0001398344-16-015300.txt : 20160719 0001398344-16-015300.hdr.sgml : 20160719 20160719104526 ACCESSION NUMBER: 0001398344-16-015300 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wildermuth Endowment Strategy Fund CENTRAL INDEX KEY: 0001586009 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wildermuth Advisory, LLC CENTRAL INDEX KEY: 0001586010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22888 FILM NUMBER: 161772703 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 FORMER NAME: FORMER CONFORMED NAME: Wildermuth Advisor, LLC DATE OF NAME CHANGE: 20130905 5/A 1 fp0020281_5a.xml OWNERSHIP DOCUMENT X0306 5/A 2015-12-31 2016-07-11 0 1 1 0001586009 Wildermuth Endowment Strategy Fund WESFX 0001586010 Wildermuth Advisory, LLC 11525 PARK WOODS CIRCLE ALPHARETTA GA 30005 0 0 1 1 Investment Adviser* Class A Common Stock - WESFX 3 50850.615 D Class C Common Stock - WEFCX 2016-03-14 4 A 0 L 936.33 10.68 A 936.33 D Form 3 should have been filed on or about January 12, 2015 (10 days after the fund commenced operations), at which time Wildermuth Advisory, LLC would have been a 10% owner). Form 4 should have been filed within 2 business days of the date of the acquisition. This number reflects the amount of securities beneficially owned after the completion of the transaction, as the fiscal year is not yet over * The Reporting Person is the investment adviser of the Issuer. /s/ Daniel Wildermuth, President and CEO 2016-07-06