0001585583-18-000038.txt : 20180703 0001585583-18-000038.hdr.sgml : 20180703 20180703152254 ACCESSION NUMBER: 0001585583-18-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cappasola John D. Jr. CENTRAL INDEX KEY: 0001646737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 18936727 MAIL ADDRESS: STREET 1: C/O DEL TACO RESTAURANTS, INC. STREET 2: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Del Taco Restaurants, Inc. CENTRAL INDEX KEY: 0001585583 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 949-462-9300 MAIL ADDRESS: STREET 1: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: Levy Acquisition Corp DATE OF NAME CHANGE: 20130830 4 1 wf-form4_153064575588893.xml FORM 4 X0306 4 2018-06-30 0 0001585583 Del Taco Restaurants, Inc. TACO 0001646737 Cappasola John D. Jr. C/O DEL TACO RESTAURANTS, INC. 25521 COMMERCENTRE DRIVE LAKE FOREST CA 92630 1 1 0 0 President & CEO COMMON STOCK 2018-06-30 4 A 0 131250 0 A 506031 D COMMON STOCK 2018-06-30 4 F 0 47867 14.18 D 458164 D COMMON STOCK 2018-07-02 4 S 0 7500 13.9798 D 450664 D Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan that will vest in four equal annual installments, beginning on June 30, 2019. Consists of shares withheld for the payment of the tax liability associated with the vesting of Restricted Stock on June 30, 2018. Sold pursuant to Rule 10b5-1 plan. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $14.04. The reporting person undertakes to provide Del Taco Restaurants, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Rebecca H. Yang, Attorney-in-Fact 2018-07-03