0001398344-16-015010.txt : 20160711
0001398344-16-015010.hdr.sgml : 20160711
20160711123133
ACCESSION NUMBER: 0001398344-16-015010
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160711
DATE AS OF CHANGE: 20160711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wildermuth Endowment Strategy Fund
CENTRAL INDEX KEY: 0001586009
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wildermuth Advisory, LLC
CENTRAL INDEX KEY: 0001586010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22888
FILM NUMBER: 161761560
BUSINESS ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
BUSINESS PHONE: 678-356-1100
MAIL ADDRESS:
STREET 1: 11525 PARK WOODS CIRCLE
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
FORMER NAME:
FORMER CONFORMED NAME: Wildermuth Advisor, LLC
DATE OF NAME CHANGE: 20130905
5
1
fp0020199_5.xml
OWNERSHIP DOCUMENT
X0306
5
2015-12-31
0
1
1
0001586009
Wildermuth Endowment Strategy Fund
WESFX
0001586010
Wildermuth Advisory, LLC
11525 PARK WOODS CIRCLE
ALPHARETTA
GA
30005
0
0
1
1
Investment Adviser*
Class A Common Stock
3
50850.615
D
Class A Common Stock
2016-03-14
4
A
0
L
936.33
10.68
A
936.33
D
Form 3 should have been filed on or about January 12, 2015 (10 days after the fund commenced operations), at which time Wildermuth Advisory, LLC would have been a 10% owner).
Form 4 should have been filed within 2 business days of the date of the acquisition.
This number reflects the amount of securities beneficially owned after the completion of the transaction, as the fiscal year is not yet over
* The Reporting Person is the investment adviser of the Issuer.
/s/ Daniel Wildermuth, President and CEO
2016-07-06