0001398344-17-002187.txt : 20170216 0001398344-17-002187.hdr.sgml : 20170216 20170216155238 ACCESSION NUMBER: 0001398344-17-002187 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wildermuth Endowment Strategy Fund CENTRAL INDEX KEY: 0001586009 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wildermuth Carol CENTRAL INDEX KEY: 0001678041 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22888 FILM NUMBER: 17617813 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 200 CITY: ALPHARETTA STATE: GA ZIP: 30005 5/A 1 fp0024028_5a.xml OWNERSHIP DOCUMENT X0306 5/A 2016-12-31 2016-07-11 0 0 0 0001586009 Wildermuth Endowment Strategy Fund WESFX 0001678041 Wildermuth Carol 11525 PARK WOODS CIRCLE SUITE 200 ALPHARETTA GA 30005 1 1 1 1 Exec. V.P. Affil. person of Adviser* Class A Common Stock - WESFX 2016-03-30 5 J 0 258.80 10.61 A 51695.911 I Note Class A Common Stock - WESFX 2016-06-29 5 J 0 317.99 11.09 A 51695.911 I Note Class A Common Stock - WESFX 2016-09-29 5 J 0 216.68 11.63 A 51695.911 I Note Class A Common Stock - WESFX 2016-12-29 5 J 0 51.82 11.76 A 51695.911 I Note Class C Common Stock - WEFCX 2016-06-29 5 J 0 5.84 11.06 A 121.94 I Note Class C Common Stock - WEFCX 2016-09-29 5 J 0 3.98 11.58 A 121.94 I Note Class C Common Stock - WEFCX 2016-12-29 5 J 0 0.96 11.68 A 121.94 I Note Reinvested Distributions The nature of indirect beneficial ownership pertains to Carol Wildermuth's ownership of Wildermuth Advisory, LLC, which in turn has direct ownership of the Class A and Class C Common Stock. * The Reporting Person is an affiliated person of Wildermuth Advisory, LLC, the investment adviser of the Issuer. /s/ Carol Wildermuth 2017-02-15