0000921895-16-005375.txt : 20160810
0000921895-16-005375.hdr.sgml : 20160810
20160810184912
ACCESSION NUMBER: 0000921895-16-005375
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160808
FILED AS OF DATE: 20160810
DATE AS OF CHANGE: 20160810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Taco Restaurants, Inc.
CENTRAL INDEX KEY: 0001585583
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 25521 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
BUSINESS PHONE: 949-462-9300
MAIL ADDRESS:
STREET 1: 25521 COMMERCENTRE DRIVE
CITY: LAKE FOREST
STATE: CA
ZIP: 92630
FORMER COMPANY:
FORMER CONFORMED NAME: Levy Acquisition Corp
DATE OF NAME CHANGE: 20130830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Partners, LLC
CENTRAL INDEX KEY: 0001594106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161822576
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: (312) 347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Partners Master Fund (QP), L.P.
CENTRAL INDEX KEY: 0001645389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161822577
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: (312) 347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Partners Atlas Funds, LLC
CENTRAL INDEX KEY: 0001594105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161822578
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: (312) 347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Acquisitions LP
CENTRAL INDEX KEY: 0001631476
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161822579
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 300
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312-347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 300
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PW Partners Capital Management LLC
CENTRAL INDEX KEY: 0001594107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36197
FILM NUMBER: 161822580
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: (312) 347-1709
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD., SUITE 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
3
1
form308800009_08102016.xml
OWNERSHIP DOCUMENT
X0206
3
2016-08-08
0
0001585583
Del Taco Restaurants, Inc.
TACO
0001594107
PW Partners Capital Management LLC
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
0001631476
PW Acquisitions LP
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
0001594105
PW Partners Atlas Funds, LLC
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
0001645389
PW Partners Master Fund (QP), L.P.
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
0001594106
PW Partners, LLC
141 W. JACKSON BLVD., SUITE 1702
CHICAGO
IL
60604
1
0
0
0
Common Stock
3343125
I
By PW Acquisitions LP
Common Stock
10000
I
By PW Partners Master Fund (QP) LP
Warrants (Right to Buy)
11.50
Common Stock
600000
I
By PW Acquisitions LP
This Form 3 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Master Fund (QP) LP ("Master Fund QP"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners, LLC ("PW Master Fund GP") and PW Partners Capital Management LLC ("PW Capital Management" and together with PW Acquisitions, Master Fund QP, Acquisitions GP and PW Master Fund GP, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Patrick Walsh, the Managing Member and Chief Executive Officer of each of Acquisitions GP and PW Master Fund GP and the Managing Member of PW Capital Management, is a director of the Issuer. The securities reported herein have been previously disclosed in Section 16 reports filed by Mr. Walsh. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions.
Represents securities owned directly by Master Fund QP. As the General Partner of Master Fund QP, PW Master Fund GP may be deemed to beneficially own the securities owned directly by Master Fund QP. As the Investment Manager of Master Fund QP, PW Capital Management may be deemed to beneficially own the securities owned directly by Master Fund QP.
The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events.
By: PW Partners Capital Management LLC, By: /s/ Patrick Walsh, Managing Member
2016-08-10
By: PW Acquisitions LP, By: PW Partners Atlas Funds, LLC, General Partner, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer
2016-08-10
By: PW Partners Atlas Funds, LLC, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer
2016-08-10
By: PW Partners Master Fund (QP) LP, By: PW Partners, LLC, General Partner, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer
2016-08-10
By: PW Partners, LLC, By: /s/ Patrick Walsh, Managing Member and Chief Executive Officer
2016-08-10