0001179110-13-016857.txt : 20131121
0001179110-13-016857.hdr.sgml : 20131121
20131121173953
ACCESSION NUMBER: 0001179110-13-016857
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130805
FILED AS OF DATE: 20131121
DATE AS OF CHANGE: 20131121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Levy Acquisition Corp
CENTRAL INDEX KEY: 0001585583
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 444 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-267-4190
MAIL ADDRESS:
STREET 1: 444 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3500
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stratton Sophia
CENTRAL INDEX KEY: 0001587048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 131236207
MAIL ADDRESS:
STREET 1: 7601 LAKE SHORE DRIVE
CITY: MILLER BEACH
STATE: IN
ZIP: 46403
4
1
edgar.xml
FORM 4 -
X0306
4
2013-08-05
0
0001585583
Levy Acquisition Corp
LEVY
0001587048
Stratton Sophia
444 NORTH MICHIGAN AVENUE
SUITE 3500
CHICAGO
IL
60611
0
1
1
0
CFO and Treasurer
Common Stock
2013-08-05
4
A
0
4312500
0.006
A
4312500
I
See footnote.
Common Stock
2013-10-17
4
S
0
69000
0.006
D
4243500
I
See footnote.
Common Stock
2013-11-19
4
J
0
553500
0.006
A
3690000
I
See footnote.
Private Placement Warrants
11.50
2013-11-19
4
A
0
4750000
1.00
A
Common Stock
4750000
4750000
I
See footnote.
Private Placement Warrants
11.50
2013-11-19
4
G
0
60000
0
D
Common Stock
60000
4690000
I
See footnote.
Forfeiture to the Issuer for no consideration because the underwriter for the Issuer's initial public offering did not exercise the over-allotment option.
Includes 922,500 shares which may be forfeited on the 5th anniversary of the Issuer's initial business combination, unless following the initial business combination the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like).
The securities are held directly by Levy Acquisition Sponsor, LLC. The Reporting Person is a manager of Levy Family Partners, LLC, which is the managing member of Levy Acquisition Sponsor, LLC. The Reporting Person disclaims beneficial ownership of such securities except to the extent of her actual pecuniary interest therein.
The warrants will become exercisable beginning on the later of one year after issuance or 30 days after the completion of the Issuer's initial business combination.
The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
/s/ Zachary Swartz, Attorney-in-Fact
2013-11-21