0000921895-16-005375.txt : 20160810 0000921895-16-005375.hdr.sgml : 20160810 20160810184912 ACCESSION NUMBER: 0000921895-16-005375 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160808 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Del Taco Restaurants, Inc. CENTRAL INDEX KEY: 0001585583 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 949-462-9300 MAIL ADDRESS: STREET 1: 25521 COMMERCENTRE DRIVE CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: Levy Acquisition Corp DATE OF NAME CHANGE: 20130830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PW Partners, LLC CENTRAL INDEX KEY: 0001594106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161822576 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: (312) 347-1709 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PW Partners Master Fund (QP), L.P. CENTRAL INDEX KEY: 0001645389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161822577 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: (312) 347-1709 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PW Partners Atlas Funds, LLC CENTRAL INDEX KEY: 0001594105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161822578 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: (312) 347-1709 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PW Acquisitions LP CENTRAL INDEX KEY: 0001631476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161822579 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 300 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-347-1709 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 300 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PW Partners Capital Management LLC CENTRAL INDEX KEY: 0001594107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36197 FILM NUMBER: 161822580 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: (312) 347-1709 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD., SUITE 1702 CITY: CHICAGO STATE: IL ZIP: 60604 3 1 form308800009_08102016.xml OWNERSHIP DOCUMENT X0206 3 2016-08-08 0 0001585583 Del Taco Restaurants, Inc. TACO 0001594107 PW Partners Capital Management LLC 141 W. JACKSON BLVD., SUITE 1702 CHICAGO IL 60604 1 0 0 0 0001631476 PW Acquisitions LP 141 W. JACKSON BLVD., SUITE 1702 CHICAGO IL 60604 1 0 0 0 0001594105 PW Partners Atlas Funds, LLC 141 W. JACKSON BLVD., SUITE 1702 CHICAGO IL 60604 1 0 0 0 0001645389 PW Partners Master Fund (QP), L.P. 141 W. JACKSON BLVD., SUITE 1702 CHICAGO IL 60604 1 0 0 0 0001594106 PW Partners, LLC 141 W. JACKSON BLVD., SUITE 1702 CHICAGO IL 60604 1 0 0 0 Common Stock 3343125 I By PW Acquisitions LP Common Stock 10000 I By PW Partners Master Fund (QP) LP Warrants (Right to Buy) 11.50 Common Stock 600000 I By PW Acquisitions LP This Form 3 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Master Fund (QP) LP ("Master Fund QP"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners, LLC ("PW Master Fund GP") and PW Partners Capital Management LLC ("PW Capital Management" and together with PW Acquisitions, Master Fund QP, Acquisitions GP and PW Master Fund GP, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Patrick Walsh, the Managing Member and Chief Executive Officer of each of Acquisitions GP and PW Master Fund GP and the Managing Member of PW Capital Management, is a director of the Issuer. The securities reported herein have been previously disclosed in Section 16 reports filed by Mr. Walsh. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. Represents securities owned directly by Master Fund QP. As the General Partner of Master Fund QP, PW Master Fund GP may be deemed to beneficially own the securities owned directly by Master Fund QP. As the Investment Manager of Master Fund QP, PW Capital Management may be deemed to beneficially own the securities owned directly by Master Fund QP. The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. By: PW Partners Capital Management LLC, By: /s/ Patrick Walsh, Managing Member 2016-08-10 By: PW Acquisitions LP, By: PW Partners Atlas Funds, LLC, General Partner, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer 2016-08-10 By: PW Partners Atlas Funds, LLC, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer 2016-08-10 By: PW Partners Master Fund (QP) LP, By: PW Partners, LLC, General Partner, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer 2016-08-10 By: PW Partners, LLC, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer 2016-08-10