||
1b. | Election of Director: John H. Dalton | Management | For | For | For | |||||||||||
1c. | Election of Director: Ahmad Abu-Ghazaleh | Management | For | For | For | |||||||||||
2. | Proposal to approve and adopt the Company's financial statements for the fiscal year ended December 29, 2017. | Management | For | For | For | |||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as independent registered certified public accounting firm to the Company for the fiscal year ending December 28, 2018. | Management | For | For | For | |||||||||||
4. | Proposal to approve the Company's dividend payment for the fiscal year ended December 29, 2017 of US$0.15 per Ordinary Share to registered members (Shareholders) of the Company on May 9, 2018 to be paid on June 1, 2018. | Management | For | For | For | |||||||||||
5. | Proposal to approve, by non-binding vote, executive compensation for the 2017 fiscal year. | Management | For | For | For | |||||||||||
TERNIUM S.A. | ||||||||||||||||
Security | 880890108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TX | Meeting Date | 02-May-2018 | |||||||||||||
ISIN | US8808901081 | Agenda | 934778056 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 4,950 | 07-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
2. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
3. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
4. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
5. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
6. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
7. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
8. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E1. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E2. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E3. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E4. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E5. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E6. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
E7. | PLEASE REFER TO THE ENCLOSED AGENDA FOR FULL PROPOSAL LANGUAGE | Management | For | For | For | |||||||||||
VALERO ENERGY CORPORATION | ||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VLO | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US91913Y1001 | Agenda | 934740855 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 685 | 22-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: H. Paulett Eberhart | Management | For | For | For | |||||||||||
1B. | Election of Director: Joseph W. Gorder | Management | For | For | For | |||||||||||
1C. | Election of Director: Kimberly S. Greene | Management | For | For | For | |||||||||||
1D. | Election of Director: Deborah P. Majoras | Management | For | For | For | |||||||||||
1E. | Election of Director: Donald L. Nickles | Management | For | For | For | |||||||||||
1F. | Election of Director: Philip J. Pfeiffer | Management | For | For | For | |||||||||||
1G. | Election of Director: Robert A. Profusek | Management | For | For | For | |||||||||||
1H. | Election of Director: Stephen M. Waters | Management | For | For | For | |||||||||||
1I. | Election of Director: Randall J. Weisenburger | Management | For | For | For | |||||||||||
1J. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | |||||||||||
2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
3. | Approve, by non-binding vote, the 2017 compensation of our named executive officers. | Management | For | For | For | |||||||||||
4. | Vote on an amendment to Valero's Restated Certificate of Incorporation to remove supermajority vote requirements. | Management | For | For | For | |||||||||||
5. | Vote on an amendment to Valero's Restated Certificate of Incorporation to permit stockholders to act by written consent. | Management | For | For | For | |||||||||||
AMERICAN AXLE & MANUFACTURING HLDGS, INC | ||||||||||||||||
Security | 024061103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AXL | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US0240611030 | Agenda | 934742114 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 8,875 | 24-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A | Election of Director: David C. Dauch | Management | For | For | For | |||||||||||
1B | Election of Director: William L. Kozyra | Management | For | For | For | |||||||||||
1C | Election of Director: Peter D. Lyons | Management | For | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||
3. | Approval of the American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan. | Management | For | For | For | |||||||||||
4. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | For | For | For | |||||||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||||
Security | 14040H105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COF | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US14040H1059 | Agenda | 934744396 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,579 | 21-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: Richard D. Fairbank | Management | For | For | For | |||||||||||
1B. | Election of Director: Aparna Chennapragada | Management | For | For | For | |||||||||||
1C. | Election of Director: Ann Fritz Hackett | Management | For | For | For | |||||||||||
1D. | Election of Director: Lewis Hay, III | Management | For | For | For | |||||||||||
1E. | Election of Director: Benjamin P. Jenkins,III | Management | For | For | For | |||||||||||
1F. | Election of Director: Peter Thomas Killalea | Management | For | For | For | |||||||||||
1G. | Election of Director: Pierre E. Leroy | Management | For | For | For | |||||||||||
1H. | Election of Director: Peter E. Raskind | Management | For | For | For | |||||||||||
1I. | Election of Director: Mayo A. Shattuck III | Management | For | For | For | |||||||||||
1J. | Election of Director: Bradford H. Warner | Management | For | For | For | |||||||||||
1K. | Election of Director: Catherine G. West | Management | For | For | For | |||||||||||
2. | Ratification of selection of Ernst & Young LLP as independent auditors of Capital One for 2018. | Management | For | For | For | |||||||||||
3. | Advisory approval of Capital One's 2017 Named Executive Officer compensation. | Management | For | For | For | |||||||||||
4. | Ratification of 25% ownership threshold for stockholders to request a special meeting of stockholders. | Management | For | For | For | |||||||||||
ENCOMPASS HEALTH CORPORATION | ||||||||||||||||
Security | 29261A100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EHC | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | US29261A1007 | Agenda | 934745730 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 7,166 | 23-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: John W. Chidsey | Management | For | For | For | |||||||||||
1b. | Election of Director: Donald L. Correll | Management | For | For | For | |||||||||||
1c. | Election of Director: Yvonne M. Curl | Management | For | For | For | |||||||||||
1d. | Election of Director: Charles M. Elson | Management | For | For | For | |||||||||||
1e. | Election of Director: Joan E. Herman | Management | For | For | For | |||||||||||
1f. | Election of Director: Leo I. Higdon, Jr. | Management | For | For | For | |||||||||||
1g. | Election of Director: Leslye G. Katz | Management | For | For | For | |||||||||||
1h. | Election of Director: John E. Maupin, Jr. | Management | For | For | For | |||||||||||
1i. | Election of Director: Nancy M. Schlichting | Management | For | For | For | |||||||||||
1j. | Election of Director: L. Edward Shaw, Jr. | Management | For | For | For | |||||||||||
1k. | Election of Director: Mark J. Tarr | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
3. | An advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
ENERPLUS CORPORATION | ||||||||||||||||
Security | 292766102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ERF | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | CA2927661025 | Agenda | 934751062 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 22,300 | 27-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | MICHAEL R. CULBERT | For | For | For | ||||||||||||
2 | IAN C. DUNDAS | For | For | For | ||||||||||||
3 | HILARY A. FOULKES | For | For | For | ||||||||||||
4 | ROBERT B. HODGINS | For | For | For | ||||||||||||
5 | SUSAN M. MACKENZIE | For | For | For | ||||||||||||
6 | ELLIOTT PEW | For | For | For | ||||||||||||
7 | GLEN D. ROANE | For | For | For | ||||||||||||
8 | JEFFREY W. SHEETS | For | For | For | ||||||||||||
9 | SHELDON B. STEEVES | For | For | For | ||||||||||||
2 | TO APPOINT KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION. | Management | For | For | For | |||||||||||
3 | TO VOTE, ON AN ADVISORY, NON- BINDING BASIS, ON AN ORDINARY RESOLUTION, THE TEXT OF WHICH IS SET FORTH IN THE INFORMATION CIRCULAR AND PROXY STATEMENT OF THE CORPORATION, TO ACCEPT THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||||
HUDBAY MINERALS INC. | ||||||||||||||||
Security | 443628102 | Meeting Type | Annual and Special Meeting | |||||||||||||
Ticker Symbol | HBM | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | CA4436281022 | Agenda | 934772751 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 17,872 | 06-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | Carol T. Banducci | For | For | For | ||||||||||||
2 | Igor Gonzales | For | For | For | ||||||||||||
3 | Alan Hair | For | For | For | ||||||||||||
4 | Alan R. Hibben | For | For | For | ||||||||||||
5 | W. Warren Holmes | For | For | For | ||||||||||||
6 | Sarah B. Kavanagh | For | For | For | ||||||||||||
7 | Carin S. Knickel | For | For | For | ||||||||||||
8 | Alan J. Lenczner | For | For | For | ||||||||||||
9 | Colin Osborne | For | For | For | ||||||||||||
10 | Kenneth G. Stowe | For | For | For | ||||||||||||
2 | Appointment of Deloitte LLP as Auditor of Hudbay for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | For | |||||||||||
3 | Amend the Articles of Hudbay to change the province in which its registered office is situated from Manitoba to Ontario. | Management | For | For | For | |||||||||||
4 | Repeal Hudbay's current By-law No. 1, as amended, and replace it with an Amended and Restated By-Law No. 1. | Management | For | For | For | |||||||||||
5 | On an advisory basis, and not to diminish the role and responsibilities of Hudbay's Board, you accept the approach to executive compensation disclosed in our 2018 management information circular. | Management | For | For | For | |||||||||||
YAMANA GOLD INC. | ||||||||||||||||
Security | 98462Y100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AUY | Meeting Date | 03-May-2018 | |||||||||||||
ISIN | CA98462Y1007 | Agenda | 934779779 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 20,580 | 11-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | John Begeman | For | For | For | ||||||||||||
2 | Christiane Bergevin | For | For | For | ||||||||||||
3 | Andrea Bertone | For | For | For | ||||||||||||
4 | Alexander Davidson | For | For | For | ||||||||||||
5 | Robert Gallagher | For | For | For | ||||||||||||
6 | Richard Graff | For | For | For | ||||||||||||
7 | Kimberly Keating | For | For | For | ||||||||||||
8 | Nigel Lees | For | For | For | ||||||||||||
9 | Peter Marrone | For | For | For | ||||||||||||
10 | Jane Sadowsky | For | For | For | ||||||||||||
11 | Dino Titaro | For | For | For | ||||||||||||
2 | Appoint the auditors - Deloitte LLP See page 9 of our 2018 management information circular. | Management | For | For | For | |||||||||||
3 | On an advisory basis, and not to diminish the role and responsibilities of our board, you accept the approach to executive compensation disclosed in our 2018 management information circular. | Management | For | For | For | |||||||||||
ANDEAVOR | ||||||||||||||||
Security | 03349M105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ANDV | Meeting Date | 04-May-2018 | |||||||||||||
ISIN | US03349M1053 | Agenda | 934742847 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,497 | 16-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Rodney F. Chase | Management | For | For | For | |||||||||||
1b. | Election of Director: Paul L. Foster | Management | For | For | For | |||||||||||
1c. | Election of Director: Edward G. Galante | Management | For | For | For | |||||||||||
1d. | Election of Director: Gregory J. Goff | Management | For | For | For | |||||||||||
1e. | Election of Director: David Lilley | Management | For | For | For | |||||||||||
1f. | Election of Director: Mary Pat McCarthy | Management | For | For | For | |||||||||||
1g. | Election of Director: J.W. Nokes | Management | For | For | For | |||||||||||
1h. | Election of Director: William H. Schumann, III | Management | For | For | For | |||||||||||
1i. | Election of Director: Jeff A. Stevens | Management | For | For | For | |||||||||||
1j. | Election of Director: Susan Tomasky | Management | For | For | For | |||||||||||
1k. | Election of Director: Michael E. Wiley | Management | For | For | For | |||||||||||
1l. | Election of Director: Patrick Y. Yang | Management | For | For | For | |||||||||||
2. | To approve our named executive officers' compensation in an advisory vote. | Management | For | For | For | |||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | For | |||||||||||
4. | To approve the Andeavor 2018 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||
MARRIOTT INTERNATIONAL, INC. | ||||||||||||||||
Security | 571903202 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MAR | Meeting Date | 04-May-2018 | |||||||||||||
ISIN | US5719032022 | Agenda | 934782447 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,475 | 11-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: J.W. Marriott, Jr. | Management | For | For | For | |||||||||||
1b. | Election of Director: Mary K. Bush | Management | For | For | For | |||||||||||
1c. | Election of Director: Bruce W. Duncan | Management | For | For | For | |||||||||||
1d. | Election of Director: Deborah M. Harrison | Management | For | For | For | |||||||||||
1e. | Election of Director: Frederick A. Henderson | Management | For | For | For | |||||||||||
1f. | Election of Director: Eric Hippeau | Management | For | For | For | |||||||||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | For | |||||||||||
1h. | Election of Director: Debra L. Lee | Management | For | For | For | |||||||||||
1i. | Election of Director: Aylwin B. Lewis | Management | For | For | For | |||||||||||
1j. | Election of Director: George Munoz | Management | For | For | For | |||||||||||
1k. | Election of Director: Steven S Reinemund | Management | For | For | For | |||||||||||
1l. | Election of Director: W. Mitt Romney | Management | For | For | For | |||||||||||
1m. | Election of Director: Susan C. Schwab | Management | For | For | For | |||||||||||
1n. | Election of Director: Arne M. Sorenson | Management | For | For | For | |||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | For | For | For | |||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||||
4. | AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE HOLDERS OF 25% OF COMPANY STOCK THE RIGHT TO CALL SPECIAL MEETINGS. | Management | For | For | For | |||||||||||
5. | STOCKHOLDER RESOLUTION TO ALLOW HOLDERS OF 15% OF COMPANY STOCK TO CALL SPECIAL MEETINGS IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | |||||||||||
6. | STOCKHOLDER RESOLUTION TO IMPLEMENT SIMPLE MAJORITY VOTING IN THE COMPANY'S GOVERNANCE DOCUMENTS IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | |||||||||||
OWENS & MINOR, INC. | ||||||||||||||||
Security | 690732102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | OMI | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US6907321029 | Agenda | 934748306 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 7,800 | 27-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Stuart M. Essig | Management | For | For | For | |||||||||||
1b. | Election of Director: John W. Gerdelman | Management | For | For | For | |||||||||||
1c. | Election of Director: Barbara B. Hill | Management | For | For | For | |||||||||||
1d. | Election of Director: Lemuel E. Lewis | Management | For | For | For | |||||||||||
1e. | Election of Director: Martha H. Marsh | Management | For | For | For | |||||||||||
1f. | Election of Director: Mark F. McGettrick | Management | For | For | For | |||||||||||
1g. | Election of Director: Eddie N. Moore, Jr. | Management | For | For | For | |||||||||||
1h. | Election of Director: P. Cody Phipps | Management | For | For | For | |||||||||||
1i. | Election of Director: Robert C. Sledd | Management | For | For | For | |||||||||||
1j. | Election of Director: Anne Marie Whittemore | Management | For | For | For | |||||||||||
2. | Vote to approve the Owens & Minor, Inc. 2018 Stock Incentive Plan. | Management | For | For | For | |||||||||||
3. | Vote to ratify KPMG LLP as the Company's independent public accounting firm for 2018. | Management | For | For | For | |||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
ALLY FINANCIAL INC | ||||||||||||||||
Security | 02005N100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ALLY | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US02005N1000 | Agenda | 934748748 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 5,175 | 24-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Franklin W. Hobbs | Management | For | For | For | |||||||||||
1b. | Election of Director: Kenneth J. Bacon | Management | For | For | For | |||||||||||
1c. | Election of Director: Maureen A. Breakiron- Evans | Management | For | For | For | |||||||||||
1d. | Election of Director: William H. Cary | Management | For | For | For | |||||||||||
1e. | Election of Director: Mayree C. Clark | Management | For | For | For | |||||||||||
1f. | Election of Director: Kim S. Fennebresque | Management | For | For | For | |||||||||||
1g. | Election of Director: Marjorie Magner | Management | For | For | For | |||||||||||
1h. | Election of Director: John J. Stack | Management | For | For | For | |||||||||||
1i. | Election of Director: Michael F. Steib | Management | For | For | For | |||||||||||
1j. | Election of Director: Jeffrey J. Brown | Management | For | For | For | |||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | For | |||||||||||
3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
COEUR MINING, INC. | ||||||||||||||||
Security | 192108504 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CDE | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US1921085049 | Agenda | 934749930 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 7,665 | 29-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Linda L. Adamany | Management | For | For | For | |||||||||||
1b. | Election of Director: Kevin S. Crutchfield | Management | For | For | For | |||||||||||
1c. | Election of Director: Sebastian Edwards | Management | For | For | For | |||||||||||
1d. | Election of Director: Randolph E. Gress | Management | For | For | For | |||||||||||
1e. | Election of Director: Mitchell J. Krebs | Management | For | For | For | |||||||||||
1f. | Election of Director: Eduardo Luna | Management | For | For | For | |||||||||||
1g. | Election of Director: Jessica L. McDonald | Management | For | For | For | |||||||||||
1h. | Election of Director: Robert E. Mellor | Management | For | For | For | |||||||||||
1i. | Election of Director: John H. Robinson | Management | For | For | For | |||||||||||
1j. | Election of Director: J. Kenneth Thompson | Management | For | For | For | |||||||||||
2. | Approval of the adoption of the Coeur Mining, Inc. 2018 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||
3. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
4. | Advisory resolution to approve executive compensation. | Management | For | For | For | |||||||||||
DARLING INGREDIENTS INC. | ||||||||||||||||
Security | 237266101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DAR | Meeting Date | 08-May-2018 | |||||||||||||
ISIN | US2372661015 | Agenda | 934753193 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 13,410 | 30-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Randall C. Stuewe | Management | For | For | For | |||||||||||
1b. | Election of Director: Charles Adair | Management | For | For | For | |||||||||||
1c. | Election of Director: D. Eugene Ewing | Management | For | For | For | |||||||||||
1d. | Election of Director: Linda Goodspeed | Management | For | For | For | |||||||||||
1e. | Election of Director: Dirk Kloosterboer | Management | For | For | For | |||||||||||
1f. | Election of Director: Mary R. Korby | Management | For | For | For | |||||||||||
1g. | Election of Director: Cynthia Pharr Lee | Management | For | For | For | |||||||||||
1h. | Election of Director: Charles Macaluso | Management | For | For | For | |||||||||||
1i. | Election of Director: Gary W. Mize | Management | For | For | For | |||||||||||
1j. | Election of Director: Michael E. Rescoe | Management | For | For | For | |||||||||||
2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2018. | Management | For | For | For | |||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
MURPHY OIL CORPORATION | ||||||||||||||||
Security | 626717102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MUR | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US6267171022 | Agenda | 934752038 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 5,219 | 24-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: T.J. Collins | Management | For | For | For | |||||||||||
1b. | Election of Director: S.A. Cosse | Management | For | For | For | |||||||||||
1c. | Election of Director: C.P. Deming | Management | For | For | For | |||||||||||
1d. | Election of Director: L.R. Dickerson | Management | For | For | For | |||||||||||
1e. | Election of Director: R.W. Jenkins | Management | For | For | For | |||||||||||
1f. | Election of Director: E.W. Keller | Management | For | For | For | |||||||||||
1g. | Election of Director: J.V. Kelley | Management | For | For | For | |||||||||||
1h. | Election of Director: W. Mirosh | Management | For | For | For | |||||||||||
1i. | Election of Director: R.M. Murphy | Management | For | For | For | |||||||||||
1j. | Election of Director: J.W. Nolan | Management | For | For | For | |||||||||||
1k. | Election of Director: N.E. Schmale | Management | For | For | For | |||||||||||
1l. | Election of Director: L.A. Sugg | Management | For | For | For | |||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
3. | Approval of the proposed 2018 Stock Plan for Non-Employee Directors. | Management | For | For | For | |||||||||||
4. | Approval of the proposed 2018 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||
5. | Approval of the appointment of KPMG LLP as independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||||||
Security | 026874784 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AIG | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US0268747849 | Agenda | 934756214 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,675 | 28-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: W. DON CORNWELL | Management | For | For | For | |||||||||||
1b. | Election of Director: BRIAN DUPERREAULT | Management | For | For | For | |||||||||||
1c. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | For | |||||||||||
1d. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | For | |||||||||||
1e. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | For | |||||||||||
1f. | Election of Director: HENRY S. MILLER | Management | For | For | For | |||||||||||
1g. | Election of Director: LINDA A. MILLS | Management | For | For | For | |||||||||||
1h. | Election of Director: SUZANNE NORA JOHNSON | Management | For | For | For | |||||||||||
1i. | Election of Director: RONALD A. RITTENMEYER | Management | For | For | For | |||||||||||
1j. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | For | |||||||||||
1k. | Election of Director: THERESA M. STONE | Management | For | For | For | |||||||||||
2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | For | |||||||||||
3. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
UNITED RENTALS, INC. | ||||||||||||||||
Security | 911363109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | URI | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US9113631090 | Agenda | 934760023 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,144 | 29-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Jose B. Alvarez | Management | For | For | For | |||||||||||
1b. | Election of Director: Jenne K. Britell | Management | For | For | For | |||||||||||
1c. | Election of Director: Marc A. Bruno | Management | For | For | For | |||||||||||
1d. | Election of Director: Bobby J. Griffin | Management | For | For | For | |||||||||||
1e. | Election of Director: Terri L. Kelly | Management | For | For | For | |||||||||||
1f. | Election of Director: Michael J. Kneeland | Management | For | For | For | |||||||||||
1g. | Election of Director: Gracia C. Martore | Management | For | For | For | |||||||||||
1h. | Election of Director: Jason D. Papastavrou | Management | For | For | For | |||||||||||
1i. | Election of Director: Filippo Passerini | Management | For | For | For | |||||||||||
1j. | Election of Director: Donald C. Roof | Management | For | For | For | |||||||||||
1k. | Election of Director: Shiv Singh | Management | For | For | For | |||||||||||
2. | Ratification of Appointment of Public Accounting Firm | Management | For | For | For | |||||||||||
3. | Advisory Approval of Executive Compensation | Management | For | For | For | |||||||||||
4. | Stockholder Proposal on Shareholder Right to Act by Written Consent | Shareholder | Against | Against | For | |||||||||||
ENBRIDGE INC. | ||||||||||||||||
Security | 29250N105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ENB | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | CA29250N1050 | Agenda | 934764829 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,925 | 06-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | PAMELA L. CARTER | For | For | For | ||||||||||||
2 | C. P. CAZALOT, JR. | For | For | For | ||||||||||||
3 | MARCEL R. COUTU | For | For | For | ||||||||||||
4 | GREGORY L. EBEL | For | For | For | ||||||||||||
5 | J. HERB ENGLAND | For | For | For | ||||||||||||
6 | CHARLES W. FISCHER | For | For | For | ||||||||||||
7 | V. M. KEMPSTON DARKES | For | For | For | ||||||||||||
8 | MICHAEL MCSHANE | For | For | For | ||||||||||||
9 | AL MONACO | For | For | For | ||||||||||||
10 | MICHAEL E.J. PHELPS | For | For | For | ||||||||||||
11 | DAN C. TUTCHER | For | For | For | ||||||||||||
12 | CATHERINE L. WILLIAMS | For | For | For | ||||||||||||
2 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | For | |||||||||||
3 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||||
4 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY VOTES. | Management | 2 Years | 1 Year | Against | |||||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||||||
Security | 83088M102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SWKS | Meeting Date | 09-May-2018 | |||||||||||||
ISIN | US83088M1027 | Agenda | 934782322 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,363 | 11-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | Election of Director: David J. Aldrich | Management | For | For | For | |||||||||||
1.2 | Election of Director: Kevin L. Beebe | Management | For | For | For | |||||||||||
1.3 | Election of Director: Timothy R. Furey | Management | For | For | For | |||||||||||
1.4 | Election of Director: Liam K. Griffin | Management | For | For | For | |||||||||||
1.5 | Election of Director: Balakrishnan S. Iyer | Management | For | For | For | |||||||||||
1.6 | Election of Director: Christine King | Management | For | For | For | |||||||||||
1.7 | Election of Director: David P. McGlade | Management | For | For | For | |||||||||||
1.8 | Election of Director: David J. McLachlan | Management | For | For | For | |||||||||||
1.9 | Election of Director: Robert A. Schriesheim | Management | For | For | For | |||||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm. | Management | For | For | For | |||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||
4. | To approve the Company's Amended and Restated 2008 Director Long-Term Incentive Plan, as Amended. | Management | For | For | For | |||||||||||
5. | To ratify an amendment to the Company's By-Laws that provides the Company's stockholders the right to request a special meeting of stockholders. | Management | For | For | For | |||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | ||||||||||||||||
Security | 45790B104 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 15-May-2018 | ||||||||||||||
ISIN | CA45790B1040 | Agenda | 709206747 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 14,846 | 11-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.8 AND 2. THANK YOU | Non-Voting | ||||||||||||||
1.1 | ELECTION OF DIRECTOR: JEAN LA COUTURE | Management | For | For | For | |||||||||||
1.2 | ELECTION OF DIRECTOR: ROSS J. BEATY | Management | For | For | For | |||||||||||
1.3 | ELECTION OF DIRECTOR: NATHALIE FRANCISCI | Management | For | For | For | |||||||||||
1.4 | ELECTION OF DIRECTOR: RICHARD GAGNON | Management | For | For | For | |||||||||||
1.5 | ELECTION OF DIRECTOR: DANIEL LAFRANCE | Management | For | For | For | |||||||||||
1.6 | ELECTION OF DIRECTOR: MICHEL LETELLIER | Management | For | For | For | |||||||||||
1.7 | ELECTION OF DIRECTOR: DALTON MCGUINTY | Management | For | For | For | |||||||||||
1.8 | ELECTION OF DIRECTOR: MONIQUE MERCIER | Management | For | For | For | |||||||||||
2 | THE APPOINTMENT OF KPMG LLP, AS AUDITOR OF THE CORPORATION AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX ITS REMUNERATION | Management | For | For | For | |||||||||||
3 | TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES OF THE CORPORATION TO CAD500,000, AND TO CREDIT TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO THE DIFFERENCE BETWEEN THE CURRENT STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES AND CAD500,000 | Management | For | For | For | |||||||||||
4 | TO ADOPT AN ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | For | |||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JPM | Meeting Date | 15-May-2018 | |||||||||||||
ISIN | US46625H1005 | Agenda | 934764463 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,396 | 06-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||||||||
1b. | Election of Director: James A. Bell | Management | For | For | For | |||||||||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||||||||
1d. | Election of Director: Todd A. Combs | Management | For | For | For | |||||||||||
1e. | Election of Director: James S. Crown | Management | For | For | For | |||||||||||
1f. | Election of Director: James Dimon | Management | For | For | For | |||||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||||||||
1h. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||||
1i. | Election of Director: Laban P. Jackson Jr. | Management | For | For | For | |||||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | For | |||||||||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | For | |||||||||||
1l. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||||
2. | Ratification of special meeting provisions in the Firm's By-Laws | Management | For | For | For | |||||||||||
3. | Advisory resolution to approve executive compensation | Management | For | For | For | |||||||||||
4. | Approval of Amended and Restated Long- Term Incentive Plan effective May 15, 2018 | Management | For | For | For | |||||||||||
5. | Ratification of independent registered public accounting firm | Management | For | For | For | |||||||||||
6. | Independent Board chairman | Shareholder | Against | Against | For | |||||||||||
7. | Vesting for government service | Shareholder | Against | Against | For | |||||||||||
8. | Proposal to report on investments tied to genocide | Shareholder | Against | Against | For | |||||||||||
9. | Cumulative Voting | Shareholder | Against | Against | For | |||||||||||
ILIAD SA | ||||||||||||||||
Security | F4958P102 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 16-May-2018 | ||||||||||||||
ISIN | FR0004035913 | Agenda | 709206278 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 678 | 10-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||||||
CMMT | 25 APR 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/04 09/201804091-800997.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/04 11/201804111-801077.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/04 | Non-Voting | ||||||||||||||
25/201804251-801264.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE URL-LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS- YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | ||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 (AS SHOWN IN THE ANNUAL FINANCIAL STATEMENTS) AND SETTING OF THE DIVIDEND | Management | For | For | For | |||||||||||
O.4 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE (EXCLUDING NJJ AGREEMENTS | Management | For | For | For | |||||||||||
O.5 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE RELATING TO THE MINORITY EQUITY PARTICIPATION IN EIR CONCLUDED BETWEEN THE COMPANY AND NJJ COMPANY | Management | For | For | For | |||||||||||
O.6 | APPROVAL OF THE AGREEMENT REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE RELATING TO THE GRANT OF A PREFERENTIAL RIGHT TO THE COMPANY CONCLUDED BETWEEN THE COMPANY AND NJJ COMPANY | Management | For | For | For | |||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. MAXIME LOMBARDINI AS DIRECTOR | Management | For | For | For | |||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF THE COMPANY PRICEWATERHOUSECOOPERS AUDIT, REPRESENTED BY MR. THIERRY LEROUX, AS PRINCIPAL CO- STATUTORY AUDITOR | Management | For | For | For | |||||||||||
O.9 | NON-RENEWAL OF THE TERM OF OFFICE OF MR. ETIENNE BORIS AS DEPUTY CO-STATUTORY AUDITOR | Management | For | For | For | |||||||||||
O.10 | SETTING OF THE ANNUAL AMOUNT OF THE ATTENDANCE FEES ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||
O.11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. CYRIL POIDATZ, CHAIRMAN OF THE BOARD OF DIRECTORS, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.12 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. MAXIME LOMBARDINI, CHIEF EXECUTIVE OFFICER, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.13 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. XAVIER NIEL, DEPUTY CHIEF EXECUTIVE OFFICER, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.14 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. RANI ASSAF, DEPUTY CHIEF EXECUTIVE OFFICER, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.15 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. ANTOINE LEVAVASSEUR, DEPUTY CHIEF EXECUTIVE OFFICER, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.16 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. THOMAS REYNAUD, DEPUTY CHIEF EXECUTIVE OFFICER, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.17 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO MR. ALEXIS BIDINOT, DEPUTY CHIEF EXECUTIVE OFFICER, WITH RESPECT TO THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
O.18 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||
O.19 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||
O.20 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICERS | Management | For | For | For | |||||||||||
O.21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE ITS OWN SHARES | Management | For | For | For | |||||||||||
E.22 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOT FREE EXISTING SHARES OR SHARES TO BE ISSUED TO EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||||||||
E.23 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | For | For | For | |||||||||||
E.24 | ALIGNMENT OF ARTICLE 22 OF THE COMPANY'S BY-LAWS "STATUTORY AUDITORS" | Management | For | For | For | |||||||||||
E.25 | POWERS | Management | For | For | For | |||||||||||
F.N.B. CORPORATION | ||||||||||||||||
Security | 302520101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FNB | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US3025201019 | Agenda | 934755488 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 10,619 | 31-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Pamela A. Bena | Management | For | For | For | |||||||||||
1b. | Election of Director: William B. Campbell | Management | For | For | For | |||||||||||
1c. | Election of Director: James D. Chiafullo | Management | For | For | For | |||||||||||
1d. | Election of Director: Vincent J. Delie, Jr. | Management | For | For | For | |||||||||||
1e. | Election of Director: Mary Jo Dively | Management | For | For | For | |||||||||||
1f. | Election of Director: Stephen J. Gurgovits | Management | For | For | For | |||||||||||
1g. | Election of Director: Robert A. Hormell | Management | For | For | For | |||||||||||
1h. | Election of Director: David J. Malone | Management | For | For | For | |||||||||||
1i. | Election of Director: Frank C. Mencini | Management | For | For | For | |||||||||||
1j. | Election of Director: David L. Motley | Management | For | For | For | |||||||||||
1k. | Election of Director: Heidi A. Nicholas | Management | For | For | For | |||||||||||
1l. | Election of Director: John S. Stanik | Management | For | For | For | |||||||||||
1m. | Election of Director: William J. Strimbu | Management | For | For | For | |||||||||||
2. | Advisory approval of the 2017 named executive officer compensation. | Management | For | For | For | |||||||||||
3. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2018 fiscal year. | Management | For | For | For | |||||||||||
TENNECO INC. | ||||||||||||||||
Security | 880349105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TEN | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US8803491054 | Agenda | 934766861 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,646 | 05-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Thomas C. Freyman | Management | For | For | For | |||||||||||
1b. | Election of Director: Brian J. Kesseler | Management | For | For | For | |||||||||||
1c. | Election of Director: Dennis J. Letham | Management | For | For | For | |||||||||||
1d. | Election of Director: James S. Metcalf | Management | For | For | For | |||||||||||
1e. | Election of Director: Roger B. Porter | Management | For | For | For | |||||||||||
1f. | Election of Director: David B. Price, Jr. | Management | For | For | For | |||||||||||
1g. | Election of Director: Gregg M. Sherrill | Management | For | For | For | |||||||||||
1h. | Election of Director: Paul T. Stecko | Management | For | For | For | |||||||||||
1i. | Election of Director: Jane L. Warner | Management | For | For | For | |||||||||||
1j. | Election of Director: Roger J. Wood | Management | For | For | For | |||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent public accountants for 2018. | Management | For | For | For | |||||||||||
3. | Approve executive compensation in an advisory vote. | Management | For | For | For | |||||||||||
SOUTHWEST AIRLINES CO. | ||||||||||||||||
Security | 844741108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LUV | Meeting Date | 16-May-2018 | |||||||||||||
ISIN | US8447411088 | Agenda | 934776949 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,350 | 07-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: David W. Biegler | Management | For | For | For | |||||||||||
1b. | Election of Director: J. Veronica Biggins | Management | For | For | For | |||||||||||
1c. | Election of Director: Douglas H. Brooks | Management | For | For | For | |||||||||||
1d. | Election of Director: William H. Cunningham | Management | For | For | For | |||||||||||
1e. | Election of Director: John G. Denison | Management | For | For | For | |||||||||||
1f. | Election of Director: Thomas W. Gilligan | Management | For | For | For | |||||||||||
1g. | Election of Director: Gary C. Kelly | Management | For | For | For | |||||||||||
1h. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||||||||
1i. | Election of Director: Nancy B. Loeffler | Management | For | For | For | |||||||||||
1j. | Election of Director: John T. Montford | Management | For | For | For | |||||||||||
1k. | Election of Director: Ron Ricks | Management | For | For | For | |||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||||
3. | Ratification of selection of Ernst & Young LLP as Company's independent auditors for fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||||
4. | Advisory vote on shareholder proposal to require an independent board chairman. | Shareholder | Against | Against | For | |||||||||||
5. | Advisory vote on shareholder proposal to permit shareholder action by written consent. | Shareholder | Against | Against | For | |||||||||||
ZEBRA TECHNOLOGIES CORPORATION | ||||||||||||||||
Security | 989207105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ZBRA | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US9892071054 | Agenda | 934760807 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,755 | 05-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Chirantan Desai | For | For | For | ||||||||||||
2 | Richard L. Keyser | For | For | For | ||||||||||||
3 | Ross W. Manire | For | For | For | ||||||||||||
2. | Proposal to approve, by non-binding vote, compensation of named executive officers. | Management | For | For | For | |||||||||||
3. | Proposal to approve the 2018 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||
4. | Ratify the appointment of Ernst & Young LLP as our independent auditors for 2018. | Management | For | For | For | |||||||||||
INTEL CORPORATION | ||||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | INTC | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US4581401001 | Agenda | 934763613 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,799 | 06-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Aneel Bhusri | Management | For | For | For | |||||||||||
1b. | Election of Director: Andy D. Bryant | Management | For | For | For | |||||||||||
1c. | Election of Director: Reed E. Hundt | Management | For | For | For | |||||||||||
1d. | Election of Director: Omar Ishrak | Management | For | For | For | |||||||||||
1e. | Election of Director: Brian M. Krzanich | Management | For | For | For | |||||||||||
1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||||||||||
1g. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | |||||||||||
1h. | Election of Director: Gregory D. Smith | Management | For | For | For | |||||||||||
1i. | Election of Director: Andrew M. Wilson | Management | For | For | For | |||||||||||
1j. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2018 | Management | For | For | For | |||||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | For | |||||||||||
4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | Against | Against | For | |||||||||||
5. | Stockholder proposal on whether the chairman of the board should be an independent director, if properly presented | Shareholder | Against | Against | For | |||||||||||
6. | Stockholder proposal requesting a political contributions cost-benefit analysis report, if properly presented | Shareholder | Against | Against | For | |||||||||||
WYNDHAM WORLDWIDE CORPORATION | ||||||||||||||||
Security | 98310W108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WYN | Meeting Date | 17-May-2018 | |||||||||||||
ISIN | US98310W1080 | Agenda | 934769398 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,320 | 07-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Myra J. Biblowit | For | For | For | ||||||||||||
2 | Louise F. Brady | For | For | For | ||||||||||||
3 | James E. Buckman | For | For | For | ||||||||||||
4 | George Herrera | For | For | For | ||||||||||||
5 | Stephen P. Holmes | For | For | For | ||||||||||||
6 | Brian M. Mulroney | For | For | For | ||||||||||||
7 | Pauline D.E. Richards | For | For | For | ||||||||||||
8 | Michael H. Wargotz | For | For | For | ||||||||||||
2. | To vote on an advisory resolution to approve executive compensation | Management | For | For | For | |||||||||||
3. | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2018 | Management | For | For | For | |||||||||||
4. | To vote on a proposal to approve the amendment and restatement of the Wyndham Worldwide 2006 Equity and Incentive Plan | Management | For | For | For | |||||||||||
5. | To vote on a shareholder proposal regarding political contributions disclosure if properly presented at the meeting | Shareholder | Against | Against | For | |||||||||||
FRESENIUS SE & CO. KGAA | ||||||||||||||||
Security | D27348263 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 18-May-2018 | ||||||||||||||
ISIN | DE0005785604 | Agenda | 709172706 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 2,121 | 06-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | Non-Voting | ||||||||||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 27/04/2018, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | Non-Voting | ||||||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03/05/2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES- DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||
1 | RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS SE & CO. KGAA FOR THE FISCAL YEAR 2017 | Management | For | For | For | |||||||||||
2 | RESOLUTION ON THE ALLOCATION OF THE DISTRIBUTABLE PROFIT: EUR 0.75 PER SHARE | Management | For | For | For | |||||||||||
3 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER FOR THE FISCAL YEAR 2017 | Management | For | For | For | |||||||||||
4 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2017 | Management | For | For | For | |||||||||||
5 | ELECTION OF THE AUDITOR AND GROUP AUDITOR FOR THE FISCAL YEAR 2018 AND OF THE AUDITOR FOR THE POTENTIAL REVIEW OF THE HALF- YEARLY FINANCIAL REPORT FOR THE FIRST HALF-YEAR OF THE FISCAL YEAR 2018 AND OTHER FINANCIAL INFORMATION DURING THE COURSE OF THE YEAR: KPMG AG | Management | For | For | For | |||||||||||
6 | RESOLUTION ON THE APPROVAL OF THE REVISED COMPENSATION SYSTEM FOR THE MEMBERS OF THE MANAGEMENT BOARD OF THE GENERAL PARTNER | Management | For | For | For | |||||||||||
7 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZED CAPITAL I AND ON THE CREATION OF A NEW AUTHORIZED CAPITAL I WITH CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||
8 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZATION TO ISSUE OPTION BONDS AND/OR CONVERTIBLE BONDS DATED MAY 16, 2014 AND THE ASSOCIATED CONDITIONAL CAPITAL III, AND ON THE CREATION OF A NEW AUTHORIZATION TO ISSUE OPTION BONDS AND/OR CONVERTIBLE BONDS, ON THE EXCLUSION OF SUBSCRIPTION RIGHTS AND ON THE CREATION OF CONDITIONAL CAPITAL AND CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||
9 | RESOLUTION ON THE CANCELLATION OF THE AUTHORIZATION TO PURCHASE AND USE OWN SHARES PURSUANT TO SEC. 71 PARA. 1 NO. 8 OF THE GERMAN STOCK CORPORATION ACT GRANTED BY RESOLUTION OF THE ANNUAL | Management | For | For | For | |||||||||||
GENERAL MEETING OF MAY 16, 2014, AND AN AUTHORIZATION TO PURCHASE AND USE OWN SHARES PURSUANT TO SEC. 71 PARA. 1 NO. 8 OF THE GERMAN STOCK CORPORATION ACT AND ON THE EXCLUSION OF SUBSCRIPTION RIGHTS | ||||||||||||||||
10 | RESOLUTION ON THE RE- AUTHORIZATION TO UTILIZE EQUITY DERIVATIVES TO PURCHASE OWN SHARES SUBJECT TO EXCLUSION OF ANY TENDER RIGHT | Management | For | For | For | |||||||||||
CERNER CORPORATION | ||||||||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CERN | Meeting Date | 18-May-2018 | |||||||||||||
ISIN | US1567821046 | Agenda | 934764425 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,170 | 07-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | |||||||||||
1b. | Election of Director: Clifford W. Illig | Management | For | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2018. | Management | For | For | For | |||||||||||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | For | For | For | |||||||||||
PZENA INVESTMENT MANAGEMENT, INC. | ||||||||||||||||
Security | 74731Q103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PZN | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US74731Q1031 | Agenda | 934781142 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 4,655 | 10-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Richard S. Pzena | For | For | For | ||||||||||||
2 | John P. Goetz | For | For | For | ||||||||||||
3 | William L. Lipsey | For | For | For | ||||||||||||
4 | Steven M. Galbraith | For | For | For | ||||||||||||
5 | Joel M. Greenblatt | For | For | For | ||||||||||||
6 | Richard P. Meyerowich | For | For | For | ||||||||||||
7 | Charles D. Johnston | For | For | For | ||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2018 | Management | For | For | For | |||||||||||
STERLING BANCORP | ||||||||||||||||
Security | 85917A100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | STL | Meeting Date | 22-May-2018 | |||||||||||||
ISIN | US85917A1007 | Agenda | 934810486 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 4,250 | 01-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | John P. Cahill | For | For | For | ||||||||||||
2 | James F. Deutsch | For | For | For | ||||||||||||
3 | Navy E. Djonovic | For | For | For | ||||||||||||
4 | Fernando Ferrer | For | For | For | ||||||||||||
5 | Robert Giambrone | For | For | For | ||||||||||||
6 | Jack Kopnisky | For | For | For | ||||||||||||
7 | James J. Landy | For | For | For | ||||||||||||
8 | Robert W. Lazar | For | For | For | ||||||||||||
9 | Maureen Mitchell | For | For | For | ||||||||||||
10 | Patricia M. Nazemetz | For | For | For | ||||||||||||
11 | Richard O'Toole | For | For | For | ||||||||||||
12 | Ralph F. Palleschi | For | For | For | ||||||||||||
13 | Burt Steinberg | For | For | For | ||||||||||||
14 | William E. Whiston | For | For | For | ||||||||||||
2. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the provisions requiring cause and a supermajority vote to remove Directors. | Management | For | For | For | |||||||||||
3. | Approval, by non-binding vote, of the compensation of the Named Executive Officers (Say-on-Pay). | Management | For | For | For | |||||||||||
4. | Ratification of the appointment of Crowe Horwath LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||||
CUSTOMERS BANCORP, INC. | ||||||||||||||||
Security | 23204G100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CUBI | Meeting Date | 23-May-2018 | |||||||||||||
ISIN | US23204G1004 | Agenda | 934782613 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 5,610 | 11-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jay Sidhu | For | For | For | ||||||||||||
2 | Bhanu Choudhrie | For | For | For | ||||||||||||
2. | Ratification of the appointment of BDO USA, LLP as the independent Auditor for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||||
3. | Approve a non-binding advisory resolution on executive officer compensation. | Management | For | For | For | |||||||||||
4. | Vote on the frequency for the advisory resolution on executive officer compensation in future years. | Management | 2 Years | 1 Year | Against | |||||||||||
INCHCAPE PLC | ||||||||||||||||
Security | G47320208 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | GB00B61TVQ02 | Agenda | 709057841 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 16,016 | 15-Mar-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017, TOGETHER WITH THE REPORTS OF THE DIRECTORS | Management | For | For | For | |||||||||||
2 | TO APPROVE THE DIRECTORS' REPORT ON REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 18.9 PENCE PER ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF THE COMPANY | Management | For | For | For | |||||||||||
4 | TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
5 | TO RE-ELECT JERRY BUHLMANN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
6 | TO RE-ELECT RACHEL EMPEY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
7 | TO RE-ELECT RICHARD HOWES AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
8 | TO RE-ELECT JOHN LANGSTON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
9 | TO RE-ELECT COLINE MCCONVILLE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
10 | TO RE-ELECT NIGEL NORTHRIDGE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
11 | TO RE-ELECT NIGEL STEIN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
12 | TO RE-ELECT TILL VESTRING AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||
13 | TO APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY (THE "AUDITOR") TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | For | |||||||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | For | |||||||||||
15 | TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY, TO EXERCISE ALL POWER OF THE COMPANY TO ALLOT RELEVANT SECURITIES | Management | For | For | For | |||||||||||
16 | TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS ON THE ALLOTMENT OF SHARES | Management | For | For | For | |||||||||||
17 | TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS ON THE ALLOTMENT OF SHARES FOR AN ACQUISITION OR CAPITAL INVESTMENT | Management | For | For | For | |||||||||||
18 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES | Management | For | For | For | |||||||||||
19 | TO APPROVE THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | |||||||||||
DEUTSCHE BANK AKTIENGESELLSCHAFT | ||||||||||||||||
Security | D18190898 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 24-May-2018 | ||||||||||||||
ISIN | DE0005140008 | Agenda | 709352544 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 10,600 | |||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | PLEASE NOTE THAT REREGISTRATION IS NO LONGER REQUIRED TO ENSURE VOTING-RIGHTS. FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT-ON 10TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE- JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS CHANGED WITH REGARD TO THE-GERMAN REGISTERED SHARES. AS A RESULT, IT REMAINS EXCLUSIVELY THE- RESPONSIBILITY OF THE END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY- EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING-SHARE CAPITAL ONWARDS). | Non-Voting | ||||||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR | Non-Voting | ||||||||||||||
CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | ||||||||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 09.05.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES- DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||
1 | PRESENTATION OF THE ESTABLISHED ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT-REPORT FOR THE 2017 FINANCIAL YEAR | Non-Voting | ||||||||||||||
2 | APPROPRIATION OF DISTRIBUTABLE PROFIT FOR 2017: EUR 0.11 PER SHARE | Management | For | |||||||||||||
3 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE 2017 FINANCIAL YEAR | Management | For | |||||||||||||
4 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2017 FINANCIAL YEAR | Management | For | |||||||||||||
5 | ELECTION OF THE AUDITOR FOR THE 2018 FINANCIAL YEAR, INTERIM ACCOUNTS: KPMG AKTIENGESELLSCHAFT WIRTSCHAFTSPRUFUNGSGESELLSCHA FT, BERLIN | Management | For | |||||||||||||
6 | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO PARAGRAPH 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS | Management | For | |||||||||||||
7 | AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO PARAGRAPH 71 (1) NO. 8 STOCK CORPORATION ACT | Management | For | |||||||||||||
8.1 | ELECTION TO THE SUPERVISORY BOARD: GERD ALEXANDER SCHUETZ | Management | For | |||||||||||||
8.2 | ELECTION TO THE SUPERVISORY BOARD: MAYREE CARROLL CLARK | Management | For | |||||||||||||
8.3 | ELECTION TO THE SUPERVISORY BOARD: JOHN ALEXANDER THAIN | Management | For | |||||||||||||
8.4 | ELECTION TO THE SUPERVISORY BOARD: MICHELE TROGNI | Management | For | |||||||||||||
8.5 | ELECTION TO THE SUPERVISORY BOARD: DINA DUBLON | Management | For | |||||||||||||
8.6 | ELECTION TO THE SUPERVISORY BOARD: PROF. DR. NORBERT WINKELJOHANN | Management | For | |||||||||||||
9 | AUTHORIZATION TO ISSUE AT 1 INSTRUMENTS | Management | For | |||||||||||||
10 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT RECOMMENDS A VOTE OF AGAINST ON THIS ITEM: PREPARATION OF SPIN-OFFS OF SIGNIFICANT PARTS OF THE BUSINESSES AND OF A MERGER | Shareholder | Against | |||||||||||||
11 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT RECOMMENDS A VOTE OF AGAINST ON THIS ITEM: REMOVAL OF DR. ACHLEITNER FROM THE SUPERVISORY BOARD | Shareholder | Against | |||||||||||||
12 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT RECOMMENDS A VOTE OF AGAINST ON THIS ITEM: REMOVAL OF PROF. SIMON FROM THE SUPERVISORY BOARD | Shareholder | Against | |||||||||||||
13 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT DOES NOT MAKE A RECOMMENDATION ON THIS ITEM: SPECIAL AUDIT REGARDING MISLEADING OF THE FCA | Management | For | |||||||||||||
14 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT DOES NOT MAKE A RECOMMENDATION ON THIS ITEM: SPECIAL AUDIT REGARDING MANIPULATION OF REFERENCE INTEREST RATES | Management | For | |||||||||||||
15 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT DOES NOT MAKE A RECOMMENDATION ON THIS ITEM: SPECIAL AUDIT REGARDING MONEY LAUNDERING IN RUSSIA | Management | For | |||||||||||||
16 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL AND MANAGEMENT DOES NOT MAKE A RECOMMENDATION ON THIS ITEM: SPECIAL AUDIT REGARDING THE ACQUISITION OF POSTBANK SHARES AND THE RELATED LAWSUITS. | Management | For | |||||||||||||
UNUM GROUP | ||||||||||||||||
Security | 91529Y106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UNM | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US91529Y1064 | Agenda | 934770288 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,597 | 13-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Theodore H. Bunting, Jr. | Management | For | For | For | |||||||||||
1b. | Election of Director: E. Michael Caulfield | Management | For | For | For | |||||||||||
1c. | Election of Director: Susan D. DeVore | Management | For | For | For | |||||||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||||||||
1e. | Election of Director: Cynthia L. Egan | Management | For | For | For | |||||||||||
1f. | Election of Director: Kevin T. Kabat | Management | For | For | For | |||||||||||
1g. | Election of Director: Timothy F. Keaney | Management | For | For | For | |||||||||||
1h. | Election of Director: Gloria C. Larson | Management | For | For | For | |||||||||||
1i. | Election of Director: Richard P. McKenney | Management | For | For | For | |||||||||||
1j. | Election of Director: Ronald P. O'Hanley | Management | For | For | For | |||||||||||
1k. | Election of Director: Francis J. Shammo | Management | For | For | For | |||||||||||
2. | To approve, on an advisory basis, the compensation of the company's named executive officers. | Management | For | For | For | |||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
4. | To approve an Amended and Restated Certificate of Incorporation, including the elimination of supermajority voting requirements. | Management | For | For | For | |||||||||||
COTIVITI HOLDINGS, INC. | ||||||||||||||||
Security | 22164K101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | COTV | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US22164K1016 | Agenda | 934774767 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 4,000 | 14-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Elizabeth C. Alexander | For | For | For | ||||||||||||
2 | James Parisi | For | For | For | ||||||||||||
3 | Christopher Pike | For | For | For | ||||||||||||
4 | David Swift | For | For | For | ||||||||||||
2. | To approve, via an advisory vote, the compensation of our Named Executive Officers (as defined in the "Compensation Discussion and Analysis" section of the Proxy Statement). | Management | For | For | For | |||||||||||
3. | To approve, via an advisory vote, the frequency of future advisory votes on the compensation of our Named Executive Officers. | Management | 2 Years | 3 Years | Against | |||||||||||
4. | To ratify the appointment of KPMG LLP as Cotiviti's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||||
GLOBAL BRASS AND COPPER HOLDINGS, INC. | ||||||||||||||||
Security | 37953G103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BRSS | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | US37953G1031 | Agenda | 934778892 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 1,700 | 13-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: Vicki L. Avril | Management | For | For | For | |||||||||||
1B. | Election of Director: Donald L. Marsh | Management | For | For | For | |||||||||||
1C. | Election of Director: Bradford T. Ray | Management | For | For | For | |||||||||||
1D. | Election of Director: John H. Walker | Management | For | For | For | |||||||||||
1E. | Election of Director: John J. Wasz | Management | For | For | For | |||||||||||
1F. | Election of Director: Martin E. Welch, III | Management | For | For | For | |||||||||||
1G. | Election of Director: Ronald C. Whitaker | Management | For | For | For | |||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
3. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||||
BUNGE LIMITED | ||||||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BG | Meeting Date | 24-May-2018 | |||||||||||||
ISIN | BMG169621056 | Agenda | 934784720 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 839 | 13-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Ernest G. Bachrach | Management | For | For | For | |||||||||||
1b. | Election of Director: Vinita Bali | Management | For | For | For | |||||||||||
1c. | Election of Director: Enrique H. Boilini | Management | For | For | For | |||||||||||
1d. | Election of Director: Carol M. Browner | Management | For | For | For | |||||||||||
1e. | Election of Director: Paul Cornet de Ways- Ruart | Management | For | For | For | |||||||||||
1f. | Election of Director: Andrew Ferrier | Management | For | For | For | |||||||||||
1g. | Election of Director: Kathleen Hyle | Management | For | For | For | |||||||||||
1h. | Election of Director: L. Patrick Lupo | Management | For | For | For | |||||||||||
1i. | Election of Director: John E. McGlade | Management | For | For | For | |||||||||||
1j. | Election of Director: Soren Schroder | Management | For | For | For | |||||||||||
2. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2018 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees | Management | For | For | For | |||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||||||||||
MARATHON OIL CORPORATION | ||||||||||||||||
Security | 565849106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MRO | Meeting Date | 30-May-2018 | |||||||||||||
ISIN | US5658491064 | Agenda | 934784869 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,663 | 19-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Gregory H. Boyce | Management | For | For | For | |||||||||||
1b. | Election of Director: Chadwick C. Deaton | Management | For | For | For | |||||||||||
1c. | Election of Director: Marcela E. Donadio | Management | For | For | For | |||||||||||
1d. | Election of Director: Douglas L. Foshee | Management | For | For | For | |||||||||||
1e. | Election of Director: M. Elise Hyland | Management | For | For | For | |||||||||||
1f. | Election of Director: Michael E. J. Phelps | Management | For | For | For | |||||||||||
1g. | Election of Director: Dennis H. Reilley | Management | For | For | For | |||||||||||
1h. | Election of Director: Lee M. Tillman | Management | For | For | For | |||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent auditor for 2018. | Management | For | For | For | |||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||||||||||
4. | Approve the amendment to our Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | For | |||||||||||
ROYAL BANK OF SCOTLAND GROUP PLC | ||||||||||||||||
Security | 780097689 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RBS | Meeting Date | 30-May-2018 | |||||||||||||
ISIN | US7800976893 | Agenda | 934815816 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 20,000 | 03-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | To receive the 2017 Report and Accounts | Management | For | For | For | |||||||||||
2. | To approve the Annual Report on Remuneration in the Directors' Remuneration Report | Management | For | For | For | |||||||||||
3. | To re-elect Howard Davies as a Director | Management | For | For | For | |||||||||||
4. | To re-elect Ross McEwan as a Director | Management | For | For | For | |||||||||||
5. | To re-elect Ewen Stevenson as a Director | Management | For | For | For | |||||||||||
6. | To re-elect Frank Dangeard as a Director | Management | For | For | For | |||||||||||
7. | To re-elect Alison Davis as a Director | Management | For | For | For | |||||||||||
8. | To re-elect Morten Friis as a Director | Management | For | For | For | |||||||||||
9. | To re-elect Robert Gillespie as a Director | Management | For | For | For | |||||||||||
10. | To elect Yasmin Jetha as a Director | Management | For | For | For | |||||||||||
11. | To re-elect Brendan Nelson as a Director | Management | For | For | For | |||||||||||
12. | To re-elect Baroness Noakes as a Director | Management | For | For | For | |||||||||||
13. | To re-elect Mike Rogers as a Director | Management | For | For | For | |||||||||||
14. | To re-elect Mark Seligman as a Director | Management | For | For | For | |||||||||||
15. | To elect Dr Lena Wilson as a Director | Management | For | For | For | |||||||||||
16. | To re-appoint Ernst & Young LLP as auditors of the Company | Management | For | For | For | |||||||||||
17. | To authorise the Group Audit Committee to fix the remuneration of the auditors | Management | For | For | For | |||||||||||
18. | To renew the Directors' authority to allot shares in the Company | Management | For | For | For | |||||||||||
19. | To renew the Directors' authority to allot equity securities on a non-preemptive basis in connection with an offer or issue of equity securities | Management | For | For | For | |||||||||||
20. | To grant the Directors' additional authority to allot equity securities on a non- preemptive basis in connection with the purposes of financing a transaction | Management | For | For | For | |||||||||||
21. | To renew the Directors' authority to allot ordinary shares or grant rights to subscribe for or to convert any security into ordinary shares in relation to Equity Convertible Notes | Management | For | For | For | |||||||||||
22. | To renew the Directors' authority to allot equity securities on a non-preemptive basis in connection with Equity Convertible Notes | Management | For | For | For | |||||||||||
23. | To renew the authority to permit the holding of General Meetings of the Company at 14 clear days' notice | Management | For | For | For | |||||||||||
24. | To renew the authority in respect of political donations and expenditure by the Company in terms of section 366 of the Companies Act 2006 | Management | For | For | For | |||||||||||
25. | To renew the authority for the Company to purchase its own shares on a recognised investment exchange | Management | For | For | For | |||||||||||
26. | To renew the authority to offer shares in lieu of a cash dividend on ordinary shares | Management | For | For | For | |||||||||||
27. | To direct the Board to establish a Shareholder Committee | Management | For | Against | Against | |||||||||||
HENRY SCHEIN, INC. | ||||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HSIC | Meeting Date | 31-May-2018 | |||||||||||||
ISIN | US8064071025 | Agenda | 934789263 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,200 | 14-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Barry J. Alperin | Management | For | For | For | |||||||||||
1b. | Election of Director: Gerald A. Benjamin | Management | For | For | For | |||||||||||
1c. | Election of Director: Stanley M. Bergman | Management | For | For | For | |||||||||||
1d. | Election of Director: James P. Breslawski | Management | For | For | For | |||||||||||
1e. | Election of Director: Paul Brons | Management | For | For | For | |||||||||||
1f. | Election of Director: Shira Goodman | Management | For | For | For | |||||||||||
1g. | Election of Director: Joseph L. Herring | Management | For | For | For | |||||||||||
1h. | Election of Director: Kurt P. Kuehn | Management | For | For | For | |||||||||||
1i. | Election of Director: Philip A. Laskawy | Management | For | For | For | |||||||||||
1j. | Election of Director: Anne H. Margulies | Management | For | For | For | |||||||||||
1k. | Election of Director: Mark E. Mlotek | Management | For | For | For | |||||||||||
1l. | Election of Director: Steven Paladino | Management | For | For | For | |||||||||||
1m. | Election of Director: Carol Raphael | Management | For | For | For | |||||||||||
1n. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | For | |||||||||||
1o. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | For | |||||||||||
2. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of common stock from 240,000,000 to 480,000,000. | Management | For | For | For | |||||||||||
3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation, as amended, to add a forum selection clause. | Management | For | For | For | |||||||||||
4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation, as amended, to incorporate certain technical, administrative and updating changes as set forth in the Proxy Statement. | Management | For | For | For | |||||||||||
5. | Proposal to approve, by non-binding vote, the 2017 compensation paid to the Company's Named Executive Officers. | Management | For | For | For | |||||||||||
6. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2018. | Management | For | For | For | |||||||||||
PBF ENERGY INC. | ||||||||||||||||
Security | 69318G106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PBF | Meeting Date | 31-May-2018 | |||||||||||||
ISIN | US69318G1067 | Agenda | 934791383 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 950 | 17-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1A. | Election of Director: Thomas J. Nimbley | Management | For | For | For | |||||||||||
1B. | Election of Director: Spencer Abraham | Management | For | For | For | |||||||||||
1C. | Election of Director: Wayne A. Budd | Management | For | For | For | |||||||||||
1D. | Election of Director: S. Eugene Edwards | Management | For | For | For | |||||||||||
1E. | Election of Director: William E. Hantke | Management | For | For | For | |||||||||||
1F. | Election of Director: Edward F. Kosnik | Management | For | For | For | |||||||||||
1G. | Election of Director: Robert J. Lavinia | Management | For | For | For | |||||||||||
1H. | Election of Director: Kimberly S. Lubel | Management | For | For | For | |||||||||||
1I. | Election of Director: George E. Ogden | Management | For | For | For | |||||||||||
2. | The ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditor for the year ended December 31, 2018. | Management | For | For | For | |||||||||||
3. | To approve the Amended and Restated PBF Energy Inc. 2017 Equity Incentive Plan. | Management | For | For | For | |||||||||||
LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
Security | N53745100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LYB | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | NL0009434992 | Agenda | 934787928 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 709 | 18-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | Adoption of the Proposed Amendments to our Articles of Association | Management | For | For | For | |||||||||||
2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board only) | Management | For | For | For | |||||||||||
2b. | Election of Director: Robert Gwin | Management | For | For | For | |||||||||||
2c. | Election of Director: Jacques Aigrain | Management | For | For | For | |||||||||||
2d. | Election of Director: Lincoln Benet | Management | For | For | For | |||||||||||
2e. | Election of Director: Jagjeet Bindra | Management | For | For | For | |||||||||||
2f. | Election of Director: Robin Buchanan | Management | For | For | For | |||||||||||
2g. | Election of Director: Stephen Cooper | Management | For | For | For | |||||||||||
2h. | Election of Director: Nance Dicciani | Management | For | For | For | |||||||||||
2i. | Election of Director: Claire Farley | Management | For | For | For | |||||||||||
2j. | Election of Director: Isabella Goren | Management | For | For | For | |||||||||||
2k. | Election of Director: Bruce Smith | Management | For | For | For | |||||||||||
2l. | Election of Director: Rudy van der Meer | Management | For | For | For | |||||||||||
3a. | Election of director to our Management Board: Bhavesh (Bob) Patel | Management | For | For | For | |||||||||||
3b. | Election of director to our Management Board: Thomas Aebischer | Management | For | For | For | |||||||||||
3c. | Election of director to our Management Board: Daniel Coombs | Management | For | For | For | |||||||||||
3d. | Election of director to our Management Board: Jeffrey Kaplan | Management | For | For | For | |||||||||||
3e. | Election of director to our Management Board: James Guilfoyle | Management | For | For | For | |||||||||||
4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For | For | |||||||||||
5. | Discharge from Liability of Members of the Management Board | Management | For | For | For | |||||||||||
6. | Discharge from Liability of Members of the Supervisory Board | Management | For | For | For | |||||||||||
7. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor for our 2018 Dutch Statutory Annual Accounts | Management | For | For | For | |||||||||||
8. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2018 | Management | For | For | For | |||||||||||
9. | Ratification and Approval of Dividends in Respect of the 2017 Dutch Statutory Annual Accounts | Management | For | For | For | |||||||||||
10. | Advisory (Non-Binding) Vote Approving Executive Compensation | Management | For | For | For | |||||||||||
11. | Authorization to Conduct Share Repurchases | Management | For | For | For | |||||||||||
12. | Authorization of the Cancellation of Shares | Management | For | For | For | |||||||||||
13. | Amendment and Extension of Employee Stock Purchase Plan | Management | For | For | For | |||||||||||
MERCER INTERNATIONAL INC. | ||||||||||||||||
Security | 588056101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MERC | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | US5880561015 | Agenda | 934795153 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,949 | 21-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Jimmy S.H. Lee | For | For | For | ||||||||||||
2 | David M. Gandossi | For | For | For | ||||||||||||
3 | William D. McCartney | For | For | For | ||||||||||||
4 | Bernard J. Picchi | For | For | For | ||||||||||||
5 | James Shepherd | For | For | For | ||||||||||||
6 | R. Keith Purchase | For | For | For | ||||||||||||
7 | Martha A.M. Morfitt | For | For | For | ||||||||||||
8 | Alan C. Wallace | For | For | For | ||||||||||||
9 | Linda J. Welty | For | For | For | ||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
3. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | For | |||||||||||
LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
Security | N53745100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LYB | Meeting Date | 01-Jun-2018 | |||||||||||||
ISIN | NL0009434992 | Agenda | 934825805 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 709 | 18-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | Adoption of the Proposed Amendments to our Articles of Association | Management | For | For | For | |||||||||||
2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board only) | Management | For | For | For | |||||||||||
2b. | Election of Director: Robert Gwin | Management | For | For | For | |||||||||||
2c. | Election of Director: Jacques Aigrain | Management | For | For | For | |||||||||||
2d. | Election of Director: Lincoln Benet | Management | For | For | For | |||||||||||
2e. | Election of Director: Jagjeet Bindra | Management | For | For | For | |||||||||||
2f. | Election of Director: Robin Buchanan | Management | For | For | For | |||||||||||
2g. | Election of Director: Stephen Cooper | Management | For | For | For | |||||||||||
2h. | Election of Director: Nance Dicciani | Management | For | For | For | |||||||||||
2i. | Election of Director: Claire Farley | Management | For | For | For | |||||||||||
2j. | Election of Director: Isabella Goren | Management | For | For | For | |||||||||||
2k. | Election of Director: Bruce Smith | Management | For | For | For | |||||||||||
2l. | Election of Director: Rudy van der Meer | Management | For | For | For | |||||||||||
3a. | Election of director to our Management Board: Bhavesh (Bob) Patel | Management | For | For | For | |||||||||||
3b. | Election of director to our Management Board: Thomas Aebischer | Management | For | For | For | |||||||||||
3c. | Election of director to our Management Board: Daniel Coombs | Management | For | For | For | |||||||||||
3d. | Election of director to our Management Board: Jeffrey Kaplan | Management | For | For | For | |||||||||||
3e. | Election of director to our Management Board: James Guilfoyle | Management | For | For | For | |||||||||||
4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | For | For | For | |||||||||||
5. | Discharge from Liability of Members of the Management Board | Management | For | For | For | |||||||||||
6. | Discharge from Liability of Members of the Supervisory Board | Management | For | For | For | |||||||||||
7. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor for our 2018 Dutch Statutory Annual Accounts | Management | For | For | For | |||||||||||
8. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2018 | Management | For | For | For | |||||||||||
9. | Ratification and Approval of Dividends in Respect of the 2017 Dutch Statutory Annual Accounts | Management | For | For | For | |||||||||||
10. | Advisory (Non-Binding) Vote Approving Executive Compensation | Management | For | For | For | |||||||||||
11. | Authorization to Conduct Share Repurchases | Management | For | For | For | |||||||||||
12. | Authorization of the Cancellation of Shares | Management | For | For | For | |||||||||||
13. | Amendment and Extension of Employee Stock Purchase Plan | Management | For | For | For | |||||||||||
CVS HEALTH CORPORATION | ||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 | |||||||||||||
ISIN | US1266501006 | Agenda | 934794973 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,070 | 25-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Richard M. Bracken | Management | For | For | For | |||||||||||
1b. | Election of Director: C. David Brown II | Management | For | For | For | |||||||||||
1c. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | |||||||||||
1d. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | |||||||||||
1e. | Election of Director: David W. Dorman | Management | For | For | For | |||||||||||
1f. | Election of Director: Anne M. Finucane | Management | For | For | For | |||||||||||
1g. | Election of Director: Larry J. Merlo | Management | For | For | For | |||||||||||
1h. | Election of Director: Jean-Pierre Millon | Management | For | For | For | |||||||||||
1i. | Election of Director: Mary L. Schapiro | Management | For | For | For | |||||||||||
1j. | Election of Director: Richard J. Swift | Management | For | For | For | |||||||||||
1k. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||||
1l. | Election of Director: Tony L. White | Management | For | For | For | |||||||||||
2. | Proposal to ratify appointment of independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||||
3. | Say on Pay - an advisory vote on the approval of executive compensation. | Management | For | For | For | |||||||||||
4. | Proposal to approve an amendment to the Company's Certificate of Incorporation to reduce the ownership threshold for our stockholders' right to call special meetings. | Management | For | For | For | |||||||||||
5. | Stockholder proposal regarding executive pay confidential voting. | Shareholder | Against | Against | For | |||||||||||
BUCKEYE PARTNERS, L.P. | ||||||||||||||||
Security | 118230101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BPL | Meeting Date | 05-Jun-2018 | |||||||||||||
ISIN | US1182301010 | Agenda | 934800473 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 814 | 27-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Pieter Bakker | For | For | For | ||||||||||||
2 | Barbara M. Baumann | For | For | For | ||||||||||||
3 | Mark C. McKinley | For | For | For | ||||||||||||
2. | Amendment of partnership agreement to remove provisions that prevent general partner from causing Buckeye Partners, L.P. to issue any class or series of limited partnership interests having preferences or other special or senior rights over the LP Units without the prior approval of unitholders holding an aggregate of at least two-thirds of the outstanding LP Units. | Management | For | For | For | |||||||||||
3. | The ratification of the selection of Deloitte & Touche LLP as Buckeye Partners, L.P.'s independent registered public accountants for 2018. | Management | For | For | For | |||||||||||
4. | The approval, in an advisory vote, of the compensation of Buckeye's named executive officers as described in our proxy statement pursuant to Item 402 of Regulation S-K. | Management | For | For | For | |||||||||||
WESTERN ALLIANCE BANCORPORATION | ||||||||||||||||
Security | 957638109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WAL | Meeting Date | 12-Jun-2018 | |||||||||||||
ISIN | US9576381092 | Agenda | 934806223 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,600 | 28-Apr-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Director: Bruce Beach | Management | For | For | For | |||||||||||
1b. | Election of Director: William S. Boyd | Management | For | For | For | |||||||||||
1c. | Election of Director: Howard N. Gould | Management | For | For | For | |||||||||||
1d. | Election of Director: Steven J. Hilton | Management | For | For | For | |||||||||||
1e. | Election of Director: Marianne Boyd Johnson | Management | For | For | For | |||||||||||
1f. | Election of Director: Robert P. Latta | Management | For | For | For | |||||||||||
1g. | Election of Director: Cary Mack | Management | For | For | For | |||||||||||
1h. | Election of Director: Todd Marshall | Management | For | For | For | |||||||||||
1i. | Election of Director: James E. Nave, D.V.M. | Management | For | For | For | |||||||||||
1j. | Election of Director: Michael Patriarca | Management | For | For | For | |||||||||||
1k. | Election of Director: Robert Gary Sarver | Management | For | For | For | |||||||||||
1l. | Election of Director: Donald D. Snyder | Management | For | For | For | |||||||||||
1m. | Election of Director: Sung Won Sohn, Ph.D. | Management | For | For | For | |||||||||||
1n. | Election of Director: Kenneth A. Vecchione | Management | For | For | For | |||||||||||
2. | Approve, on a non-binding advisory basis, executive compensation. | Management | For | For | For | |||||||||||
3. | Vote, on a non-binding advisory basis, on the frequency of executive compensation votes. | Management | 2 Years | 1 Year | Against | |||||||||||
4. | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | For | For | For | |||||||||||
SIPEF SA | ||||||||||||||||
Security | B7911E134 | Meeting Type | MIX | |||||||||||||
Ticker Symbol | Meeting Date | 13-Jun-2018 | ||||||||||||||
ISIN | BE0003898187 | Agenda | 709508317 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 2,367 | 17-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||
O.1 | REPORT OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER-2017 | Non-Voting | ||||||||||||||
O.2 | REPORT OF THE STATUTORY AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Non-Voting | ||||||||||||||
O.3 | APPROVE FINANCIAL STATEMENTS, ALLOCATION OF INCOME, AND DIVIDENDS OF EUR 1.60 PER SHARE | Management | For | For | For | |||||||||||
O.4 | DISCHARGE GRANTED TO DIRECTORS | Management | For | For | For | |||||||||||
O.5 | DISCHARGE GRANTED TO STATUTORY AUDITOR | Management | For | For | For | |||||||||||
O.6.1 | APPROVAL OF THE REAPPOINTMENT OF MRS. PRISCILLA BRACHT AS DIRECTOR | Management | For | For | For | |||||||||||
O.6.2 | DEFINITIVE APPOINTMENT OF MRS. PETRONELLA MEEKERS AS DIRECTOR | Management | For | For | For | |||||||||||
O.6.3 | APPOINTMENT OF TOM BAMELIS AS NEW DIRECTOR | Management | For | For | For | |||||||||||
O.7 | APPROVAL OF REMUNERATION REPORT | Management | For | For | For | |||||||||||
O.8 | QUESTIONS | Non-Voting | ||||||||||||||
E.1 | GRANT OF POWERS REGARDING THE ACQUISITION OF OWN SHARES | Management | For | For | For | |||||||||||
E.2 | GRANT OF POWERS REGARDING THE ACQUISITION OF OWN SHARES TO AVOID ANY SERIOUS DISADVANTAGE | Management | For | For | For | |||||||||||
E.3 | AMEND ARTICLE 17 TO REFLECT CHANGES IN CAPITAL | Management | For | For | For | |||||||||||
CMMT | 01 JUN 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION E.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||
KAISER ALUMINUM CORPORATION | ||||||||||||||||
Security | 483007704 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | KALU | Meeting Date | 14-Jun-2018 | |||||||||||||
ISIN | US4830077040 | Agenda | 934821201 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 558 | 09-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | David Foster | For | For | For | ||||||||||||
2 | L. Patrick Hassey | For | For | For | ||||||||||||
3 | Emily Liggett | For | For | For | ||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | For | |||||||||||
3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | For | For | |||||||||||
DAIICHI SANKYO COMPANY,LIMITED | ||||||||||||||||
Security | J11257102 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 18-Jun-2018 | ||||||||||||||
ISIN | JP3475350009 | Agenda | 709518104 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 7,826 | 22-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2.1 | Appoint a Director Nakayama, Joji | Management | For | For | For | |||||||||||
2.2 | Appoint a Director Manabe, Sunao | Management | For | For | For | |||||||||||
2.3 | Appoint a Director Sai, Toshiaki | Management | For | For | For | |||||||||||
2.4 | Appoint a Director Fujimoto, Katsumi | Management | For | For | For | |||||||||||
2.5 | Appoint a Director Tojo, Toshiaki | Management | For | For | For | |||||||||||
2.6 | Appoint a Director Uji, Noritaka | Management | For | For | For | |||||||||||
2.7 | Appoint a Director Toda, Hiroshi | Management | For | For | For | |||||||||||
2.8 | Appoint a Director Adachi, Naoki | Management | For | For | For | |||||||||||
2.9 | Appoint a Director Fukui, Tsuguya | Management | For | For | For | |||||||||||
3.1 | Appoint a Corporate Auditor Higuchi, Tateshi | Management | For | For | For | |||||||||||
3.2 | Appoint a Corporate Auditor Imazu, Yukiko | Management | For | For | For | |||||||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | For | |||||||||||
JAPAN DISPLAY INC | ||||||||||||||||
Security | J26295105 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2018 | ||||||||||||||
ISIN | JP3389660006 | Agenda | 709549591 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 40,700 | 28-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1.1 | Appoint a Director Higashiiriki, Nobuhiro | Management | For | For | For | |||||||||||
1.2 | Appoint a Director Tsukizaki, Yoshiyuki | Management | For | For | For | |||||||||||
1.3 | Appoint a Director Shirai, Katsuhiko | Management | For | For | For | |||||||||||
1.4 | Appoint a Director Shimokobe, Kazuhiko | Management | For | For | For | |||||||||||
1.5 | Appoint a Director Hashimoto, Takahisa | Management | For | For | For | |||||||||||
1.6 | Appoint a Director Nakano, Nobuyuki | Management | For | For | For | |||||||||||
2 | Appoint a Substitute Corporate Auditor Otsuka, Keiichi | Management | For | For | For | |||||||||||
NORWEGIAN CRUISE LINE HOLDINGS LTD | ||||||||||||||||
Security | G66721104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NCLH | Meeting Date | 20-Jun-2018 | |||||||||||||
ISIN | BMG667211046 | Agenda | 934810424 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 2,794 | 01-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | Election of Class II Director: Adam M. Aron | Management | For | For | For | |||||||||||
1b. | Election of Class II Director: Stella David | Management | For | For | For | |||||||||||
1c. | Election of Class II Director: Mary E. Landry | Management | For | For | For | |||||||||||
2. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers | Management | For | For | For | |||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered certified public accounting firm for the year ending December 31, 2018 and the determination of PwC's remuneration by the Audit Committee of the Board of Directors | Management | For | For | For | |||||||||||
ARGAN, INC. | ||||||||||||||||
Security | 04010E109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AGX | Meeting Date | 21-Jun-2018 | |||||||||||||
ISIN | US04010E1091 | Agenda | 934822669 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,331 | 12-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Rainer H. Bosselmann | For | For | For | ||||||||||||
2 | Cynthia A. Flanders | For | For | For | ||||||||||||
3 | Peter W. Getsinger | For | For | For | ||||||||||||
4 | William F. Griffin, Jr. | For | For | For | ||||||||||||
5 | John R. Jeffrey, Jr. | For | For | For | ||||||||||||
6 | William F. Leimkuhler | For | For | For | ||||||||||||
7 | W.G. Champion Mitchell | For | For | For | ||||||||||||
8 | James W. Quinn | For | For | For | ||||||||||||
9 | Brian R. Sherras | For | For | For | ||||||||||||
2. | The amendment of our 2011 Stock Plan in order to increase the total number of shares of our Common Stock reserved for issuance thereunder from 2,000,000 shares to 2,750,000 shares. | Management | For | For | For | |||||||||||
3. | The non-binding advisory approval of our executive compensation (the "say-on-pay" vote). | Management | For | For | For | |||||||||||
4. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accountants for the fiscal year ending January 31, 2019. | Management | For | For | For | |||||||||||
ORBOTECH LTD. | ||||||||||||||||
Security | M75253100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ORBK | Meeting Date | 21-Jun-2018 | |||||||||||||
ISIN | IL0010823388 | Agenda | 934838977 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 3,565 | 31-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1a. | RE-ELECTION OF DIRECTOR: YOCHAI RICHTER | Management | For | For | For | |||||||||||
1b. | RE-ELECTION OF DIRECTOR: YEHUDIT BRONICKI | Management | For | For | For | |||||||||||
1c. | RE-ELECTION OF DIRECTOR: DAN FALK | Management | For | For | For | |||||||||||
1d. | RE-ELECTION OF DIRECTOR: MIRON KENNETH | Management | For | For | For | |||||||||||
1e. | RE-ELECTION OF DIRECTOR: JACOB RICHTER | Management | For | For | For | |||||||||||
1f. | RE-ELECTION OF DIRECTOR: ELIEZER TOKMAN | Management | For | For | For | |||||||||||
1g. | RE-ELECTION OF DIRECTOR: SHIMON ULLMAN | Management | For | For | For | |||||||||||
1h. | RE-ELECTION OF DIRECTOR: ARIE WEISBERG | Management | For | For | For | |||||||||||
2. | RE-ELECTION OF EXTERNAL DIRECTOR: AVNER HERMONI (INCLUDING HIS REMUNERATION AND BENEFITS) | Management | For | For | For | |||||||||||
2a. | ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 2? IF YOU HAVE NOT MARKED "NO" ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 2, YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 2 YES=FOR, NO=AGAINST | Management | For | Take No Action | ||||||||||||
3. | RE-APPOINTMENT OF KESSELMAN & KESSELMAN AS AUDITORS OF THE COMPANY. | Management | For | For | For | |||||||||||
4a. | POTENTIAL CASH AND EQUITY-BASED RETENTION INCENTIVES TO: THE CHIEF EXECUTIVE OFFICER OF THE COMPANY | Management | For | For | For | |||||||||||
4aa | ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 4A? IF YOU HAVE NOT MARKED "NO" ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN | Management | For | Take No Action | ||||||||||||
INTERESTED PARTY WITH RESPECT TO ITEM 4A, YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 4A YES=FOR, NO=AGAINST | ||||||||||||||||
4b. | THE PRESIDENT AND CHIEF OPERATING OFFICER OF THE COMPANY | Management | For | For | For | |||||||||||
4bb | ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 4B? IF YOU HAVE NOT MARKED "NO" ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 4B, YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 4B YES=FOR, NO=AGAINST | Management | For | Take No Action | ||||||||||||
5. | ACCELERATED VESTING OF ORBOTECH EQUITY AWARDS GRANTED TO THE COMPANY'S DIRECTORS IN CONNECTION WITH THE 2018 ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||||
MITSUBISHI TANABE PHARMA CORPORATION | ||||||||||||||||
Security | J4448H104 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2018 | ||||||||||||||
ISIN | JP3469000008 | Agenda | 709549301 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 7,661 | 28-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2.1 | Appoint a Director Mitsuka, Masayuki | Management | For | For | For | |||||||||||
2.2 | Appoint a Director Kobayashi, Takashi | Management | For | For | For | |||||||||||
2.3 | Appoint a Director Ishizaki, Yoshiaki | Management | For | For | For | |||||||||||
2.4 | Appoint a Director Murakami, Seiichi | Management | For | For | For | |||||||||||
2.5 | Appoint a Director Tabaru, Eizo | Management | For | For | For | |||||||||||
2.6 | Appoint a Director Tanaka, Takashi | Management | For | For | For | |||||||||||
2.7 | Appoint a Director Matsumoto, Takeshi | Management | For | For | For | |||||||||||
2.8 | Appoint a Director Hattori, Shigehiko | Management | For | For | For | |||||||||||
2.9 | Appoint a Director Iwane, Shigeki | Management | For | For | For | |||||||||||
2.10 | Appoint a Director Kamijo, Tsutomu | Management | For | For | For | |||||||||||
3 | Appoint a Corporate Auditor Enoki, Hiroshi | Management | For | For | For | |||||||||||
4 | Appoint a Substitute Corporate Auditor Ichida, Ryo | Management | For | For | For | |||||||||||
NIHON FLUSH CO LTDKOMATSUSHIMA | ||||||||||||||||
Security | J50518109 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2018 | ||||||||||||||
ISIN | JP3756230003 | Agenda | 709574885 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 11,800 | 02-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1.1 | Appoint a Director Takahashi, Eiji | Management | For | For | For | |||||||||||
1.2 | Appoint a Director Nishihara, Yoshihiko | Management | For | For | For | |||||||||||
1.3 | Appoint a Director Yang Songbiao | Management | For | For | For | |||||||||||
1.4 | Appoint a Director Shono, Jun | Management | For | For | For | |||||||||||
1.5 | Appoint a Director Tomonari, Muneyasu | Management | For | For | For | |||||||||||
1.6 | Appoint a Director Kishi, Ichiro | Management | For | For | For | |||||||||||
1.7 | Appoint a Director Iwashima, Toshiya | Management | For | For | For | |||||||||||
NXP SEMICONDUCTORS NV. | ||||||||||||||||
Security | N6596X109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NXPI | Meeting Date | 22-Jun-2018 | |||||||||||||
ISIN | NL0009538784 | Agenda | 934843079 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 809 | 05-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
2-C | Adoption of the 2017 statutory annual accounts | Management | For | For | For | |||||||||||
2-D | Granting discharge to the executive member and non-executive members of the Board of Directors for their responsibilities in the financial year 2017 | Management | For | For | For | |||||||||||
3-A | Proposal to re-appoint Mr. Richard L. Clemmer as executive director | Management | For | For | For | |||||||||||
3-B | Proposal to re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | For | |||||||||||
3-C | Proposal to re-appoint Mr. Johannes P. Huth as non-executive director | Management | For | For | For | |||||||||||
3-D | Proposal to re-appoint Mr. Kenneth A. Goldman as non-executive director | Management | For | For | For | |||||||||||
3-E | Proposal to re-appoint Mr. Josef Kaeser as non-executive director | Management | For | For | For | |||||||||||
3-F | Proposal to re-appoint Mr. Eric Meurice as non-executive director | Management | For | For | For | |||||||||||
3-G | Proposal to re-appoint Mr. Peter Smitham as non-executive director | Management | For | For | For | |||||||||||
3-H | Proposal to re-appoint Ms. Julie Southern as non-executive director | Management | For | For | For | |||||||||||
3-I | Proposal to re-appoint Mr. Gregory Summe as non-executive director | Management | For | For | For | |||||||||||
4-A | Conditional appointment as per Closing of Mr. Steve Mollenkopf as executive director | Management | For | For | For | |||||||||||
4-B | Conditional appointment as per Closing of Mr. George S. Davis as non-executive director | Management | For | For | For | |||||||||||
4-C | Conditional appointment as per Closing of Mr. Donald J. Rosenberg as non-executive director | Management | For | For | For | |||||||||||
4-D | Conditional appointment as per Closing of Mr. Brian Modoff as non-executive director | Management | For | For | For | |||||||||||
4-E | Conditional appointment as per Closing of Mr. Rob ter Haar as non-executive director | Management | For | For | For | |||||||||||
4-F | Conditional appointment as per Closing of Prof. Dr. Steven Perrick as non-executive director | Management | For | For | For | |||||||||||
5-A | Authorization of the Board of Directors to issue shares or grant rights to acquire shares | Management | For | For | For | |||||||||||
5-B | Authorization of the Board of Directors to restrict or exclude pre-emption rights | Management | For | For | For | |||||||||||
6. | Authorization of the Board of Directors to repurchase shares in the Company's capital | Management | For | For | For | |||||||||||
7. | Authorization to cancel ordinary shares in the Company's capital | Management | For | For | For | |||||||||||
8. | Proposal to re-appoint KPMG Accountants N.V. as the Company's external auditor for fiscal year 2018 | Management | For | For | For | |||||||||||
EAGLE INDUSTRY CO LTD | ||||||||||||||||
Security | J12558110 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | ||||||||||||||
ISIN | JP3130400009 | Agenda | 709552221 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 9,300 | 29-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2.1 | Appoint a Director Tsuru, Tetsuji | Management | For | For | For | |||||||||||
2.2 | Appoint a Director Aono, Fumiaki | Management | For | For | For | |||||||||||
2.3 | Appoint a Director Abe, Shinji | Management | For | For | For | |||||||||||
2.4 | Appoint a Director Uemura, Norio | Management | For | For | For | |||||||||||
2.5 | Appoint a Director Nakao, Masaki | Management | For | For | For | |||||||||||
2.6 | Appoint a Director Hogen, Kensaku | Management | For | For | For | |||||||||||
2.7 | Appoint a Director Fujioka, Makoto | Management | For | For | For | |||||||||||
3 | Appoint a Corporate Auditor Kajitani, Atsushi | Management | For | For | For | |||||||||||
NISSAN MOTOR CO.,LTD. | ||||||||||||||||
Security | J57160129 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2018 | ||||||||||||||
ISIN | JP3672400003 | Agenda | 709579405 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 18,200 | 04-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2.1 | Appoint a Director Ihara, Keiko | Management | For | For | For | |||||||||||
2.2 | Appoint a Director Toyoda, Masakazu | Management | For | For | For | |||||||||||
3.1 | Appoint a Corporate Auditor Imazu, Hidetoshi | Management | For | For | For | |||||||||||
3.2 | Appoint a Corporate Auditor Nagai, Motoo | Management | For | For | For | |||||||||||
3.3 | Appoint a Corporate Auditor Ikeda, Tetsunobu | Management | For | For | For | |||||||||||
THE CHIBA BANK, LTD. | ||||||||||||||||
Security | J05670104 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2018 | ||||||||||||||
ISIN | JP3511800009 | Agenda | 709580422 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 23,000 | 05-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2.1 | Appoint a Director Kimura, Osamu | Management | For | For | For | |||||||||||
2.2 | Appoint a Director Takatsu, Norio | Management | For | For | For | |||||||||||
2.3 | Appoint a Director Inamura, Yukihito | Management | For | For | For | |||||||||||
2.4 | Appoint a Director Shinozaki, Tadayoshi | Management | For | For | For | |||||||||||
SUZUKI MOTOR CORPORATION | ||||||||||||||||
Security | J78529138 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||
ISIN | JP3397200001 | Agenda | 709549692 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 3,300 | 28-May-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2 | Amend Articles to: Revise Directors with Title, Approve Minor Revisions, Eliminate the Articles Related to Counselors and Advisors, Revise Conveners and Chairpersons of a Shareholders Meeting | Management | For | For | For | |||||||||||
3.1 | Appoint a Director Suzuki, Osamu | Management | For | For | For | |||||||||||
3.2 | Appoint a Director Harayama, Yasuhito | Management | For | For | For | |||||||||||
3.3 | Appoint a Director Suzuki, Toshihiro | Management | For | For | For | |||||||||||
3.4 | Appoint a Director Honda, Osamu | Management | For | For | For | |||||||||||
3.5 | Appoint a Director Nagao, Masahiko | Management | For | For | For | |||||||||||
3.6 | Appoint a Director Matsuura, Hiroaki | Management | For | For | For | |||||||||||
3.7 | Appoint a Director Iguchi, Masakazu | Management | For | For | For | |||||||||||
3.8 | Appoint a Director Tanino, Sakutaro | Management | For | For | For | |||||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | ||||||||||||||||
Security | J0752J108 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||
ISIN | JP3892100003 | Agenda | 709569199 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 4,600 | 01-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||||
2.1 | Appoint a Director Okubo, Tetsuo | Management | For | For | For | |||||||||||
2.2 | Appoint a Director Araumi, Jiro | Management | For | For | For | |||||||||||
2.3 | Appoint a Director Takakura, Toru | Management | For | For | For | |||||||||||
2.4 | Appoint a Director Hashimoto, Masaru | Management | For | For | For | |||||||||||
2.5 | Appoint a Director Kitamura, Kunitaro | Management | For | For | For | |||||||||||
2.6 | Appoint a Director Tsunekage, Hitoshi | Management | For | For | For | |||||||||||
2.7 | Appoint a Director Yagi, Yasuyuki | Management | For | For | For | |||||||||||
2.8 | Appoint a Director Misawa, Hiroshi | Management | For | For | For | |||||||||||
2.9 | Appoint a Director Shinohara, Soichi | Management | For | For | For | |||||||||||
2.10 | Appoint a Director Suzuki, Takeshi | Management | For | For | For | |||||||||||
2.11 | Appoint a Director Araki, Mikio | Management | For | For | For | |||||||||||
2.12 | Appoint a Director Matsushita, Isao | Management | For | For | For | |||||||||||
2.13 | Appoint a Director Saito, Shinichi | Management | For | For | For | |||||||||||
2.14 | Appoint a Director Yoshida, Takashi | Management | For | For | For | |||||||||||
2.15 | Appoint a Director Kawamoto, Hiroko | Management | For | For | For | |||||||||||
PANASONIC CORPORATION | ||||||||||||||||
Security | J6354Y104 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||
ISIN | JP3866800000 | Agenda | 709579378 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 12,229 | 04-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1.1 | Appoint a Director Nagae, Shusaku | Management | For | For | For | |||||||||||
1.2 | Appoint a Director Matsushita, Masayuki | Management | For | For | For | |||||||||||
1.3 | Appoint a Director Tsuga, Kazuhiro | Management | For | For | For | |||||||||||
1.4 | Appoint a Director Ito, Yoshio | Management | For | For | For | |||||||||||
1.5 | Appoint a Director Sato, Mototsugu | Management | For | For | For | |||||||||||
1.6 | Appoint a Director Higuchi, Yasuyuki | Management | For | For | For | |||||||||||
1.7 | Appoint a Director Oku, Masayuki | Management | For | For | For | |||||||||||
1.8 | Appoint a Director Tsutsui, Yoshinobu | Management | For | For | For | |||||||||||
1.9 | Appoint a Director Ota, Hiroko | Management | For | For | For | |||||||||||
1.10 | Appoint a Director Toyama, Kazuhiko | Management | For | For | For | |||||||||||
1.11 | Appoint a Director Umeda, Hirokazu | Management | For | For | For | |||||||||||
1.12 | Appoint a Director Laurence W. Bates | Management | For | For | For | |||||||||||
2.1 | Appoint a Corporate Auditor Sato, Yoshio | Management | For | For | For | |||||||||||
2.2 | Appoint a Corporate Auditor Kinoshita, Toshio | Management | For | For | For | |||||||||||
MITSUBISHI UFJ LEASE & FINANCE COMPANY LIMITED | ||||||||||||||||
Security | J4706D100 | Meeting Type | Annual General Meeting | |||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||||
ISIN | JP3499800005 | Agenda | 709580547 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
CITIBANK, N.A. | 32,000 | 05-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||
1.1 | Appoint a Director Shiraishi, Tadashi | Management | For | For | For | |||||||||||
1.2 | Appoint a Director Yanai, Takahiro | Management | For | For | For | |||||||||||
1.3 | Appoint a Director Urabe, Toshimitsu | Management | For | For | For | |||||||||||
1.4 | Appoint a Director Nonoguchi, Tsuyoshi | Management | For | For | For | |||||||||||
1.5 | Appoint a Director Yamashita, Hiroto | Management | For | For | For | |||||||||||
1.6 | Appoint a Director Shimoyama, Yoichi | Management | For | For | For | |||||||||||
1.7 | Appoint a Director Minoura, Teruyuki | Management | For | For | For | |||||||||||
1.8 | Appoint a Director Haigo, Toshio | Management | For | For | For | |||||||||||
1.9 | Appoint a Director Kojima, Kiyoshi | Management | For | For | For | |||||||||||
1.10 | Appoint a Director Yoshida, Shinya | Management | For | For | For | |||||||||||
1.11 | Appoint a Director Hayashi, Naomi | Management | For | For | For | |||||||||||
2.1 | Appoint a Corporate Auditor Matsumuro, Naoki | Management | For | For | For | |||||||||||
2.2 | Appoint a Corporate Auditor Yasuda, Shota | Management | For | For | For | |||||||||||
2.3 | Appoint a Corporate Auditor Nakata, Hiroyasu | Management | For | For | For | |||||||||||
MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||||||||||||||||
Security | 606822104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MUFG | Meeting Date | 28-Jun-2018 | |||||||||||||
ISIN | US6068221042 | Agenda | 934845819 - Management | |||||||||||||
Custodian | Ballot Shares | Vote Date | ||||||||||||||
UMB BANK, N.A. | 18,614 | 08-Jun-2018 | ||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||
1. | Appropriation of Surplus | Management | For | For | For | |||||||||||
2a. | Election of Director: Hiroshi Kawakami | Management | For | For | For | |||||||||||
2b. | Election of Director: Yuko Kawamoto | Management | For | For | For | |||||||||||
2c. | Election of Director: Haruka Matsuyama | Management | For | For | For | |||||||||||
2d. | Election of Director: Toby S. Myerson | Management | For | For | For | |||||||||||
2e. | Election of Director: Tsutomu Okuda | Management | For | For | For | |||||||||||
2f. | Election of Director: Yasushi Shingai | Management | For | For | For | |||||||||||
2g. | Election of Director: Tarisa Watanagase | Management | For | For | For | |||||||||||
2h. | Election of Director: Akira Yamate | Management | For | For | For | |||||||||||
2i. | Election of Director: Tadashi Kuroda | Management | For | For | For | |||||||||||
2j. | Election of Director: Junichi Okamoto | Management | For | For | For | |||||||||||
2k. | Election of Director: Kiyoshi Sono | Management | For | For | For | |||||||||||
2l. | Election of Director: Mikio Ikegaya | Management | For | For | For | |||||||||||
2m. | Election of Director: Kanetsugu Mike | Management | For | For | For | |||||||||||
2n. | Election of Director: Saburo Araki | Management | For | For | For | |||||||||||
2o. | Election of Director: Nobuyuki Hirano | Management | For | For | For | |||||||||||
3. | Partial Amendment to the Articles of Incorporation (Individual Disclosure of Executive Compensations) | Management | For | Against | Against | |||||||||||
4. | Partial Amendment to the Articles of Incorporation (Separation of roles of Chairman of the Board and Chief Executive Officer) | Management | For | Against | Against | |||||||||||
5. | Partial Amendment to the Articles of Incorporation (Exercise of Voting Rights of Shares Held for the Purpose of Strategic Shareholdings) | Management | For | Against | Against | |||||||||||
6. | Dismissal of Director Nobuyuki Hirano | Management | For | Against | Against | |||||||||||
7. | Partial Amendment to the Articles of Incorporation (Establishment of a Special Investigation Committee on the Overall Reconsideration of Business Relationship with Kenko Tokina Corporation) | Management | For | Against | Against | |||||||||||
8. | Partial Amendment to the Articles of Incorporation (Reconsideration of Customer Service for the Socially Vulnerable) | Management | For | Against | Against | |||||||||||
9. | Partial Amendment to the Articles of Incorporation (Disclosure of Reason upon Compulsory Termination of Account) | Management | For | Against | Against | |||||||||||
HIGHLANDS REIT | ||||||||||||||
Security | Non-traded REIT | Meeting Type | Annual | |||||||||||
Ticker Symbol | n/a | Meeting Date | 6/6/2018 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 6/6/2018 | |||||||||
Item | Proposal | Proposed by | Management recommendation | Voted | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R David Turner | For | For | |||||||||||
2 | Richard Vance | For | For | |||||||||||
2. | To Ratify the appoint,emt of KPMG LLP as Highlands' independent registered publc accounting firm for the fiscal year ending December 31, 2018 | Management | For | For | ||||||||||
INVENTRUST PROPERTIES CORP | ||||||||||||||
Security | Non-traded REIT | Meeting Type | Annual | |||||||||||
Ticker Symbol | n/a | Meeting Date | 5/9/2018 | |||||||||||
Record Date | 4/25/2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 5/8/2018 | |||||||||
Item | Proposal | Proposed by | Management recommendation | Voted | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Stuart Aitken | For | For | |||||||||||
2 | Thomas F Glavin | For | For | |||||||||||
3 | Thomas P Mc Guinness | For | For | |||||||||||
4 | Scott A Nelson | For | For | |||||||||||
5 | Paula S Saban | For | For | |||||||||||
6 | Michael A Stein | For | For | |||||||||||
7 | Julian E Whitehurst | For | For | |||||||||||
2 | To ratify the selection of KPMG LLP as out independent registered public accounting firm for the year ending Deember 31,2018 | Management | For | For | ||||||||||
3 | To approve, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers (say on pay) as disclosed in our proxy materials. | Management | For | For | ||||||||||
ARCTRUST INC | ||||||||||||||
Security | Non-traded REIT | Meeting Type | Annual | |||||||||||
Ticker Symbol | n/a | Meeting Date | 5/15/2018 | |||||||||||
Record Date | 4/3/2018 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 5/15/2018 | |||||||||
Item | Proposal | Proposed by | Management recommendation | Voted | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph Morena | For | For | |||||||||||
2 | Edward Constantino | For | For | |||||||||||
DIVIDEND CAPITAL DIVERSIFIED PRTY FUND INC | ||||||||||||||
Security | Non-traded REIT | Meeting Type | Annual | |||||||||||
Ticker Symbol | n/a | Meeting Date | 7/26/2017 | |||||||||||
Record Date | 7/15/2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 7/25/2017 | |||||||||
Item | Proposal | Proposed by | Management recommendation | Voted | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard D Kincaid | For | For | |||||||||||
2 | John A Blumberg | For | For | |||||||||||
3 | Charles B Duke | For | For | |||||||||||
4 | Daniel J Sullivan | For | For | |||||||||||
5 | John P Woodberry | For | For | |||||||||||
2 | To ratify the selection of KPMG LLP as out independent registered public accounting firm for the year ending Deember 31,2017 | Management | For | For | ||||||||||
3 | Amendment of the company's charter to restructure its share classes | Management | For | For | ||||||||||
4 | To permit the board of Directors to adjourn the annual meeting if necessary, to solicit additional procies on favor of proposals 1 through 3 abouve if there are not sufficient votes for the proposals | Management | For | For | ||||||||||
PHILLIPS EDISON GROCERY CENTER REIT 1 | ||||||||||||||
Security | Non-traded REIT | Meeting Type | Annual | |||||||||||
Ticker Symbol | n/a | Meeting Date | 9/20/2017 | |||||||||||
Record Date | 7/28/2017 | |||||||||||||
City / | Country | / | United States | Vote Deadline Date | 9/19/2017 | |||||||||
Item | Proposal | Proposed by | Management recommendation | Voted | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jeffrey S Edison | For | For | |||||||||||
2 | Leslie T Chao | For | For | |||||||||||
3 | Gregory S Wood | For | For | |||||||||||
4 | Paul J Massey JR | For | For | |||||||||||
5 | Stephen R Quazzo | For | For | |||||||||||
2 | Approve the transactions contemplated by that certain contribution agreement, dated May 18, 2017, by and among Phillips Edison Grocery Center REIT 1, Inc, Phillips Edison Grocery Center Operating Partnership I, LP, Phillips Edison Limited Partnership and the other contributors listed on exhibit a thereto. | Management | For | For | ||||||||||
3 | Adjourn the annual meeting, if necessary, as determined by the chair of the annual meeting to solicit additional proxies in favor of the foregoing proposals if there are not sufficient votes for the proposals. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Wildermuth Endowment Fund
By (Signature and Title) | /s/ Daniel Wildermuth | |
Daniel Wildermuth | ||
Trustee, Chairman of the Board, President and Chief Executive Officer |
Date: | August 15, 2018 |