0001398344-16-014998.txt : 20160711 0001398344-16-014998.hdr.sgml : 20160711 20160711121749 ACCESSION NUMBER: 0001398344-16-014998 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160711 DATE AS OF CHANGE: 20160711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wildermuth Endowment Strategy Fund CENTRAL INDEX KEY: 0001586009 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 678-356-1100 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wildermuth Daniel CENTRAL INDEX KEY: 0001678040 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22888 FILM NUMBER: 161761537 MAIL ADDRESS: STREET 1: 11525 PARK WOODS CIRCLE STREET 2: SUITE 200 CITY: ALPHARETTA STATE: GA ZIP: 30005 5 1 fp0020193_5.xml OWNERSHIP DOCUMENT X0306 5 2015-12-31 0 1 1 0001586009 Wildermuth Endowment Strategy Fund WESFX 0001678040 Wildermuth Daniel 11525 PARK WOODS CIRCLE SUITE 200 ALPHARETTA GA 30005 1 1 1 1 President and CEO Affil. person of Adviser* Class A Common Stock 3 50850.615 I Note Class C Common Stock 2016-03-14 4 A 0 L 936.33 10.68 A 936.33 I Note Form 3 should have been filed on or about January 12, 2015 (10 days after the fund commenced operations). Carol Wildermuth at that time was a Director, Officer, and 10% beneficial owner of the fund. Form 4 should have been filed within 2 business days of the date of the transaction. This number reflects the amount of securities beneficially owned after the completion of the transaction, as the fiscal year is not yet over. The nature of indirect beneficial ownership pertains to Daniel Wildermuth's ownership of Wildermuth Advisory, LLC, which in turn has direct ownership of the Class A and Class C Common Stock. * The Reporting Person is an affiliated person of Wildermuth Advisory, LLC, the investment adviser of the Issuer. /s/ Daniel Wildermuth 2016-07-06